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440 J.L. Trudel and L.A. Påhlman
Many prospective trials have demonstrated the beneficial
effect of preoperative and postoperative radiation therapy in
patients with rectal cancer who had surgery with curative
intent.
The clinical benefits of radiotherapy in the treatment of rectal cancer can be broadly divided under four categories: first,
radiotherapy lowers local failure rates and improves survival
in resectable rectal cancer; second, radiotherapy allows surgery in nonresectable rectal cancer; third, it facilitates sphincter-preserving procedures in low-lying rectal cancer; and
finally, it may offer a totally curative approach without major
surgery.
Radiotherapy can either be used alone or in combination
with chemotherapy. The numerous combinations and variations in radiotherapy and chemotherapy regimens make the
evaluation and comparison of different multimodal therapy
pathways difficult. In this section, we will review the results
of various adjuvant treatment modalities in rectal cancer
focusing on areas of clinical benefit. We will not discuss the
role of curative radiation alone.
Benefit No. 1: Radiotherapy Lowers the
Local Failure Rates and Improves Survival
in Resectable Rectal Cancer
According to three recently published metaanalyses, there is
no doubt that neoadjuvant treatment is superior to adjuvant
treatment with regard to reduction in local failure rates and
cancer-specific survival.
trials that specifically studied preoperative versus postoperative radiotherapy support the conclusions from the metaanalyses. The first report was the Uppsala trial in which
short-course preoperative radiotherapy in all patients was
compared with postoperative prolonged course only in
patients with advanced cancers (Stages II and III).
two trials compared neoadjuvant chemoradiotherapy with
adjuvant chemoradiotherapy with the same schedules and
doses. The results from the NSABP R-03 trial, which closed
prematurely because of poor accrual, showed that 44% of
patients having undergone preoperative chemoradiation were
disease free at 1 year, compared with 34% of patients who had
received postoperative chemoradiation.
CAO/ARO/AIO trial has randomized patients with T3-4, N0,
or any T,N1 rectal cancer to neoadjuvant chemoradiation followed by surgery and additional postoperative chemotherapy
or postoperative chemoradiation.
performed according to the principles of sharp mesorectal
excision. The rates of complete resection (R0) and sphinctersaving surgery were similar in both groups, but the 5-year
cumulative rate of local relapse was 6% for patients assigned
to preoperative chemoradiation and 13% for the postoperative
chemoradiation group. Survival was similar in both treatment
arms. Grade 3 or 4 toxicity occurred in 27% of patients in the
preoperative chemoradiation group and 40% of patients in
32–34
The results of two of three other
35
36
The German
37
In this study, surgery was
The other
the postoperative chemoradiation group. The results of this
last study suggest that preoperative chemoradiation is the preferred adjuvant treatment in patients with locally advanced
rectal cancer.
Neoadjuvant Therapy: Radiation Alone Versus
Chemoradiation
The potential advantages of neoadjuvant therapy include
increased tumor radiosensitivity with decreased small bowel
toxicity, decreased overall radiation-associated complications, and decreased risk of tumor seeding during surgery. The
primary disadvantage of neoadjuvant therapy is the risk for
overtreatment in patients with early-stage disease. New imaging modalities such as endorectal ultrasound
resonance imaging
39
now allow for increasingly precise preoperative identification of patients with T2 and T3 tumors,
thus minimizing the number of patients who would be
overtreated by neoadjuvant therapy. Our ability to identify
lymph node metastases preoperatively with any of these
imaging modalities remains more limited.
A short course of preoperative radiation, 20–25 Gy given
over 1 week is biologically equivalent to the traditional postoperative course of 45–55 Gy given over 5–6 weeks. It was
long held that neoadjuvant radiation alone only improved
local control but did not improve survival. In 1993, the randomized Swedish Rectal Cancer Trial (SRCT) demonstrated
that a short course (25 Gy) of preoperative radiotherapy with
surgery within the following week significantly reduced local
recurrence from 27% to 12%, and improved 5-year survival
rates from 48% to 58% when compared with surgery alone.
The main objection to all trials showing improvement in local
recurrence and survival rates with radiotherapy, including the
SRCT, was the high rate of local recurrence in the control arm
that has been attributed to nonstandardized surgical tech-
32–34
nique.
Case series from specialized centers have reported
lower local recurrence rates with surgery alone using meticulous surgical technique compared with patients treated with
radiation and surgery in prospective trials when surgery was
not standardized.
