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24. Eriksson BI , Borris LC , Friedman RJ , et al. Rivaroxaban versus
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enoxaparin for thromboprophylaxis a er hip arthroplasty , N Engl J Med. 2008. 358 ( 26 ): 2765–2775 .
25. Kakkar AK , Brenner B , Dahl OE , etal. Extended duration rivar­oxaban versus short-term enoxaparin for the prevention of venous thromboembolism a er total hip arthroplasty:Adouble-blind, ran­domised controlled trial , Lancet. 2008. 372 ( 9632 ): 31–39 .
26. Lassen MR , Ageno W , Borris LC , etal. Rivaroxaban versus enoxa­parin for thromboprophylaxis a er total knee arthroplasty , N Engl J Med. 2008. 358 ( 26 ): 2776–2786 .
27. Turpie AG , Lassen MR , Davidson BL , et al. Rivaroxaban versus enoxaparin for thromboprophylaxis a er total knee arthroplasty (RECORD4): A randomised trial , Lancet. 2009. 373 ( 9676 ): 1673–1680 .
28. Fisher WD , Eriksson BI , Bauer KA , etal. Rivaroxaban for thrombo­prophylaxis a er orthopaedic surgery:Pooled analysis of two stud­ies ,  romb Haemost. 2007. 97 ( 6 ): 931–937 .
29. Lassen MR , Raskob GE , Gallus A , Pineo G , Chen D , Portman RJ . Apixaban or enoxaparin for thromboprophylaxis a er knee replace­ment, N Engl J Med. 2009. 361 ( 6 ): 594–604 .
30. Lassen MR , Raskob GE , Gallus A , Pineo G , Chen D , Hornick P . Apixaban versus enoxaparin for thromboprophylaxis a er knee replacement (ADVANCE-2): A randomised double-blind trial , Lancet. 2010. 375 ( 9717 ): 807–815 .
31. Lassen MR , Gallus A , Raskob GE , Pineo G , Chen D , Ramirez LM . Apixaban versus enoxaparin for thromboprophylaxis a er hip replacement , N Engl J Med. 2010. 363 ( 26 ): 2487–2498 .
32. Raskob GE , Gallus AS , Pineo GF , etal. Apixaban versus enoxapa­rin for thromboprophylaxis a er hip or knee replacement:Pooled analysis of major venous thromboembolism and bleeding in 8464 patients from the ADVANCE-2 and ADVANCE-3 trials , J Bone Joint Surg Br. 2012. 94 ( 2 ): 257–264 .
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38. Eriksson BI , Dahl OE , Rosencher N , etal. Oral dabigatran etexilate vs. subcutaneous enoxaparin for the prevention of venous thrombo­embolism a er total knee replacement: e RE-MODEL random­ized trial , J  romb Haemost. 2007. 5 ( 11 ): 2178–2185 .
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40. Wolowacz SE , Roskell NS , Plumb JM , Caprini JA , Eriksson BI . E cacy and safety of dabigatran etexilate for the prevention of venous thromboembolism following total hip or knee arthro­plasty:Ameta-analysis ,  romb Haemost. 2009. 101 ( 1 ): 77–85 .
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288 • VENOUS THROMBOEMBOLISM
37.
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DIAGNOSIS OF DEEP VENOUS THROMBOSIS
David A. Frankel and Warner P. Bundens
BACKGROUND
Patients with one or more of Virchow’s triad of stasis, hyper­coagulability, or vein wall abnormalities are susceptible to
1
thrombosis.
Lower limb deep venous thrombosis (DVT) is a common and potentially serious problem. Over  ve million occur in the United States annually, and approxi-
2,3
mately 10% become pulmonary emboli. of pulmonary emboli originate from lower limb DVTs.
Ninety percent
4,5
Furthermore, DVT can also result in permanent venous obstruction, that is, chronic DVT, and/or damage to venous valves leading to postphlebitic chronic venous insu ciency. Timely and accurate diagnosis can aid signi cantly in the reduction of morbidity and mortality.
 e clinical presentation of DVT can range from silent, with no symptoms or physical  ndings, to phlegmasia cerula dolens and venous gangrene. However, the sensitiv­ity and speci city of symptoms and physical  ndings such as pain, tenderness, swelling, redness, or a positive Homan’s sign range from 30 to 80%.  e clinical diagnosis of DVT is not reliable with an overall accuracy of only approximately
6–10
50%.
