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FIGURE 22–1. Proposed model depicting pathophysiological changes associated with mood disorders and ketamine’s mechanism of antidepres-
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sant action.
The APA Publishing Textbook of Mood Disorders, Second Edition

To view this figure in color, see Plate 9 in Color Gallery in middle of book.
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Stressed or Depressed Condition (under conditions of chronic stress and possibly reflecting pathophysiology of major depressive disorder)
1. Activation of inhibitory interneurons: Under usual conditions pyramidal glutamatergic neurons are under tonic inhibition by GABAergic interneurons that are themselves
activated by glutamatergic inputs. 2. Inhibition of glutamate release: The tonic inhibition limits release of glutamate into the synaptic cleft. 3. Activation of inhibitory
metabotropic glutamate (mGlu) receptors: Group II metabotropic glutamate receptors 2 and 3 (mGluR2/3) provide a second means of inhibiting glutamate release and are
believed to serve as a sensor in a negative feedback loop, detecting increased levels of extrasynaptic glutamate and dampening any additional synaptic glutamate release.
4. Impaired glutamate clearance: Under usual conditions, glutamate released into the synaptic cleft is rapidly cleared by excitatory amino acid transporters (EAATs). In most
brain regions, glutamate clearance is predominantly accomplished through EAAT2, which is present on astroglial cells surrounding the synapse. Under conditions of chronic
stress and possibly during depressive episodes, it is believed that the ability to clear glutamate is reduced, allowing for increased levels of extrasynaptic glutamate. 5. Reduced
activation of non–N-methylmate, are believed to decrease the number and activation of postsynaptic α-amino-3-hydroxy-5-methyl-4-isoxazolepropionic acid (AMPA) receptors. 6. Reduced local protein
synthesis: The mechanistic (mammalian) target of rapamycin (mTOR) is a kinase that regulates local protein synthesis in dendrites in a process mediating activity-dependent
synaptic strengthening. Reductions in postsynaptic activation through AMPA receptors result in lower levels of mTOR activity, decreasing rates of local protein synthesis
and synaptic strength. 7. Reduced neurotrophic support and increased neurotoxicity: mTOR is believed to have a complex relationship with neurotrophic factors such as
brain-derived neurotrophic factor (BDNF). There appears to be a positive feedback system in which increased mTOR activity results in increased expression of BDNF, and
activation of the BDNF receptor tropomyosin receptor kinase B (TrkB) increases mTOR activity. Under conditions of chronic stress and possibly in depressive episodes, it is
believed that BDNF expression and release are decreased in several critical brain regions. 8. Overall reductions in synaptic strength and neuroplasticity: The effects of chronic
stress result in decreased neurotrophic support and greater susceptibility of synaptic maintenance to the effects of potentially neurotoxic events, such as increased stimulation
of extrasynaptic NMDA receptors. Ultimately, this results in a loss of synaptic strength and adaptive neuroplasticity and leads toward impaired neurotransmission and
circuit function.
Ketamine-Treated Condition
9. Ketamine blocks excitation of inhibitory interneurons: Several lines of evidence demonstrate the ability of ketamine to modulate glutamate release. One mechanism
believed to mediate this effect is a selective inhibition of NMDA receptors on GABAergic interneurons. Inhibiting the inhibitory interneurons results in a release of the tonic
inhibition. 10. Surge of glutamate release: Whether through release of tonic inhibition or other mechanisms, there is good evidence demonstrating that a transient surge of
glutamate release follows administration of subanesthetic doses of ketamine. 11. Increased expression and stimulation of AMPA glutamate receptors: Increased levels of
synaptic glutamate lead to activation of AMPA receptors in the postsynaptic membrane. There also appears to be an increased level of AMPA receptor expression and
insertion following ketamine treatments that will likely amplify the effect. 12. Increased activation of mTOR and local protein synthesis: Increased conductance through
AMPA receptors stimulates intracellular messenger pathways, including that of the mTORC1 (mechanistic [mammalian] target of rapamycin complex 1) pathway, that
promote translation of proteins necessary for neuronal plasticity. 13. Enhanced neurotrophic support and reduced neurotoxicity: Neurotrophic factors such as BDNF are
among the proteins that are increasingly expressed shortly following ketamine administration. The release of BDNF also appears to be stimulated by ketamine, and several
studies suggest that this enhanced neurotrophic support is a necessary event in generating the ketamine-induced antidepressant-like effect in rodent models. Other studies
suggest that blockade of extrasynaptic or specific subtypes of NMDA receptors further limits excitotoxic effects and promotes changes supporting neuronal plasticity.
