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and/or foveal thickness. Mecamylamine, as a 0.1 or 1% eye drop solution, was
shown to be efficacious in a mouse laser-induced CNV model. (Kiuchi et al. 2008)
Though the effect of drug on diseased fellow eye was not reported, significant levels
of drug were detected in retina/choroid tissues of the treated eye with no detectable
levels in plasma. In data published in a patent application (Zhang et al. 2007), topical
administration of a 3% solution to the rabbit eye yielded high ratios of retina/choroid to plasma concentrations (plasma levels <50 ng/mL). Compared to an i.v. dose
of 15 mg/kg (>30-fold higher total dose compared to eye drop dose), retina/choroid
drug levels were higher via eye drop. Collectively, these data suggest that transit to
the site of action is via local route(s). Tissue levels of Mecamylamine are measured
to be sclera
> retina/choroid > vitreous, but aqueous humor levels are also high.
The concentration gradient suggests that Mecamylamine most likely transits by the
periocular trans-scleral route, but given the high levels in the anterior segment, the
uvea-scleral trans-corneal route may also contribute to posterior drug levels.
Memantine is in Ph III clinical development by Allergan as a topical eye drop for
neuroprotection in glaucoma (Hughes et al. 2005; Koeberle et al. 2006). Memantine
topically dosed to rabbits (0.1% BID for 7 days) resulted in a retinal drug level of
107 ng/mL, similar to that measured with an efficious oral dose of 2 mg/kg. In addition, relatively low levels of drug were measured in the contra-lateral eye, suggesting that drug is reaching posterior tissues via local routes. Memantine binds to
melanin at the in vitro level, and drug accumulates to higher levels in pigmented
animals. It was reported that autoradiography using 14C-Memantine indicated passage of drug to the retina via the periocular trans-scleral route (data not reported).
Until recently, there was little information around the ability of proteins to transit
to the back of the eye via topical eye drops. Molecules as large as dextran (70 kDa)
have been demonstrated to penetrate the sclera, the permeability of which has been
shown to be inversely correlated with the radius of the molecule (Ambati et al. 2000;
Geroski and Edelhauser 2001). Overall, there is little barrier to the diffusion of
small and large molecules across the scleral meshwork from extra-scleral periocular
fluid. An engineered 28 kDa single chain variable-region fragment (scFv) was
shown to yield, via eye drop administration (50 mL; 0.2 mg/mL; application every
20 min for 12 h), ~3 mg/mL of antibody in the aqueous humor of rabbit eyes (Thiel
et al. 2002). In contrast, a full-length 146 kDa IgG antibody, was not detected in this
compartment. Levels in posterior tissues were not reported. However, in a subsequent report by the same investigator (Williams et al. 2005), it was shown that antibody fragments can be delivered to the back of the eye. Topical dosing of an eye
drop formulation of the 28 kDa scFv (50 mL; 0.2 mg/mL; application every 20 min
for 12 h) yielded vitreous drug levels of 50–150 ng/mL at 12 h post dosing. Under
the same protocol, the full-length IgG was not detected in vitreous, and indicates
that higher molecular weight proteins may not penetrate to posterior tissues. In
Dutch-Belted rabbits, antibody was not detected in the serum, suggesting a local
path for drug transit to back of eye.
More recently, a single chain anti-TNFa scFv antibody fragment (ESBA105)
was reported to yield good penetration to posterior ocular compartments when
dosed as a topical eye drop (Furrer et al. 2009). Hourly eye drop application to rabbit
eyes of a 10 mg/mL solution of scFv over 10 h resulted in >100 ng/mL concentrations

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5 Topical Drug Delivery to the Back of the Eye
Aqueous humor Vitreous humor Neuroretina RPE-choroid Serum
Cmax (ng/mL) 12 295 214 263 1
Tmax (h) 10
5 5 5 1
T1/2 (h)
5.6 15.9 26.9 14 6.6
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Table 5.3 10 mg/mL ESBA105 application to rabbit eyes (hourly for 10 h)
of antibody in vitreous, neuroretina and RPE-choroid (Table 5.3). Significantly
lower levels in serum were measured.