 us, when DVT is suspected or it is part of a dif­ferential diagnosis, an accurate and objective test that can rule in or rule out DVT is indicated.
 ough this chapter is devoted to the diagnosis of thrombosis in the deep leg veins, one should keep DVT in mind when seeing a patient with super cial thrombo­phlebitis.  e clinical diagnosis of thrombophlebitis of a super cial vein is accurate. One should be aware, however, that multiple studies have shown that approximately 20%
11–16
of patients will also have an occult DVT.
 e extent of thrombus in super cial veins usually extends further than is evident clinically, and in up to one-third of cases the thrombus will eventually extend into the deep system via
17–19
the saphenofemoral junction or communicating veins.
 e traditional “gold standard” of objective testing is
ascending contrast phlebography. Compared with autopsy
20
 ndings it has a 97% sensitivity and 95% speci city.
 e test, however, is costly, invasive, uncomfortable, and associ­ated with de nite risks. One of the “particularly unwelcome”
complications is a 2 to 3% risk of the contrast agents actu-
9
ally causing DVT.
For decades, trends have been toward less invasive and in the case of ultrasonography, less expen­sive methods of studying patients suspected of having DVT. For years, radioactive  brinogen scanning and impedance plethysmography were widely used but were supplanted by duplex ultrasonography as scanners became widely available and multiple studies showed acceptable accuracy. Currently, duplex ultrasonography is still the most commonly used method of testing for lower limb DVT, though other meth­odologies are being increasingly used in selected settings.
DUPLEX ULTRASONOGRAPHY
 e combination of B-mode imaging and the pulse Doppler into one instrument, the Duplex, was originally done as an aid to arterial diagnosis. It soon became evident that it could also be used for venous investigations of both obstruc­tion and re ux. Since 1990s the hardware technology has improved the quality of the B-mode imaging dramatically. Color-coded  ow displays as well as “power Doppler” are now available in most instruments.  ese two modes are o en helpful for locating veins and outlining intraluminal defects.
 e possible duplex  ndings with a lower limb DVT are listed in Table37.1. Virtually all vascular labs use the  rst criteria, the inability to collapse a vein with probe pressure (Figures37.1 and 37.2), as the primary diagnostic method.
21
Some use only this  nding.
Meta-analysis has shown this sign to be 95% sensitive and 98% speci c for proximal leg DVTs. When all the criteria of Table37.1 are used the sen-
22
sitivity is 98% and speci city94%.
Although the accuracy of this noninvasive, readily available, and relatively low cost test is impressive, one should realize most data re ect  ndings in patients with femoral and/or popliteal vein disease.  e majority of patients with symptomatic DVTs have thrombus in these
23,24
veins.
In some cases the thrombus may also involve the
iliac or calf veins. Duplex examination may not detect
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Table37.1 DUPLEX FINDINGS OF LOWERLIMBDVT
MODE FINDING IMPLICATION
B-Mode Image Unable to coapt vein
Pulse Doppler No spontaneous  ow Occlusive thrombus
Color Flow
or Power Doppler
Combined Increased  ow
Figure37.1 Duplex of normal femoral vein. Vein can be completely collapsed with probe pressure.
walls with probe pressure
Visible thrombus  rombus, possibly old
Vein enlarged Acute thrombus
No augmentation of
 ow with distal limb compression
No  ow variation
with respiration
Intraluminal defect Nonocclusive thrombus
velocity and size of surrounding veins
Intraluminal thrombus
Obstruction distal to
probe
Obstruction proximal
to probe
Being used as
collaterals
the full extent of thrombosis in these instances, but at least the diagnosis of DVT will be made and, presumably, appropriate treatment given. One must realize, however, that isolated calf vein DVT are common and isolated iliac thrombi do occur. Duplex is not as accurate in these instances. In a study of postoperative orthopedic patients, 24% of the symptomatic and 88% of the asymptomatic patients had isolated calf thrombi. In the symptomatic group, duplex imaging was 85% sensitive and 86% speci c, but in the asymptomatic group sensitivity was 16% and
25
speci city99%.
Isolated iliac vein thrombosis is o en reported as being rare. However, most series from which data comes do not include patients who are at increased risk for this problem (i.e., those who are pregnant or have pelvic conditions such as tumors, trauma, or recent surgery).  e true incidence of isolated pelvic vein thrombosis is unknown but probably higher than previous estimates. Most vascular labs do not routinely scan iliac veins as part of a lower extremity DVT study.  ose that do  nd the study unsatisfactory because of
26
excessive bowel gas in 20% of patients.
 e primary sign used in the leg, the ability to coapt vein walls with probe pressure, is usually not possible. Many labs use indirect signs such as lack of  ow variation with respiration in the proxi­mal femoral (“common femoral”) vein, or a 50% increase in proximal femoral vein diameter with the Valsalva maneuver.  e accuracy of these methods varies greatly in the litera-
27–30
ture.