41–43
Several reports from different countries
have confirmed that surgical skill is of utmost importance,
thus opening for discussion the real role of radiotherapy when
surgical technique is optimized.
44–47
The role of preoperative radiation in patients with rectal
cancer treated with optimal surgery was addressed in the
Dutch Rectal Cancer Trial. All participating surgeons had
adopted the technical “gold standard” of total mesorectal
excision (TME) before entering patients. In this randomized,
multicenter study of 1861 patients with rectal cancer, 2-year
local recurrence rates were significantly improved from 8.2%
to 2.4% when preoperative radiation was given before TME.
Five-year figures confirm a reduction in local recurrence rates
from 11.4% after TME alone versus 5.6% for preoperative
radiotherapy followed by TME but this does not translate
into an improvement in 5-year survival rates (van de Velde,
38
and magnetic
40
48

31. Adjuvant Therapy for Colorectal Cancer 441
personal communication). Thus, it seems that neoadjuvant
radiotherapy still has a place in the treatment of rectal cancer,
even when surgical technique is optimized.
The advisability of adding chemotherapy to preoperative
radiation (and therefore to use neoadjuvant combined chemoradiotherapy) is undergoing intense scrutiny. Additional
5-FU-based chemotherapy may theoretically act as a
radiosensitizer at the high cost of increased hematologic and
gastrointestinal toxicity. Neoadjuvant chemoradiotherapy is
recommended for advanced disease (T4, N0-2), but there is
no randomized phase III study comparing neoadjuvant radiotherapy versus neoadjuvant chemoradiotherapy in resectable
rectal cancer (T2-3, N0-2). Only one study is currently underway to examine this issue. In the EORTC 22921 trial, patients
with T3, T4 NX rectal cancer are randomized to one of
four treatment arms: preoperative radiotherapy followed by surgery only; preoperative radiotherapy followed by surgery and
postoperative adjuvant chemotherapy; neoadjuvant chemoradiation followed by surgery only; and neoadjuvant chemoradiation
followed by surgery and additional adjuvant chemotherapy.
49
The trial was closed in 2003 after enrolling 1100 patients. A
preliminary analysis of acute toxicity has demonstrated that at
the dose recommended in the trial, the addition of chemotherapy during the radiation increased the proportion of patients
developing grade 2 diarrhea from 17% to 34%. However,
compliance with the adjuvant therapy and the proportion of
patients undergoing surgery did not change. The oncologic
results of this trial have not yet been published.
Postoperative Adjuvant Therapy: Radiation
Alone Versus Chemoradiation
The advantage of reserving adjuvant treatment for the postoperative setting is the ability to restrict its use to patients who
are at identified risk for failure, based on their histopathologic
staging. In the German CAO/ARO/AIO trial, 18% of patients
diagnosed with Stage II or III rectal cancer based on endorectal ultrasound had pathologic Stage I disease and were probably overtreated. The disadvantages include the higher
incidence of radiation-related complications, particularly
small bowel radiation injury and a higher number of patients
unable to complete the entire course of therapy because of
treatment side effects. Other reasons are the relative radioresistance of the hypoxic surgical bed and the risk for repopulation of tumor cells from surgery to the start of radiotherapy.
Postoperative adjuvant radiation therapy alone decreases
local recurrence, although not to the same extent as neoadjuvant treatment, and does not improve survival.
early studies revealed that the addition of 5-FU-based
chemotherapy to postoperative radiotherapy increased local
control (Mayo Clinic/NCCTG 79-47-51
53
improved survival by 10%–15% (Gastrointestinal Tumor
Study Group
54
and Mayo/NCCTG53). Despite the fact that
all those trials were heavily underpowered, these findings
prompted the National Cancer Institute Consensus
50–52
Several
) and significantly
Conference of 1990 to recommend combined modality
chemoradiotherapy as the standard postoperative adjuvant
treatment for patients with Stage II and Stage III rectal can-
55
Although a recently published Norwegian trial con-
cer.
56
firmed
these findings, many countries, especially in Europe,
did not follow those recommendations mainly because by
then neoadjuvant radiotherapy had been proven to be more
efficacious.