Much lower levels of antibody were measured in the fellow untreated eye. The ocular tissue distribution patterns of treated and fellow eye are similar, and are significantly
different from that observed from an i.v. study. Systemic drug levels are 80–1,000 times
lower than that measured in individual ocular compartments. These data suggest that
delivery to the posterior compartments is via a local route. Levels of antibody in the
aqueous humor are low relative to posterior tissues, and suggest a periocular transscleral path is taken towards the back of the eye. In vitro permeation studies using
enucleated eyes are also supportive of this (Ottiger et
al. 2009).
ESBA105 has subsequently been reported to show activity in a monkey laser
CNV model via eye drops (50 mL; 10 mg/mL; 10 drops per day, 36 days) (Lichtlen
et al. 2010). In May 2009, recruitment of patients for an anterior uveitis study with
ESBA105 was underway (http:\\www.clinicaltrials.gov NCT00823173).
There are two later stage clinical eye drop assets also worth highlighting for the
completion of this discussion. OT-551, a drug with an antioxidant mechanism of
action, recently completed a Ph II trial in geographic atrophy in which there was
limited or no benefit to patients (Wong et al. 2010). In addition, Alcon is reported to
be in the midst of a Ph III study with AL-8309B (tandospirone; 5-HT 1a receptor
antagonist), also for geographic atrophy (http:\\www.clinicaltrials.gov
NCT00890097). For both examples, there is no preclinical data published which
sheds light on how drug reaches the posterior tissues.
5.4 Summary
A number of examples of clinical topical eye drop medications for back of the eye
diseases have been reported in recent years. For several of these drugs, the mechanisms of transit from the ocular surface to the back of eye have been assessed in
detail by ocular tissue distribution studies and/or efficacy models.
Present understanding of these mechanisms suggests three potential paths for
local drug delivery: trans-vitreous, uvea-scleral, and periocular. The first two are
characterized by penetration of drug into the anterior chamber, followed by distribution into the vitreous and uvea-scleral tissues, respectively. Access to the anterior
chamber is mainly via corneal permeation. Periocular delivery is effected by initial
conjunctival penetration, transit of drug around the exterior of the eye globe, followed
by diffusion through the sclera and interior tissues. The initial tissue penetration
event (cornea or conjunctiva) is relatively inefficient (typically <10%) and will be
dependent on the physiochemical properties of the molecule, but the ability to

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achieve efficacious treatments is facilitated when the drug can be formulated as a
high concentration topical solution.
In several of the case studies cited in this article, there is good evidence of local
(rather than systemic) delivery contributing to the drug’s action in the back of the
eye. Demonstration that treated eye effects are greater than that of untreated eye and
observation of low systemic drug levels (relative to ocular tissue) are the strongest
hallmarks of a local effect. Often less clear is the detailed route of local transit in the
eye. One can usually distinguish between trans-vitreous vs. uvea-scleral/periocular
routes based on concentration gradients between ocular compartments, but discriminating between the latter two routes is often difficult. It would appear that these two
mechanisms account for most of the examples cited in the case studies. The mechanism of transit may actually involve more than one mechanism or additional hybrid
mechanisms. For example, periocular drug delivery may involve access of drug to
the uvea-scleral space in the anterior portion of these tissues, followed by lateral
diffusion to the posterior regions.
