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Файл:Ординатура / Хирургия / Библиотека им академика М.И. Перельмана / Книга_5943_Библиотеки_им_академика_М_И_Перельмана
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individual patients showed symptoms of complement activation and acute kidney
injury[18, 19].
Cellular immune responses to the transgene have only been observed in a few
clinical trials of rAAV‐mediated gene transfer so far, mostly in the setting of intramuscular gene delivery [1], suggesting that the route of administration could
increase the immunogenicity of the vector. Cytotoxic T‐cell responses against the
transgene have been reported in clinical trials with intramuscular delivery in
Duchenne muscular dystrophy[20] and alpha‐1 antitrypsin deficiency[21] and
with intracerebral delivery in mucopolysaccharidosis Type IIIB[22].
Noteworthy, all patients treated with rAAV vectors develop antibodies against
the viral capsids, indicating high probability of immune response against viral
vectors[6, 10]. Moreover, these immune responses are switched antibody responses,
like the naturally occurring anti‐AAV antibodies, suggesting the involvement of
CD4 T helper cells [2]. A preclinical model showed that blocking the cellular
immune responses, and hence CD4 T helper cells, prevented the formation of anti‐
rAAV antibodies[7]. However, CD4 responses were rarely detected in clinical trials
despite this. The reason for this might be that AAV‐specific T cells are only partially
circulating and rather tissue‐resident, or are rare in numbers, despite the high
rAVV doses.
In conclusion, despite the lack of understanding of the involvement of the
T‐cell‐mediated cellular immune response, it is recommended to apply highly
robust and sensitive methods designed to detect T‐cell‐mediated responses.
11.2 Methods forthe Detection ofCellular
Immune Responses
11.2.1 Methods toDetect T-Cell Responses inClinical Trials
The sensitive detection and characterization of rAAV‐specific T‐cell populations is
critical for understanding cellular immune responses during the development of
gene therapeutic drugs. Evaluation of a combination of orthogonal T‐cell assays
or other assays assessing the immune status is therefore recommended, using
suitable methods that are appropriately robust and sensitive. An overview of
methods for detection of cellular immunity to viral capsids and transgene proteins
is provided in this section.
11.2.1.1 Enzyme-Linked Immunosorbent Spot Assay
The ELISPOT (Figure11.1) assay is a highly sensitive method that measures the
frequency of antigen‐specific T cells that secrete cytokines, such as IFN‐gamma,
by antigen‐specific T cells[23–25]. The assay is based on the principle of capturing
the cytokines secreted by T cells on a membrane coated with specific antibodies.

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Principle of T-cell ELISPOT assay
Capture Ab e.g. anti-cytokine)
(a)
Membrane
(b)
Unstimulated cell
(c)
(d)
(e)
(f)
Antigen-stimulated cell
Enzyme + detection Ab
Spot
(e.g. anti-cytokine)
Chromogen
Cytokine
Plate-bound
cytokine
Figure11.1 Schematic diagram of ELISPOT assay. Ninety-six well plates are coated with
capture antibodies (a). PBMC are added to the wells with or without antigenic stimulus.
As the individual T cells respond to the antigen (Ag) and secrete cytokines, the cytokines
are bound by the antibody directly at the site of secretion (b). Cells are washed off (c),
detection antibodies are added (d), and the spots are developed with chromogen (e). An
example individual well from a 96-well ELISPOT plate is shown. Each spot represents the
captured cytokine produced by a single T cell to the given recall antigen (f).
The captured cytokines are then detected using enzyme‐linked antibodies, and the
spots generated are counted to quantify the number of cytokine‐secreting T cells
in the presence of specific antigen. As antigens frequently peptide pools or other
materials such as proteins, vectors, and drugs are used. This assay can be used to
detect both CD4 and CD8 T‐cell responses and is commonly used in gene therapy