Benefit No. 2: Radiotherapy Allows Surgery
in Nonresectable Rectal Cancer
The definition of a nonresectable rectal cancer is controversial. These tumors are clinically tethered or fixed but it is
often difficult to predict whether fixation is the result of
fibrotic adhesions or tumor infiltration of the pelvic sidewalls
or adjacent organs.
propria of the rectum, and a standard surgical resection following the principles of sharp mesorectal excision often
results in tumor involvement of the circumferential resection
margin. For the purpose of this section, we will define a nonresectable rectal cancer as a tumor that cannot be resected
without a very high risk of local recurrence. Magnetic resonance imaging is particularly useful to determine the relationship of the tumor with the fascia propria of the rectum, and it
may be the best imaging modality for the preoperative staging
of patients with fixed tumors. Based on available data,
patients with such locally advanced rectal cancer tumors benefit from preoperative radiotherapy with the aim of downsizing the tumor. Approximately 10%–15% of all patients with
rectal cancer fall into this category; half of those patients have
no metastases, indicating that there is potential for a curative
procedure.
26
unlikely to be curative and it is indicated to offer radiotherapy
to those patients.
It must be emphasized that short-course radiotherapy is not
an option in unresectable rectal cancer; a standard dose of
45–55 Gy over 5–6 weeks must always be given.
Radiotherapy is used to downsize tumors in this group of
patients. After completion of standard-dose radiotherapy, a
6- to 8-week waiting period allows the tumor to shrink,
increasing the possibility for a curative procedure.
The role of additional chemotherapy remains unclear in this
context. There is very little solid evidence from randomized
trials using chemoradiotherapy. One old trial (1969) reported
positive results from chemoradiotherapy in locally unresectable rectal cancer.
the late 1980s, reported increased toxicity.
ered Swedish trial (2001) showed improved local recurrence
rate and overall survival in patients randomized to chemoradiotherapy versus radiotherapy alone followed by surgery.
Several phase II trials have reported a reduction in local recurrence rates and impressive data regarding survival
lems with interpretation of case-mix and definition of
“nonresectability” make the results of those trials difficult to
57
Such tumors probably involve the fascia
Based on tumor characteristics, surgery alone is
58
Two other negative trials, published in
59,60
One underpow-
62,63
; prob-
61

442 J.L. Trudel and L.A. Påhlman
interpret. The LARCS Nordic trial, which randomized patients
with unresectable rectal cancer to receiving either 50 Gy preoperatively or 50 Gy and chemotherapy preoperatively just
closed and will help to shed some light on this question.
At this time, there is no good evidence supporting the use
of chemotherapy in addition to radiotherapy for unresectable
rectal cancer. Despite the lack of data and scientific evidence,
most radiotherapists and medical oncologists have more or
less accepted the concept of using chemoradiotherapy for
nonresectable rectal cancer patients. It is likely that the trend
will continue, until ongoing trials answer that question. The
newer chemotherapeutic agents currently in use or under
study for treatment of locally advanced and metastatic colon
cancer (e.g., irinotecan, capecitabine, and oxaliplatin) will
doubtless be evaluated for their usefulness in neoadjuvant and
adjuvant treatment of rectal cancer in the near future. Their
efficacy and usefulness is unknown at this time.
64
Benefit No. 3: Radiotherapy Facilitates
Sphincter-preserving Procedures in
Low-lying Rectal Cancer
Several series claim that preoperative radiotherapy (and
preferably chemoradiotherapy) downsizes tumors to the
extent that it is possible to increase the number of patients in
whom the sphincters can be preserved.
report showing complete response to chemoradiotherapy in
some patients with T4 tumors; some of these patients were
not operated on and reportedly remain alive and well.
Caution must be exercised when reading these studies. First,
rates of sphincter preservation do not tell the entire story; second, the main criticism of these studies is that modern therapies are compared with historical controls. The dramatic
recent changes in surgical technique (TME, staplers) and the
modern approach to rectal cancer treatment may partially
explain the increased rate of sphincter preservation. We now
accept a 5- to 10-mm distal margin as curative procedure if a
stapled anastomosis is done.
71,72
must be done to verify the sturdiness of the conclusions. In
the French R9001 trial, patients with T2 and T3 tumors
received preoperative 39 Gy (13 × 3 Gy) and were randomized to immediate surgery or surgery 5 weeks after irradiation. Surgeons were asked before any treatment to evaluate
the possibility to preserve the sphincters. Delaying surgery for
5 weeks after the end of radiation only slightly increased the
rate of sphincter preservation.
73
This small trial indicates that
there might be a downstaging and downsizing effect, which in
turn might increase the rate of sphincter preservation. Of note,
the overall recurrence rate in the trial was 9%, which is considered a high figure; more crucially, the local recurrence rate
was 12% among the patients in whom the surgeon had originally planned an abdominoperineal excision but changed
intraoperatively to a sphincter-preserving procedure because
of the downsizing effect of radiotherapy.