Magnetic resonance venography is a more reliable
diagnostic modality in these patients.
In addition to the ability to diagnose the presence of a deep vein thrombosis, duplex ultrasonography usually provides information as whether the thrombus is acute or chronic. Criteria are listed in Table37.2.  e  nding of a partially compressible thrombus is the most common reli­able sign of an acute DVT, as “free  oating” thrombi (i.e., thrombi that appear to be moving within the vein lumen) are only occasionally seen. Many clinicians use the criteria
Figure37.2 Duplex of acute femoral vein DVT. Vein cannot be collapsed with probe pressure. Also note, vein is enlarged, thrombus is echolucent and is partially compressible, which are signs of acute thrombus.
Table37.2 DUPLEX CRITERIA FOR DIFFERENTIATING ACUTE VERSUS CHRONIC THROMBUS.
CHARACTERISTIC ACUTE CHRONIC
Degree of
Occlusion
Free Floating Free ++++ Stationary +
Clot Compressibility So ++++ Firm +
Surface Character Smooth ++ Irregular ++
Echogenicity Faint or None ++ Bright ++
Homogeneity Homogen. ++ Heterogen. ++
Collaterals Absent + Present ++
Recanalization Absent + Present ++++
++++=Diagnostic +++=Good ++=Fair +=Poor M o d i  ed from Karkow, Ruo , Cranley, B-Mode Imaging. In:Kempczinski RF, Yao JS, eds. Practical noninvasive vascular diagnosis . Chicago:Year Book Medical Publishers.1982.
290 • VENOUS THROMBOEMBOLISM
Total ++ Partial ++
of the degree of echogenicity of a thrombus to determine
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age. While the echogenicity of thrombus does increase with time, it is also dependent on the duplex settings and is only
31–34
a fair indication of age.
Determination of the thrombus age is particularly important when a clinician is faced with the presentation of a patient with a past history of DVT who presents with the complaint of new or increasing leg pain and/or swelling with no past studies available for comparison. Because 10 to 20% of acute DVTs may become chronic, determining whether the patient has a new thrombus, or new thrombus in addition to chronic thrombus or some other cause of the leg symptoms such as chronic venous insu ciency can be challenging. When thrombus is found, application of the Table37.2 age criteria are reliable, but one should realize there may be both acute and chronic thrombi in conjunc­tion (i.e., “new on old”). In these cases one should look for partially compressible thrombus (i.e., acute, at either the proximal or distal ends of the oldDVT).
Duplex examination can also be used to help determine the cause of leg pain and/or swelling when a DVT is not found. Intramuscular hematomas sometimes with associ­ated muscle tears, ruptured and unruptured Baker’s cysts, and venous re ux disease are common causes of symptoms that may mimic DVT and can o en be identi ed by duplex ultrasonography if one keeps them inmind.
D  D I M E R
Eighty to 90% of all duplex exams ordered are negative
35–37
for DVT.
It would therefore be clinically sensible and cost-e ective to adopt the use of a blood test to rule in or rule out DVT and negate the need for more complicated and expensive testing. Over the last decade, the ability to detect circulating D-dimer using monoclonal antibody tests, and red cell and latex agglutination has received con­siderable attention as a diagnostic adjunct in the detection of DVT. D-dimers are degradation products that result from the action of plasmin on cross-linked  brin speci cally in the  nal step of thrombus generation.  us the presence of D-dimer is an indication of the initiation of blood clot­ting. Other conditions that can cause an elevated D-dimer include infection, in ammation, cancer, vasculitis, preg­nancy, trauma, hemorrhage, and postsurgical states.
Several laboratory methods are currently available for D-dimer testing (Table37.3).  ough the enzyme-linked immunosorbent assay (ELISA) is the most sensitive, it is also the most expensive and time consuming.  e red blood cell and latex agglutination tests are less expensive and much quicker, taking minutes as opposed to hours, and are thus more attractive as clinical tools for management of patients with suspected DVT. As can be seen from the table, how­ever, the low speci city makes a positive test virtually useless for ruling inDVT.