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trials to evaluate the immune response to the therapy. Additionally, there are different ELISPOT variations. In the related FluoroSpot, the detection antibody is conjugated with a fluorescent dye[26–29]. The advantage of FluoroSpot over ELISPOT is
that it allows for multiplexing, meaning multiple cytokines of one stimulated T cell
can be detected simultaneously.
11.2.1.2 Intracellular Cytokine Staining
Intracellular cytokine staining (ICS) is a flow cytometry‐based assay that measures the production of cytokines by T cells in response to stimulation with specific
antigens[30–33]. The assay involves the stimulation of T cells with the antigen of
interest and the addition of Brefeldin A, which inhibits the secretion of various
cytokines on a single‐cell basis. The cells are then stained with fluorescently
labeled antibodies to identify the specific T‐cell subsets and the cytokines produced. This assay is sensitive and allows to measure polyfunctional T cells, making
it an ideal method for assessing the T‐cell response to gene therapies. However,
the ICS assay is considered less sensitive than the ELISPOT assay[30–32, 34].
11.2.1.3 Tetramer Staining
Tetramer staining is a flow cytometry‐based assay that uses fluorescently labeled
major histocompatibility complex (MHC) class I tetramers loaded with specific
antigenic peptides to detect antigen‐specific T cells[35]. The tetramers bind to the
T‐cell receptors (TCRs) of antigen‐specific T cells and can be detected using flow
cytometry. This method is specific and considered to have similar sensitivity as the
ICS assay and can be used to detect low‐frequency T cells that are able to bind the
peptide of interest[36].
11.2.1.4 Proliferation Assays
This assay reveals the capability of T cells to proliferate upon exvivo antigen stimulation. The assay involves the labeling of T cells with a fluorescent dye, such as
carboxyfluorescein succinimidyl ester (CFSE), which is then diluted with each cell
division[37]. Alternatively, proliferation can be assessed by 3H‐thymidine incorporation into the DNA of the cell. The cells are then stimulated with the antigen of
interest, and the dilution of the dye or 3H‐thymidine incorporation is measured
using flow cytometry or with a scintillation counter, respectively. It has been demonstrated that proliferation is correlated with interleukin‐2 production[38].
11.2.1.5 Cytokine Bead Array
The cytokine bead array is a multiplexed assay that measures the secretion of
multiple cytokines from liquids (e.g. serum, plasma, and supernatants) simultaneously[39]. For the assay, T cells are stimulated with specific antigens, and the
supernatant is collected to measure cytokine secretion using fluorescently
labeled antibodies specific to each cytokine. This method can be used to detect

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the secretion of multiple cytokines from T cells, providing a more comprehensive analysis of the T‐cell response to gene therapies. However, it must be considered that cytokines can also be produced by other potentially co‐cultured
cells. This has to be taken into account additionally, in context of the frequency
of antidrug‐specific T‐cell responses, to avoid data misinterpretation.
11.2.1.6 Gene Expression Profiling
Gene expression profiling is a molecular technique that can be used to identify the
genes that are differentially expressed in T cells in response to gene therapy[40, 41].
The technique involves the isolation of T cells from blood or tissue samples and the
measurement of gene expression using microarrays or RNA sequencing. The gene
expression profiles can then be analyzed to identify the pathways and processes that
are activated in T cells in response to the therapy. This method provides a comprehensive analysis of the T‐cell response to gene therapy at the molecular level.
In combination with single‐cell analysis, gene expression profiling can be a very
powerful tool. However, validation of such an assay is considered to require the
validation of complex processes[42].
11.2.1.7 Multiplexed Epitope Mapping
Multiplexed epitope mapping is a high‐throughput method that can be used to
identify the T‐cell epitopes that are recognized in response to gene therapy[9, 43].
The technique involves the synthesis of overlapping peptide matrices that span the
entire sequence of the antigen of interest. The peptides or matrix peptide pools are
then screened for their ability to stimulate T‐cell responses using ELISPOT or ICS
assays. The T‐cell responses to each peptide are then mapped to identify the specific epitopes that are recognized by T cells in response to the therapy.
11.2.1.8 Conclusion
In conclusion, the methods listed above are available to detect T‐cell responses
in gene therapy trials. There are additional options like TCR sequencing and
IFN‐gamma release assays or even invivo assays using humanized mouse models.
Each method has its advantages and limitations, and the choice of method
depends on the specific needs of the study. A combination of these methods and
other immune monitoring assays can provide a comprehensive analysis of the
T‐cell response to gene therapy.
11.2.2 Technical Challenges ofDetecting Cellular
Immune Responses
While B‐cell immunity can be monitored by robust, reproducible, and validated
assays for antibody detection, monitoring of T‐cell immunity has been proven to
be more challenging [44]. Interlaboratory standardization is necessary to allow