65–69
There is even a
Modern randomized trials
73
The German trial (CAO/ARO/AIO trial), in which patients
were randomized to pre- or postoperative chemoradiotherapy,
has shown a clear tendency to more favorable stage in patients
having had preoperative treatment compared with postoperative chemoradiotherapy. In a subgroup analysis of patients
determined by the surgeon before randomization to require an
abdominoperineal resection, the proportion of sphincter
preservation rate was 39% in the preoperative chemoradiation
group and 18% in the postoperative chemoradiotherapy
group.
In a recent Polish study, more than 300 patients were randomized to either short-course radiotherapy (25 Gy) with
immediate surgery or long-course chemoradiotherapy and
delayed surgery. T3 or resectable T4 tumors located within
the reach of the examining finger, without evidence of
sphincter involvement, and resectable with a 1-cm macroscopic distal margin were included in the study. Sphincter
preservation and local recurrence rates were analyzed.
Sphincter preservation rates were identical in both groups
(61% in the short-course radiotherapy with immediate
surgery versus 59% in the prolonged chemoradiotherapy
course and delayed surgery).
74
This trial was conducted
to determine whether chemoradiotherapy and delayed surgery
had an impact on sphincter preservation. Accordingly,
this is not a subset analysis of the data from the trial, indicating the strength of the results. At this time, there is no
evidence that prolonged-course radiotherapy combined
with chemotherapy with delayed surgery impacts sphincter
preservation. It is possible that increasing the waiting
70
time from end of radiotherapy to surgery will achieve
further downsizing, which might improve sphincter
preservation.
An important consequence of increased sphincter preservation is poor function. Poor quality of life may be the price to
pay for intact sphincters: up to 20% of all patients who
undergo a low anterior resection are incontinent of solid
68
stool.
This contrasts with reports that patients with a stoma
had a better quality of life compared with those with an anterior resection.
75
This must be considered when selecting sur-
gical options for individual patients.
Adjuvant Chemotherapy Alone in Rectal Cancer
In contrast to colon cancer, chemotherapy alone as adjuvant
treatment in rectal cancer remains questionable. In the early
1980s, underpowered United States radiotherapy trials concluded that chemotherapy improved survival compared with
surgery alone. Two large randomized trials comprising more
than 4000 patients have studied the value of chemotherapy
versus surgery alone in colon and rectal cancer patients.
Combination 5-FU/levamisole and 5-FU/LV were found to
improve survival in patients with colon cancer, but showed no
benefit in patients with rectal cancer.
score the difference in chemotherapy effectiveness for rectal
cancer and colon cancer. The reasons for this are unclear:
76,77
These results under-

31. Adjuvant Therapy for Colorectal Cancer 443
different tumor profiles or lack of proper surgical technique at
the time of these trials may partly explain the results. At this
time, adjuvant chemotherapy alone is not acceptable in rectal
cancer. However, postoperative chemotherapy is currently
used to reduce the risk of distant relapse in patients with rectal cancer treated with pre- or postoperative chemoradiation
and radical surgery.
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Abstr 1066.

32
Colorectal Cancer Surveillance
Brett T. Gemlo and David A. Rothenberger
The majority of colorectal cancers are resected for cure, leaving many patients eligible for ongoing surveillance. The best
schema for clinically useful and cost-effective follow-up is
still controversial, but the goals are clear. Rational follow-up
should detect treatable recurrent cancers, identify and
remove metachronous polyps, and identify possible hereditary influences in development of a colorectal cancer. In theory, such follow-up will increase the survival of patients with
cancer and improve their quality of life by successfully treating recurrences, preventing metachronous cancers of the
colon or rectum, as well as preventing subsequent hereditary
cancers from developing in the patient and/or their family
members. How to accomplish this is still controversial, but it
is clear that accurate risk stratification and patient selection
are central to any program of surveillance. The intensity of
surveillance should be proportional to the patient’s risk of
recurrence, and those patients unfit for further surgery
because of age or comorbidity may be best served by colonoscopic follow-up only.
Types of Surveillance
Metachronous Colorectal Neoplasms
Those patients who have undergone successful treatment of a
colorectal malignancy have an increased risk of developing
subsequent polyps or cancers compared with the rate at which
an age-matched control population would develop their first
colorectal neoplasm. The period of risk for the development
of metachronous disease seems to be lifelong and cumulative.