Table37.3 SENSITIVITY AND SPECIFICITY OF DIFFERENT DDIMERTESTS.
METHOD SENSITIVITY % SPECIFICITY %
ELISA 96 39
Red Blood Cell
Agglutination
Latex Agglutination 87 60
Figures represent averages from the literature. with both possible pulmonary embolism and/orDVT.
88 64
35–38
 e results include subjects
A negative test, however, may be a useful aid in ruling out DVT. Numerous studies have reported sensitivities of D-dimer but there are limitations to drawing conclusions from these. Di erent methodologies were used, heteroge­neous populations were tested, and many studies combined patients with pulmonary emboli and/or DVT. Other stud­ies have shown varying sensitivity in relation to the timing of testing and to the location and or extent of DVT.
38–41
Overall, D-dimer on its own has not proven to be an e ec­tive test to make the diagnosis ofDVT.
In 1999, the American  oracic Society recommended duplex ultrasonography or impedence plethysmography for
42
all patients with suspected DVT,
and in many institutions, this is current practice. Recent evidence points out that the use of a D-dimer blood test and a pretest probability score can safely exclude DVT and obviate the need for further
43,44
diagnostic testing in a large proportion of cases.
 e 2006 Institute for Clinical Systems Improvement (ICSI) reviewed the most recent literature and put forth an algo­rithm for the diagnosis of DVT.  ey  rst recommend determining the clinical pretest probability of DVT using
45
the Wells score (Table37.4)
Table37.4 WELLS SCORE. AMODEL FOR THE PREDICTION OF THE CLINICAL PRETEST PROBABILITY OFDVT.
SCORE
1 Active cancer (treatment ongoing or within previous 6months or
palliative)
1 Paralysis, paresis, or recent plaster immobilization of lower
extremity
1 Recently bedridden for more than three days or major surgery
within four weeks
1 Localized tenderness along the distribution of the deep venous
system 1 Entire leg swollen 1 Calf swollen by more than 3cm when compared with
asymptomatic leg (measured 10cm below tibial tuberosity) 1 Pitting edema (greater in the symptomatic leg) 1 Collateral super cial veins (nonvaricose)
-2 Alternative diagnosis as likely or greater than that of DVT If both legs are symptomatic, score the more severe side. High risk=scored 3 or more Moderate risk=1 or 2 Low risk=0 or less
(From Reference 45)
and then using either form
DIAGNOSIS OF DEEP VENOUS THROMBOSIS • 291
(agglutination or ELISA) of D-dimer test to determine
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which patients need to proceed to duplex ultrasonogra­phy. All patients with either a moderate or high Wells score
46
should undergo duplex ultrasonography.
 e presence of a DVT, however, cannot be excluded by a negative duplex in these higher risk patients and a D-dimer test is helpful. Anegative D-dimer makes DVT very unlikely, whereas a positive D-dimer then warrants repeat ultrasonography within 1 week or sooner if symptoms progress.
Conversely, all patients with a low pretest probabil­ity undergo D-dimer measurement.  ose with a positive D-dimer are recommended to undergo duplex ultrasonog­raphy.  ose with a low pretest probability and a negative D-dimer do not require any further diagnostic testing.  is algorithm is most e ective in the outpatient setting, as many inpatient conditions will cause D-dimer elevation.
Newer pretest probability scoring algorithms have been described, including the modi ed Wells score and
47
the Hamilton score,
which stratify patients into only two groups based on the likelihood of having DVT. Unfortunately, a standardized algorithm using a single pre­test probability scoring system and a single D-dimer assay has not been developed.  e trend, however, is toward the use of a pretest probability score in combination with a D-dimer assay to safely rule out DVT and avoid a large number of unnecessary and costly diagnostic examinations.
MAGNETIC RESONANCE
VENOGRAPHY
 e quality of magnetic resonance venography (MRV) has steadily improved since its introduction in the early 1990s. It is now a powerful technolog y that is o en used as a “prob­lem solver.” Various techniques are used, including spin echo and gradient-recalled echo. Intravenous gadolinium can be used to enhance images and can aid in determination of the age of the thrombus. Absence of imaging of a vein or an intraluminal  lling defect indicate the presence of DVT. Examiners must be cognizant, however, of known  ow artifacts that can be mistaken for thrombus. Images can be viewed in axial, coronal, or sagittal planes, and postprocess­ing techniques are available that can be used to produce 3D images with removal of background structures for improved ease of viewing.