To date, there is not a clear understanding of what properties of a molecule impart
the ability for local transit to the back of the eye. As with any drug delivery paradigm,
high potency will facilitate success. From the examples listed, it is clear that both
large and small molecules possess the potential to reach posterior tissues. However,
analyses of physiochemical parameters of molecules have yet to yield an understanding of the properties more likely to yield posterior delivery. One interesting observation is that several of the examples cited in this article (Brimonidine, Nipradilol,
Memantine) have been reported to bind to melanin (Acheampong et
al. 2002; Mizuno
et al. 2002; Hughes et al. 2005). A couple of these reports have suggested that it is
possible that melanin binding of Memantine and Brimonidine may act as a drug
depot and facilitate sustained delivery of these particular drugs. Finally, our understanding around transporters and their role in ocular PK is developing, and lead to
increased hope that one will better be able to design drugs which enhance their influx
properties within the eye (Hosoya and Tachikawa
2009; Mannermaa et al. 2006).
As our understanding develops around the detailed routes of drug transit for topical
medications and molecular properties associated with such drugs, one thing is clear –
there is a burgeoning number of examples of topical ophthalmic medications targeting
the back of the eye progressing through clinical development, and the potential of one
of them becoming the first eye drop medication for a posterior disease is within reach.
Compared to presently validated methods for local delivery of drugs for posterior
indications (implants, intravitreal injections, periocular injections), eye drops offer a
minimally invasive and more patient-friendly option for local therapy.
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Chapter 6
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Principles of Retinal Drug Delivery
from Within the Vitreous
Clive G. Wilson, Lay Ean Tan, and Jenifer Mains
Abstract In recent years, vitreous humour, a connective tissue at the centre of the
eye, emerged as a preferred reservoir for back of the eye drug delivery. Although
vitreous humour is largely composed of water (>99%), its physical form can range
from a firm gel in the youth to a collapsed gel in the elderly. These changes in the
physical form of the vitreous, in conjunction with changes in its composition and
turnover, can potentially influence drug delivery to target tissues from the vitreous.
In order to enable the reader with the development of personalised medicines for the
back of the eye, this chapter discusses vitreal anatomy, convective flow patterns,
barriers to drug delivery, drug clearance mechanisms, and the influence of vitrectomy and vitreous substitutes on drug delivery. Further, it presents case studies on
interactions of drug delivery systems with vitreous gel as well as the influence of
eye movements on drug delivery from the vitreous. Wherever feasible, the above
parameters were compared between normal and ageing eyes.
6.1 Introduction
The vitreous humour, the gel body separating lens and retina, is at first consideration not a tissue capable of generating a lot of interest for the physiologist. On
maturity, it is one of the simplest of connective tissues, devoid of vasculature, whose
functional importance in the maintenance of retinal health would not be obvious. If
it is removed from the globe, the structure collapses with free water and remnants of
gel remaining. In youth, it is a firm gel structure and in old age, a collapsed system
consisting of more liquid than gel phase.
C.G. Wilson (*)
Strathclyde Institute of Pharmaceutical and Biomedical Sciences, University of Strathclyde,
27 Taylor Street, Glasgow, G4 0NR, Scotland, UK
e-mail: c.g.wilson@strath.ac.uk
U.B. Kompella and H.F. Edelhauser (eds.), Drug Product Development for the Back of the Eye,
AAPS Advances in the Pharmaceutical Sciences Series 2, DOI 10.1007/978-1-4419-9920-7_6,
© American Association of Pharmaceutical Scientists, 2011
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Structural diversity in the gel/liquid proportions is exhibited in birds and fish,
where the biophysical differences may relate to movements of the lens. In birds, where
the changes in focal depth are manipulated by change in shape of the lens, the vitreous
is more liquid. In contrast, where accommodation is accomplished by backward and
forward movements, the material behind the lens is very viscous (Balazs 1960).
A primary role of the vitreous humour is therefore a hydraulic damper, cushioning
the lens during movements of the head and focusing. Other roles in helping to physically support the retina and having a nutritive role were not immediately apparent to
early investigators. The connections into the anterior chamber via the porous hyaloid
membrane and the ease of material exchange in both forward and backward directions
relative to its position makes the vitreous humour an ideal reservoir for metabolic
nutrients and a waste repository for the surrounding tissues. The transport processes
within the vitreous cavity are closely regulated to maintain visual clarity, keeping the
light path free from scattering, diffusing and absorbing components. It has also been
described as a “sink” for some proteins and solutes, which are unable to cross over the
blood–retinal barrier (Bito 1977).