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immune monitoring in multicenter clinical trials and obtain reproducible results.
It has been demonstrated that the lack of reproducibility of methods such as ICS,
ELISPOT, and tetramer detection originates from a lack of assay standardization
rather than from inherent difficulties in working with live cells and complex assay
systems. However, sample and material quality contribute significantly to the
quality of results.
Although in some publications the ELISPOT has been reported to have the lowest precision after tetramer staining and ICS, the ELISPOT is still considered a
robust, sensitive, and powerful technique to measure immune activation when
performed in a standardized manner using an optimized protocol[45]. Optimization
of parameters to improve ELISPOT assay performance is described in Section11.3.2.
The authors highlight that optimization of parameters in Section 11.3.2 is an
example that can be applied to other methods too, with certain limitations.
In general, other methods can be chosen to assess anti‐AAV therapy T‐cell
responses, depending on the scope of the study and the frequency of specific
T‐cell responses. In fact, when standardized assays are used in the same samples,
ELISPOT results have been shown to correlate with the results of other methods,
such as cytokine flow cytometry[46].
11.3 Validation ofCellular Assays Using PBMC
(Example ELISPOT)
11.3.1 Validation Strategies
Cell‐mediated, antigen‐specific qualification and validation of the recall antigen‐
specific ELISPOT method currently has no specific US Food and Drug Administration
(FDA) guidance available. The concept of the FDA guidance on bioanalytical
method validation[47] can be adapted to some extent to the ELISPOT assays when
applicable. To start the qualification/validation of the given ELISPOT assay, the
laboratory will need to have standard operating procedures in place, specifying how
the assay is performed. The quality of the assay performance in the laboratory needs
to be maintained by Quality Control (QC) and Quality Assurance (QA) for the duration of the study. A separate QC unit is not required in a Good Laboratory Practice
(GLP)‐regulated environment, but to QC the work performed is important for data
integrity. A separate QA unit is required for inspections in regulated studies (GLP,
GCP, etc.) and reporting to the Testing Facility Management. Once this is in place,
qualification/validation of the test method is performed before testing the samples.
One challenge in ELISPOT assay qualification/validation is that recall antigen‐
specific PBMCs are evaluated and, ideally, other samples, e.g. antigen‐positive
reference samples, responding to the same antigens are required. Qualification/

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validation should be planned for each antigen and cytokine readout to be evaluated. Validation approaches for cytokine and recall antigen‐specific ELISPOT
assays have been discussed and published in the scientific community[34] and
recommendations provided by the Global CRO Council for Bioanalysis (GCC)[48].
In general, after the given recall antigen‐specific ELISPOT assay has been optimized, the validation study is divided into three segments: (1) the validation plan;
(2) the validation test data (including Phase 1 of the assay validation, the qualification, generating the acceptance criteria, and Phase 2 of the assay validation,
confirming the performance of the selected acceptance criteria); and (3) the
validation report.
The validation of the ELISPOT assay should be performed in an environment
that is functionally the same as planned for analysis of the human clinical study
samples (i.e. regulated environment, same equipment, same software, and same
location). The analyte in the ELISPOT assay is defined as the number of spots
secreted by the antigen‐specific cell and captured on the ELISPOT plate for the
given released product measured. Please note that analytical assay qualifications/
validations usually fall under GLP regulations. The validated assay is then used
for the clinical study sample testing. The testing of the clinical samples, depending
on the intended use of the results obtained, may be performed under GCP or
CLIA regulations.
11.3.1.1 Precision
The precision, determined during assay validation, is the variability in the data from
replicate determinations of the same homogeneous sample with the same collection
date. Precision data represent the scatter of data and can be established without
having a “gold standard.” For example, for a qualification experiment, a total of three
different technicians would be performing the ELISPOT assay with the same samples and antigens on three different days, each running the experiment on different
plates. The tested precision parameters are intra‐assay precision, also called repeatability (well‐to‐well), and intermediate precision (day‐to‐day, analyst‐to‐analyst).
Reproducibility (laboratory‐to‐laboratory) is usually excluded from the validation plan, as no other laboratory is involved. However, laboratory‐to‐laboratory
precision data have been evaluated and published[44]. The data clearly showed
that reproducible and precise data were obtained by ELISPOT‐inexperienced
investigators when following standardized procedures and using standardized
samples and materials. All laboratories that participated could detect the recall
responses within three standard deviations (SDs) of the used reference values.
11.3.1.2 Specificity
Specificity in the ELISPOT assay is the ability to detect the number of PBMCs that
are releasing, e.g. IFN‐gamma that is directly bound to the plate, as determined by