MRV has been shown to highly accurate. Sensitivities of 97% and speci cities of 100% have been demonstrated along with excellent interobserver variability for iliac, femo-
48,49
ral, and below knee DVT.
Several authors now con­sider MRV to be the study of choice for pelvic vein DVT. Compared with conventional contrast venography it is not only noninvasive and avoids the use of ionizing radia­tion, but it also has demonstrated better ability to show the proximal extent of femoral and iliac vein thrombi. An added advantage is that it may show underlying pathology
that contributed to the formation of the DVT such as pelvic masses or le iliac vein compression by the right common
50
iliac artery.
 e limitations of MRV include expense and lack of por­tability and, in some cases, availability. Also, some patients with implanted metal devices, claustrophobia, and inability to remain still are not suitable for this exam. Gadolinium must be used with caution in patients with renal impair-
51
ment due to the risk of nephrogenic systemic  brosis.
C O M P U T E R I Z E D
TOMOGRAPHIC VENOGRAPHY
Computerized tomographic venography has many of the same advantages as MRV when compared with duplex sonography. It does, however, involve the use of ionizing radiation and intravenous iodinated contrast agents for imaging peripheral veins. In imaging peripheral and pelvic veins, the accurate timing of image acquisition in relation to contrast injection is o en di cult, and multiple runs may be necessary to acquire all of the desired veins. In larger veins one can also be faced with the in ow of noncontrast blood from a branch vein into a vein with blood contain­ing contrast, which creates a “wash in” artifact that can be mistaken for thrombus. For these reasons MRV is usually considered a more appropriate modality when duplex test­ing is felt to be inadequate. However, some do employ a technique known as combined computerized tomographic venography and pulmonary arteriography (CCTVPA). Computerized tomographic pulmonary arteriography (CTPA) has become the test of choice in many centers for suspected pulmonary emboli. Katz etal. reported that by waiting for 3 to 3.5 min a er the injection of contrast that is used for CTPA, one can then scan the veins from the diaphragm to the calves.  e scanning can be a survey with cuts taken every 4cm or a continual helical imaging.  e latter though involves considerably more radiation to the
52
subject.
 us, with this technique, one study can not only answer the question of whether or not there is a pulmonary embolus and its extent but also o en  nd the source of the embolus and the amount of residual thrombus in the veins. 97% sensitivity and 100% speci city has been reported for CCTVPA in comparison with ultrasonography, and a large study has shown that in patients with lower limb DVT 23%
53
extended into the iliac veins or the inferior vena cava.
S U M M A R Y
It is well documented that the clinical diagnosis of lower limb DVT is unreliable. Fortunately, there are a number of methodologies available that can objectively rule in or rule out the presence of DVT with accuracies very close to the “gold standard” of conventional contrast phlebography.
292 • VENOUS THROMBOEMBOLISM
 ey are also less invasive, safer, and usually less costly.
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Duplex utrasonography, with its high accuracy and absent risk, remains the most common diagnositic modality, however, the use of a pretest probability score along with D-dimer measurement can safely obviate the need for this study in low-risk patients.  is new algorithm for diagnosis is slowly being adopted in practice.  is chapter has pre­sented a brief overview of the currently available technolo­gies and diagnostic strategies, which continue to evolve and improve.
R E F E R E N C E S
1. Virchow R . Die Cellularpathologic. In: Ihrer Begrundung auf Physiologische und Pathologische Gewebelehere . Berlin: Hirschewald .
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6. Diamond P , Macciocchi S . Predictive power of clinical symptoms in patients with presumptive deep venous thrombosis , AM J Phys Med Rehabil. 1997 . 76 : 49–51 .
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incidence, risk factors, and symptoms and signs , Arch Intern Med. 1998 . 158 : 2315–2323 .
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26. Messina L , Sarpa M , Smith M , Green eld L . Clinical signi cance of routine imaging of iliac and calf veins by color  ow duplex scanning in patients suspected of having lower extremity deep venous throm­bosis , Surgery. 1993 . 114 : 921–927 .
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29. Duddy M , McHugo J . Duplex ultrasound of the common femoral vein in pregnancy and puerperium , Brit J Radiol.
30. Bach A , Hann L . When the common femoral vein is revealed as  at­tened on spectral Doppler sonography: Is it a reliable sign for the diagnosis of proximal venous obstruction , Am J Roentgenol. 1997 . 168 : 733–736 .