6.2 Vitreous Anatomy
In the young, the vitreous humour is characterised as a flattened spherical body,
indented by the lens. It is firmly attached to the retina in the anterior portion, in the
region of the macular and optic nerve head. The volume is around 4 mL with variation
in dynamic viscosity when sampled in different regions. Balaz has commented that
the structure of the vitreous is so complicated, that no two sampled regions are the
same. In cross-section, the points of attachment and gaps between vitreous and retina
are clearly seen (Fig. 6.1). In the very young, the vitreous is adherent to the posterior
surface of the lens, but after adolescence, a capillary channel appears allowing
communication of solution between anterior and posterior regions of the anterior
chamber (Kagemann et al. 2006). In modelling drug movement between vitreous
and anterior chamber, the dimensions of the gap between the anterior boundary of
the vitreous and the ciliary body, the retrozonulkar space of Petit, appears to be
important in reconciling theoretical and actual data (Missel et al. 2010). Another
important gap – that between vitreous and retina beyond the anterior points of
attachment as illustrated in Fig. 6.1 – may be important in movement of molecules
from the vitreous body.
The vitreous humour is composed of approximately 99% water but owes its viscoelastic properties to other components contained in the vitreous; these include
collagen, hyaluronic acid and proteoglycans (Balazs and Denlinger 1984). Various
types of collagen are present, with type II collagen being most predominant. The
collagen fibres are arranged in a linear fashion with hyaluronic acid molecules dispersed in spaces between the fibres, trapping the water molecules (Sebag and Balazs
1989). The important role of the collagen is illustrated in genetic mutation. Where
type II collagen is absent, as in Stickler Syndrome associated with a COL2A1 gene

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Fig. 6.1 Main structures of the eye showing retina, vitreous humour and inner limiting membrane
(adapted from N.E.I. source)
mutation, the eye exhibits high myopia; glaucoma may be evident and retinal
detachment a significant risk (Richards et al. 2000).
The interactions between collagen and hyaluronan result in a lightly cross-linked
polymeric meshwork. There is a higher abundance of collagen around the edge of
the vitreous boundary, forming a more stretchable and rigid outer zone (Balazs
1960). Higher molecular weight hyaluronans can be found in greater concentration
nearer to the lens, leading to higher viscosity at the anterior region and the lowest
closer to the retina (Bettelheim and Samuel Zigler 2004). The structured network
formed by collagen fibrils and hyaluronic acid results in a diffusion barrier to the
entry of cells and macromolecules, whereas small molecules such as water and
electrolytes can freely diffuse in all directions. The biochemistry and physicochemical properties of the medium has continued to interest, particularly with regard to
vitreous gel replacement (Sebag 1998; Bishop 2000; Ciferri and Magnasco 2007).
Although the vitreous humour is avascular in nature, the circulation systems within
its vicinity, including suprachoroidal and episcleral vascular currents, allow adequate drainage of materials injected or removal of metabolic wastes from the vitreous.

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This group of external circulation systems may continuously clear drug substances
introduced periocularly, resulting in poor penetration into the vitreous cavity thereby
providing a considerable challenge in the use of topical, sub-tenons injection and
transcleral modalities of drug delivery. A better understanding of the factors which
influence drug distribution could potentially improve treatment options in degenerative diseases of the retina by enabling improved drug targeting to the desired site of
action and allow prediction of toxicity. Currently, intravitreal drug administration
appears to be the surest option in achieving therapeutic drug concentrations in the
posterior eye, although issues of maintaining effective concentrations at the target
remain.