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the antibodies used to capture and detect IFN‐gamma. The cell population tested
in ELISPOT assays is specific toward a certain antigen. The assay determines
whether the sample includes cells with specificity to the test antigen. The secretion of the cytokine of interest is only induced and captured on the ELISPOT plate
if the cells are specific to the tested antigen. Cells not activated by the test antigen
will not secrete the tested cytokine. The ability of the ELISPOT assay to determine
the antigen‐specific and mitogen‐specific lymphocyte responses depends on the
antigens employed. The ability of the assay to identify IFN‐gamma from antigen‐
stimulated cells versus spontaneously secreted cytokine is controlled by including
cells exposed to medium only for each sample, referred to as medium control.
Overall, evaluation of ELISPOT assays can be categorized into empirical
approaches and statistical approaches, and different groups utilize different
approaches[49–54].
A formula for the calculation of antigen‐specific positive response based on the
results of each individual sample has been published in 2008 and has been performing well[34]. An antigen‐specific response is defined as positive when both
of the following conditions are met: (1) antigen‐specific value (ASV) is greater
than 3. ASV is calculated as X– (SD of X)– (Y
+ [2SD of Y]), where X is the
average spot number per well induced by a given antigen (cells and antigen), Y is
the average spot number in the medium control wells (cells and no antigen), and
SD is standard deviation of the replicates. (2) Positive response determined as
Y
+ O + 2SD of Y is greater than 10, where O is the average spot number in the
negative control wells with only medium (no cells and no antigen). All negative
values generated by the formula are reported as 0 spot values, as negative values
are biologically irrelevant.
For all test conditions, mean spot‐count‐per‐well data are generated. For mathematical reasons, ELISPOT data (such as any counts covering natural numbers)
suffer from increasing variability the closer the mean value is to 0, as no linear
correlation is maintained. It has been demonstrated that the data precision of
mean spot counts decreased dramatically the closer the mean values were to 0. On
the other hand, the precision of high mean spot counts can reach a constant and
relatively low level[34, 55]. Spot counts below 30 spots per well should not be
evaluated by percentage coefficient of variation (CV) but only by SD[55].
11.3.1.3 Limit ofDetection and Range
The limit of detection (LOD) in the ELISPOT assay is the lowest number of spots
that can be detected and counted in one well for one sample with no antigen
stimulation. The lower LOD (LLOD) is the lowest number of spots that can be
detected in wells with cells but without antigen and is statistically distinguishable
from background or negative control (O), where no cells are plated in a given well.
The upper LOD (ULOD), also known as upper limit of quantitation, is the highest

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ULOD is less than TNTC number definedbygiven assay system aand
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number of spots that can be counted in that specific assay system, not reaching
‘“too numerous to count” (TNTC) by the used ELISPOT image analyzer.
The following acceptance values of the spot number in medium wells (LLOD)
and in mitogen/positive control wells (ULOD) could be used in the recall antigen‐
specific regulated ELISPOT study:
used image analyzer spots/well().
The range in a human IFN‐gamma ELISPOT assay will be defined by the LOD
value and the ULOD below TNTC.
11.3.1.4 Common Exceptions for ELISPOT Validation: Accuracy, Linearity,
and Reproducibility
Exceptions from the bioanalytical method validation guidance are commonly
made for ELISPOT validation for accuracy, linearity, and reproducibility. Accuracy
is defined as the closeness of agreement between the value determined by the
assay and the value that is accepted as a true value or an accepted reference value.
As no true reference values are available for this assay, accuracy can be determined by performing measurements employing two different test methods. The
same test samples may be used for the IFN‐gamma ELISPOT assay and an orthogonal method, IFN‐gamma ICS. Both IFN‐gamma measurements can provide the
percentage of responding cell population to the same antigen. This percentage or
frequency measurement allows comparison of values generated by the two
systems. The test sample used for these experiments, however, must have high
frequencies as measured in ELISPOT (e.g. more than 400 spots to a given antigen
in 400,000 cells per well) to qualify for testing by ICS and for accuracy validation.
Accuracy can be determined, but it is not useful for ELISPOT assays in a clinical
setting as not enough cells are available from the clinical samples to evaluate
accuracy by the proposed methods in a routine manner, and the response frequency to the individual antigen is not known. Therefore, accuracy is usually not
evaluated. Moreover, determination of accuracy is not necessary because ELISPOT
is not a quantitative assay. It does not quantify the amount of IFN‐gamma produced but reports the results as number of positive or no spots counted that produced IFN‐gamma if stimulated by the recall antigen. It is also expected that
different tested individuals react differently to the same antigen. However, it has
been demonstrated that the ELISPOT assay can be performed accurately, using
the above described assay systems[30, 31, 56–58].
Linearity is the ability of the assay to return values that are directly proportional
to the concentration of analyte in the sample. Mathematical data transformations
to promote linearity may be allowed if there is scientific evidence that the