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36. Ten Cate-Hoek AJ , Prins MH . Management studies using a com­bination of D-dimer test result and clinical probability to rule out venous thromboembolism:Asystematic review , J  romb Haemost. 2005 . 3 : 2465–2470 .
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294 • VENOUS THROMBOEMBOLISM
38.
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THROMBOTIC RISK ASSESSMENT
A HYBRID APPROACH
Joseph A. Caprini
INTRODUCTION
Venous thromboembolism (VTE) is one of the most com­mon, yet highly preventable, causes of in-hospital death. In response to this problem, the implementation of an appro­priate, targeted thromboprophylaxis strategy has been described as the most important single factor for improving
1
patient safety.
Both medical and surgical patients are at risk of VTE. It has been calculated that without prophylaxis, the incidence of hospital-acquired deep venous throm­bosis (DVT) is approximately 10 to 40% among medical patients and general surgery patients, and 40 to 60% fol-
2
lowing major orthopedic surgery.
In patients subjected to
autopsy, approximately 10% of all deaths in the hospital
3
are attributed to pulmonary embolism (PE),
with most patients who su er a fatal embolus dying within the initial 30-minute period.  is small window for e ective treat­ment, combined with its frequently asymptomatic nature, explains the high fatality rate associated with this condi-
4
VTE is also responsible for a signi cant number of
tion. long-term health problems:Prandoni etal. have shown that 30% of patients with symptomatic DVT will su er recur-
5
rent VTE in the 8years following an event,
while almost a third of patients who su er a DVT will go on to develop long-term venous insu ciency complications in the lower leg, also known as “postthrombotic syndrome” (PTS).  is condition may result in chronic leg swelling, discomfort, dermatitis, and leg ulcers, which can reduce the patient’s quality of life and have an economic impact frequently over-
6
looked in DVT cost assessment.
Clinically proven methods of prophylaxis have been shown to prevent a signi cant proportion of clinically sig­ni cant VTE events. Yet despite the publication of regularly
2,7–10
updated consensus guidelines,
VTE prophylaxis is still under- or inappropriately prescribed in a high proportion of patients, leaving them at signi cant risk of serious complica-
11,12
tion due to PE or DVT.
E ective VTE risk assessment is therefore critical in tar­geting and optimizing prophylaxis, and for the subsequent improvement in patient outcomes.  ere is an urgent need
for a clear, easy-to-use risk assessment model based on infor­mation in the patient’s medical history and clinical exami­nation. Although there has been, and continues to be, a great deal of clinical research into VTE, it is unlikely that there will ever be su cient high-quality clinical evidence to guide decisions on prophylaxis in every group of patients— medical and surgical. With each patient representing a unique clinical situation with their own combination of risk factors, it can be di cult to determine the level of VTE risk, and the appropriate intensity of thromboprophylaxis.  is review considers the reasons contributing to underuse of prophylaxis, and discusses a “hybrid approach” combining risk assessment scoring with the application of current treat­ment guidelines.  e results of an audit from the author’s hospital and a real-world case study are also detailed to illus­trate key issues.
POOR ADHERENCE TO
PROPHYLAXIS GUIDELINES
Consensus groups such as the American College of Chest Physicians (ACCP) and the THRIFT Consensus Group regularly publish guidelines on the prevention and treat­ment of VTE in both surgical and nonsurgical patients.
2,7–10
While the recommendations from these groups are based on clinical evidence from trials and meta-analyses that are strati ed clearly according to patient risk, VTE prophylaxis
11–17
is still suboptimal in many patients,
and the rates of
total and proximal DVT remainhigh.
US surveys of prophylaxis use indicate that the percent­age of surgical patients receiving prophylaxis ranges from 38 to 94% depending on the type of procedure.
11,15,18,19
One particular study documenting adherence to the 1995 ACCP guidelines in surgical patients found that 25% of patients undergoing high-risk major abdominal surgery did
11
not receive any form of VTE prophylaxis.
Furthermore, in a retrospective analysis by Arnold etal. looking at cases of VTE in a US cohort of surgical and medical patients, it was found that one out of six VTE events could have been
295
prevented if physicians had followed the ACCP guide-
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12
Inadequate prophylaxis was most o en attributable
lines. to the fact that no prophylactic measures were prescribed.
Surprisingly, a tendency has been reported for prophy-
laxis to be administered less frequently with increasing risk
20
Why this occurs is unknown, although it may re ect
level. physician concerns that the risk of complications due to anti­coagulant therapy may be greater in very high-risk patients.