6.2.1 The Inner Limiting Membrane
The inner limiting membrane of the retina is formed from components of the vitreous
body and retina, and therefore forms a potential barrier for intra-ocularly injected
drugs, except at the optic disc where it is absent. The ILM is between 1 and 3 mm
thick and is composed of proteoglycans and type IV collagen.
The structure forms the basal lamellar of the Műller cells, which are glial cells
funnelling the image projected onto the retina towards the photoreceptors; the
Műller cell layer is therefore firmly anchored into the membrane. Halfter and colleagues have conducted studies on the embryonic development of the chick eye and
speculate that the inner limiting membrane and vitreous body are needed during
early maturation but can be dispensed with in later life (Halfter 1998). Early removal
results in retinal dysfunction including massive loss of ganglion cells and retinal
dysplasia, whereas later removal appears without effect and in some cases is useful.
For example, on maturity, the remnants of epiretinal tissue (ERM) sitting on top of
the ILM may lead to distortion of vision with a decrease in visual acuity. Vitreomacular traction has been described as a principle causative factor in the progress of
diabetic macular oedema and staining with indocyanine green or infracyanine green
to assist the peeling of the inner limiting membrane, is well established in macular
hole surgery and has been investigated in DME (Kolancy et
benefit of the procedure on quality of life may be modest in this disease compared
to treatment of ERM (Okamoto et al. 2010).
Gauthier et al. have described adenovirus-mediated transfection (AAV) of Műller
cells with brain-derived neurotrophic factor in Sprague–Dawley rats, dosing 5 mL
into the vitreous chamber. The data obtained suggests that Műller cells are stimulated to produce factors which result in prolonged photoreceptor survival (Gauthier
et al. 2005). Dalkara et al. have suggested that the inner limiting membrane is a barrier to some AAV serotypes and others, not expressing a suitable receptor, show no
accumulation. Moreover, in those serotypes that show efficiency, the transduction is
limited to the inner retina. The workers suggest that mild disruption with a protease
might extend the progression of the transfection to deeper layers within the retina
(Dalkara et al. 2009).
al. 2005) although the

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Fig. 6.2 Combined bright field and fluorescence micrographs after intravitreal injection of
becavizumab, stained with Cy3-labelled donkey anti-human IgG. Part of an illustration from
Heiduschka et al. (2007). Retinal pigment epithelium (RPE), photoreceptors of the outer layer
(OLPR) and inner limiting membrane (ILM) identified. See text for further details (adapted from
Heiduschka et al. 2007, with permission)
Heiduscka et al. conducted an examination of whether intravitreally injected
Avastin (bevacizumab) would penetrate the retina of the cynomolgus monkey
(Macaca fascicularis) following intravitreal injection. The animals were killed at 1,
4, 7 and 14 days post-injection and retinal slices prepared after fixing, embedding and
staining. Figure 6.2 shows a selection from the images, which were stained with
Cy3-labelled donkey anti-human IgG to detect the bevacizumab. The figures show
a combined stain and phase contrast. On the first day, association with the inner
limiting membrane is seen and residual staining of this layer at 7 and 14 days is
evident. The material is transferred at an early stage to the choroid, and in the illustration, material in a choroidal vessel is identified. At 7 and 14 days, strong staining
of the outer photoreceptor layer is noted, with the residual antibody remaining associated with the ILM.
Although the ILM appears to be a significant barrier as shown by the staining at
later time points, material crosses the retina at an early stage post-injection, suggesting
a shunt mechanism may operate. Wolter conducted examinations of eyes removed
at surgery and noted the presence of pores in the internal limiting membrane of the
normal human retina, located along the branches of retinal blood vessels (Wolter
1964). Microscopically, the breaks in the ILM are clearly seen (Fig. 6.3). It is
suggested that these breaks allow for the migration of phagocytes and also microglia between retina and vitreous space. In the periphery of the normal retina of eyes
of virtually all persons over 40 years of age, strands extend from the vitreous through
the pores into the retina and surround blood vessels.
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