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transformation is appropriate for the method. In general, linearity of the ELISPOT
method has been explored in multiple scientific publications, providing evidence
for the single‐cell resolution of the ELISPOT assay[30, 31, 56–58]. Linearity can
be evaluated, however, is not suited for the clinical sample testing as it is cumbersome, expensive, and requires a lot of cell material and antigens, which is unpractical or even impossible to obtain. Moreover, determination of linearity is not
required, considering that negative and positive controls are used in the ELISPOT
assay run for each clinical sample tested. The medium control commonly employs
culture medium with the PBMC samples without antigen stimulation, and the
positive control employs a mitogen such as phytohemagglutinin for each sample
tested. These control samples are tested in parallel and as a reference for comparison to the antigen recall (cell and antigen) sample.
11.3.2 Parameters Affecting ELISPOT Assay Performance
11.3.2.1 PBMC Sample Handling: Temperature, Resting, and Serum
ELISPOT assays use functional PBMCs, either freshly isolated from blood or cryopreserved. As the PBMCs are the sample and the most critical component of the
ELISPOT assay, handling of the whole blood from which the PBMCs are derived
needs to be standardized in a way that maintains functionality from the time of
blood draw throughout handling, shipment and separation, and cryopreservation.
Cryopreservation of PBMCs makes clinical trial measurements of cell‐mediated
recall antigen‐specific immune responses feasible, allows standardization of the
ELISPOT assay and batch testing of samples from multiple timepoints from a
given patient, and reduces the cost of the assays. For this reason, it has found wide
use in immune monitoring studies [9, 59–63]. Standardization of cryopreservation methods of PBMCs to maintain functionality has been achieved, as confirmed by recall antigen‐specific ELISPOT assays for T cells, B cells, natural killer
cells, and others, when whole blood is handled appropriately and kept at room
temperature starting from phlebotomy, packaging, shipment to the whole blood
processing laboratory, separation of PBMCs, and cryopreservation[55]. The cryopreserved PBMCs were found to perform equally well to freshly non‐frozen, separated, and tested PBMCs in the diverse recall antigen‐specific ELISPOT assays for
CD4 and CD8 T cells for Th1 and Th2 readouts[55].
It has been established that keeping the whole blood at room temperature
during the entire sample handling process is critical, as even exposure to 4 °C for
20minutes reduced the functionality of PBMC samples by a minimum of 30%[55]
(also illustrated by Figure11.2). This temperature sensitivity of PBMCs was also
observed when cold freezing solutions (e.g. dimethyl sulfoxide solutions) were
used for cryopreservation, as this also reduced the functionality of the thawed
PBMCs [55]. The cell recovery and functionality are critically temperature‐
dependent (see Figure11.2) rather than time‐dependent[55] (see Figure11.3).

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Ag
Donor 1
SFU / 300,000 cells
Ag
Donor 2
1200
Medium Mumps CMV Ag CEF 32 pool
Spot # / 300.000 cells
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250
200
150
100
50
0
CEF pool
250
200
150
100
50
SFU / 300,000 cells
0
fresh
4 °C
RT rocker
RT
CEF pool
Figure11.2 Storage temperature of whole blood influences the functionality of the
cryopreserved and thawed PBMCs in the recall antigen-specific IFN-gamma ELISPOT
assay.
1000
800
600
400
200
0
Fresh
6 h
12 h
24 h
48 h
72 h
Figure11.3 Cryopreserved PBMCs generated from whole blood at different times after
blood draw are tested in a recall antigen-specific IFN-gamma ELISPOT assay.
Inaddition to T cells, such observations have also been reported for antigen‐ specific
B‐cell readouts from cryopreserved PBMCs[64]. In addition to the logistics, separation, and freezing processes, optimal thawing procedures of the cryopreserved
PBMC should be used, making the handling of PBMCs complex and requiring
trained personnel to do so, in order not to jeopardize the results of the ELISPOT
assay and with it the clinical trial it is supporting[65].
Figure 11.3 demonstrates that whole blood, handled appropriately (using
serum‐free solutions) and shipped at room temperature before processing to cryopreserved PBMCs, can maintain functionality compared with freshly processed
blood. There was no statistical difference in recall antigen‐specific IFN‐gamma
ELISPOT assays of cryopreserved PBMCs from whole blood kept at room temperature when PBMCs were separated immediately or at 6, 12, and 24 hours, confirming previously published results[55].
If whole blood samples are handled and processed correctly, fresh and cryopreserved PBMCs perform equally well[55], as shown in Figure11.4 for the recall
antigen cytomegalovirus (CMV) peptide pool.
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