SUBOPTIMAL PROPHYLAXIS
INACTION
 e extent of the prophylaxis problem was highlighted in
14
a recent study by the author’s group.
Carried out to test the performance of current VTE risk assessment, the pri­mary objective was to determine the percentage of a surgical patient population falling into one of three risk categories (moderate, high, and highest risk; Table 38.1).  e study also sought to identify whether patients were receiving appropriate prophylaxis based on their risk level, and to compare the degree of compliance with prophylaxis guide­lines with that found and reported for the same hospital in 1991. Atotal of 157 patients undergoing neurosurgery, cardiovascular surgery, general surgery, gynecological sur­gery, or orthopedic surgery (other than arthroplasty) were included in the study. Each patient had a detailed preop­erative VTE risk assessment, and the type and duration of prophylaxis prescribed to each patient was recorded and compared with their individual risk score. In-hospital out­comes for all patients were carefully monitored, and patients were followed up by telephone a er amonth.
 e study found that 19% (30 out of 157)of patients were not prescribed any prophylactic measures despite the existence of several risk factors.  is was even more sur­prising considering that the majority of patients were in the highest risk category, and therefore at greatest need of prophylaxis. Clinically overt VTE appeared in two out of seventy-three (2.7%) patients in the highest risk category,
both of whom had not received appropriate prophylaxis, while a total 57% of patients were shown to have received inadequate prophylaxis according to the ACCP guidelines. Comparison of these results with our previous thrombo­prophylaxis audit performed in 1991 (Table38.1) indicates no improvement in compliance with treatment guidelines; indeed, in the group at highest risk of VTE, only 30% of patients received appropriate prophylaxis in 2002 com­pared with 70% in the same category in1991.
UNDERUSE OF PROPHYLAXIS
WHY IS THERE APROBLEM?
MISCONCEPTION OFRISK
Although the serious implications to health are now well accepted—both in the short and long term—a large part of the problem can be attributed to the clinically silent nature of VTE. For surgical patients there is a low incidence of clini­cally apparent VTE in the perioperative period, thus it is rare for an individual surgeon to witness an acute PE or major DVT event in one of their patients. Studies have shown that a signi cant proportion of symptomatic thromboembolic
21–23
complications occur a er discharge from hospital,
with a survey of California orthopedic surgeons  nding that 76% of VTE events were diagnosed following discharge from hospital a er total hip replacement (THR), and 48% a er
24
total knee replacement (TKR).
 e current trend toward shorter hospital stays serves to accentuate this problem, whereby the need for and bene ts of thromboprophylaxis can be di cult to appreciate for a physician who rarely sees the problem. Extended prophylaxis has value in preventing not only sudden death but also all of the other complications of VTE responsible for signi cant morbidity and mortality.
Although the majority of trials in VTE have studied sur-
gical patients, medical patients are also at signi cant risk of
2
thrombotic disease. fer a fatal PE have recently undergone surgery,
Fewer than a third of patients who suf-
25
and as many
2
Table38.1 ADHERENCE WITH ACCP CONSENSUS GUIDELINES:AN AUDIT OF HOSPITAL PRACTICE
Total (2002) 9/157 (6%) 43/157 (27%) 105/157 (67%)
Prophylaxis guidelines followed 7/9 (78%) 28/43 (65%) 32/105 (30%)
Prophylaxis guidelines not followed 2/9 (22%) 15/43 (35%) 73/105 (70%)
Total (1991) 185/538 (34%) 261/538 (49%) 92/538 (17%)
Prophylaxis guidelines followed 18/185 (10%) 110/261 (42%) 70/92 (76%)
Prophylaxis guidelines not followed 167/185 (90%) 151/261 (58%) 22/92 (24%)
M o d i  ed from Reference 14 with permission from Blackwell Publishing.
MODERATE RISK
2 RISK FACTORS
Low (0–1 risk factors)
296 • VENOUS THROMBOEMBOLISM
HIGH RISK
34 RISK FACTORS
Moderate (2–4 risk factors)
HIGHEST RISK
5 OR MORE RISK FACTORS
High risk (more than 4 risk factors)
as one in twenty hospitalized patients with multiple clinical
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26
conditions go on to develop PE. dence of DVT in medical patients is 10%to 20%,
 e average overall inci-
2
but this rises in certain patient groups. For example, stroke is associ­ated with a 20 to 50% risk of VTE complications without
2
prophylaxis, of patients with an acute myocardial infarction.
while VTE is thought to occur in 20 to 40%
27
Cancer is also a well-known thrombotic risk factor due to the hyper­coagulable state induced by the malignancy, with treat­ments for the disease, such as surgery and chemotherapy,
2,28
serving to further compound the risk.