14. Increased neuroplastic responsivity: Combined, these actions are believed to increase synaptic plasticity, as reflected in synaptic strengthening, elevated levels of synaptogenesis, increased spine density, and ultimately changes in functional connectivity between brain regions involved in mood disorder pathophysiology.
D-aspartate (NMDA) glutamate receptors: Reduced levels of synaptic glutamate release, and possibly elevated levels of extrasynaptic gluta-
Ketamine and Other Investigational Agents
393

FIGURE 22–2. Novel drugs in development related to ketamine’s proposed mechanism of action.
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To view this figure in color, see Plate 10 in Color Gallery in middle of book.
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1. Drugs targeting N-methyl-
ketamine that are primarily channel-blocking agents that interfere with the receptor’s ion channel. These drugs can bind to selectively expressed subunits of the NMDA
receptor or to sites common to all NMDA receptors. The second class contains drugs that are reported to act by modulating the binding or function of the glycine co-agonist
site on the NMDA receptor. To varying degrees these drugs can indirectly modulate the ion transport through the receptor. These drugs are believed to produce their
antidepressant effects by promoting enhanced presynaptic glutamate release and/or limiting neuronal toxicity. 2. Drugs targeting metabotropic glutamate receptors 2 and
3 (mGluR2/3): mGluR2/3 activation serves to inhibit glutamate release and serves as a target to modulate glutamate release. On the basis of the proposed pathophysiological
model presented above, arguments can be made for both inhibiting tonic glutamate release and transiently stimulating glutamate release, such as is believed to happen with
ketamine treatment. Both positive and negative allosteric modulators of mGluR2/3 are being studied as treatment for mood disorders. 3. Drugs stimulating
hydroxy-5-methyl-4-isoxazolepropionic acid (AMPA) receptor activation: These drugs can act either as more direct agonists of glutamate or as modulators of receptor
function. To date there is preclinical evidence suggesting that drugs in this class possess antidepressant properties, but clinical confirmation is required. 4. Drugs targeting
intracellular mechanisms: Because preclinical evidence suggests that activation of the mechanistic (mammalian) target of the rapamycin complex 1 (mTORC1) pathway is
critical to the mechanism of ketamine’s action, there have been attempts to develop drugs that can more directly modulate the pathway downstream of the glutamatergic
receptors. 5. Drugs facilitating glutamate uptake: On the basis of evidence suggesting that glial cell abnormalities and impaired glutamate uptake are associated with the
pathogenesis and pathophysiology of mood disorders, there have been attempts to identify and utilize drugs that can facilitate glutamate clearance in efforts to treat mood
disorders. Rodent studies support this approach; however, the clinical studies for one potential agent, riluzole, have yielded inconsistent results at best. These equivocal
findings may suggest that drugs that modulate glutamate uptake could have benefits prophylactically but may not be highly effective in treatment.
D-aspartate (NMDA) receptors: There are two major classifications of drugs currently in this category. The first class contains those drugs like
α
-amino-3-
Ketamine and Other Investigational Agents
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396 The APA Publishing Textbook of Mood Disorders, Second Edition
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results in adaptive structural and functional changes that mediate the emotional and
behavioral benefits. Although the road to discovery has had many unexpected turns
and apparent dead ends, considering all the preclinical and clinical data in toto, a con
verging model of the drugs’ mechanisms of action is developing.
There is now good evidence to suggest that the mechanism of ketamine’s (and possibly other related drugs’) antidepressant action is much more complicated than a
simple blockade of the NMDA receptor. The effect is likely highly dependent on the
ability of the drug to selectively alter NMDA receptor function in a manner that in
creases downstream activation at other non-NMDA glutamate receptors. Converging
lines of evidence suggest that the sustained antidepressant effects are mediated by
stimulation of neurotrophic pathways, changes in local protein synthesis and synap
togenesis, and ultimately enhanced rates of neuroplasticity and meta-plasticity. These
downstream effects can be generated by selective NMDA receptor inactivation, as
they seem to be for ketamine, or possibly by other mechanisms such as more direct
modulation of glutamate release and/or uptake, direct action on non-NMDA ionotropic glutamate receptors, or selective targeting of essential intracellular signaling
pathways
(Figure 22–2). Because several drugs targeting each of these physiological
processes are currently in development, we will be hearing more about the true utility
of this model in the relatively near future.
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