Despite current guidelines stating that medical patients can be at signi cant risk of VTE and should receive thromboprophylaxis, a sur­vey from the International Medical Prophylaxis Registry on Venous  romboembolism (IMPROVE) of acutely ill medical patients recently revealed that fewer than 40% of
13
patients enrolled in the registry received prophylaxis.
S A F E T Y C O N C E R N S
Another factor underlying the suboptimal use of pharma­cological prophylaxis is overestimation of the bleeding risk associated with anticoagulant prophylaxis. For example, a survey of orthopedic surgeons in the United Kingdom found that almost half (48%) had discontinued the use of low molecular weight heparin (LMWH) for TKR or THR
29
due to concern over bleeding complications.
However, numerous randomized, placebo-controlled, double-blind trials and further meta-analyses of prophylaxis with LMWH and unfractionated heparin (UFH) during major surgery have demonstrated that both types of heparin prophylaxis are extremely e ective in preventing VTE at the expense of no increase, or a very small increase, in the rate of major
30–35
bleeding. with an increased risk of wound hematomas,
Although LMWH and UFH are associated
30,33,34
major bleeding complications are extremely uncommon, and the consequences of VTE are potentially much more severe— thereby outweighing any justi cation for withholding hepa­rin prophylaxis.
LMWH is at least as safe and e ective as UFH.
31,34,36,37
LMWH has been associated with a lower risk of major bleed­ing complications; one particular study of patients under­going abdominal surgery reported a 23% reduction in the frequency of major bleeding events in patients who received LMWH compared with UFH, although this di erence was not signi cant.  e study also observed signi cantly fewer
30
severe bleeds and wound hematomas.
LMWH exhibits minimal binding with plasma proteins, endothelial cells, and platelet factor IV, providing a more predictable clini­cal response than UFH as well as reducing the likelihood of causing heparin-induced thrombocytopenia (HIT).
38,39
With an incidence of 1 to 5%, immune HIT is an uncom­mon but serious complication of heparin therapy, and is o en cited as a reason for caution in prescribing heparin prophylaxis. Of 665 patients who received prophylaxis with
either UFH or LMWH during elective THR, 18 patients developed HIT, and the majority of these patients were in
39
the UFH group (4.8% versus 0.6%; p < 0.001).
While the bene ts of LMWH thromboprophylaxis have been shown in numerous studies, suboptimal use may arise from additional safety concerns combined with a miscon­ception of risk. Clinical issues remain unanswered and may contribute to physician hesitation to pharmacologic prophy­laxis, for example, optimal dosing and the need for monitor­ing in patients with severe obesity or renal insu ciency.
LACK OF AWARENESS OF THE PROBLEM
Physicians frequently cite informal, retrospective surveys of their own clinical service or personal experience to explain
40
why they believe the rate of VTE is low.
 ere also appears to be poor awareness of the diverse range of clinical signs and symptoms that can be attributed to thrombosis and the fact that these relatively minor symptoms can be extremely common (Table38.2). Many physicians fail to realize that what they are seeing may be an indicator of an otherwise silent thrombotic event requiring further investigation, which can therefore be attributed to a lack of prophylaxis.
COST OF SUBOPTIMAL PROPHYLAXIS
Pharmacological prophylaxis undoubtedly incurs a sig­ni cant cost, both in terms of the drugs themselves and, with UFH and oral anticoagulants, an increase in nursing time and laboratory monitoring. However, the economic
Table38.2 CLINICAL SIGNS, SYMPTOMS, OR EVENTS
THAT MAY BE ASSOCIATED WITH VTE IN CLINICAL PRACTICE
• Leg pain
• Leg swelling
• Chest pain
• Shortness of breath
• Transient orthostatic hypotension
• Decreased level of consciousness presumed to be narcotic excess
• Fainting spell
• Hypoxia
• Follow-up of patient for readmission or death 90 d postoperatively
• Sudden death
• Death without autopsy
• Postoperative stroke due to patent foramen ovale
• Suspected myocardial infarction
• Failure to thrive, sinking spell, or “the dwindles”
• Postthrombotic syndrome during physical examination of the legs
(standing) 5years postoperatively
• Postoperative pneumonia
37
THROMBOTIC RISK ASSESSMENT:AHYBRID APPROACH • 297