The risk of developing metachronous polyps ranges between
30% and 56%, and the risk of a second cancer is 2%–8%.
Because these cancers arise from adenomatous polyps, periodic colonoscopy with polypectomy should prevent the development of subsequent cancers. The starting point and
appropriate interval for surveillance colonoscopy in the population of patients undergoing follow-up for colorectal cancer
1–3
are controversial and poorly studied. In the past, most clinicians advocated colonoscopic follow-up 1 year after surgery
to visualize the anastomosis and look for missed synchronous
lesions. Recently, the utility of early follow-up colonoscopy
1 year after surgery compared with delaying colonoscopy until
3 years after surgery has been questioned. The Standards Task
Force of the American Society of Colon and Rectal Surgeons
(ASCRS) has recommended colonoscopy surveillance to
begin 3 years after surgery assuming preoperative or intraoperative clearance was done and was negative.
or intraoperative clearance examination could not be done,
postoperative colonoscopy within 6 months of surgery is recommended. If multiple synchronous polyps are identified, during the clearance examination, it may be reasonable to do the
first surveillance examination at 1 year. Otherwise, posttreatment colonoscopy should be performed at 3-year intervals.
Follow-up surveillance colonoscopy every 3 years can be continued for the duration of an individual’s active life. It is also
acceptable to extend follow-up colonoscopy to every 5 years
after a negative colonoscopy at 3 years. Once the patient is
older than age 80, further examinations may be of limited usefulness although exceptions can be made for individuals who
are healthy and active despite their advanced age.
4
If preoperative
Recurrent Cancer
The term “recurrent cancer” is a misnomer because the cancer does not disappear and then return. It simply progresses
in sites not clinically detectable at the time of the original surgery. Locoregional recurrences are more common in cases of
rectal cancer, and may represent inadequate tumor clearance
at the time of surgery. Distant disease, typically in the liver or
lungs, usually does not cause symptoms until the situation is
quite advanced. Options for the detection of asymptomatic
recurrences include physical examination, carcinoembryonic
antigen (CEA) monitoring, colonoscopy, chest X-ray, (CXR),
and various scans. In this high technology era, careful attention to new symptoms such as abdominal pain, change in
446

32. Colorectal Cancer Surveillance 447
bowel habits, weight loss, or anorexia is often lacking, but
such symptoms are the first sign of recurrence in many cases.
When present, a meticulous physical examination is
conducted. This should include a digital rectal and vaginal
examination for patients with rectal cancer. CEA testing is
most useful in cases in which the level was increased preoperatively but decreased to normal levels after resection. Even
in cases in which the preoperative CEA level is normal, serial
CEA testing is often the first indication a patient has recurrent
disease. Although CEA testing is controversial, the Standards
Practice Task Force of the ASCRS recently recommended
that CEA testing should be used as a part of follow-up for
patients with colorectal cancer. This may be justified if its use
is restricted to those who would tolerate reoperation if a
recurrence were identified. Endoscopic follow-up is of limited usefulness in looking for recurrences because only 2% of
recurrences are visible at colonoscopy. This is especially true
for colonic anastomoses where recurrence is rare as compared
with rectal anastomoses where mucosal recurrences are more
likely to develop. Rigid proctoscopy is an alternative and,
some suggest, superior way to assess a rectal anastomosis for
recurrence. Patients with rectal cancer, especially those
treated with transanal excision, should undergo endorectal
ultrasound surveillance (usually every 3 months for the first
year). There are currently insufficient data to recommend for
or against routine use of CXR to identify an asymptomatic
pulmonary metastasis. Its use should be restricted to patients
who would tolerate a pulmonary resection. Computerized
tomography (CT) and magnetic resonance imaging (MRI)
scanning are very sensitive ways to detect liver and lung
metastases, but are not recommended as a routine screening
procedure. Positron emission tomography (PET) scanning
may become the most sensitive way to detect recurrences, but
although it is becoming more widely available, data supporting its use are still lacking. Although PET scanning is limited
in its usefulness in detecting recurrence, it has been helpful in
identifying patients with recurrence who have too many areas
of distant recurrence to warrant operative therapy to remove
the local, liver, or lung recurrence detected initially. Patients
with isolated metastatic disease (fewer than eight liver metastases or 1 or 2 lobe lung involvement) may be candidates for
operative treatment (see Chapter 34). As chemotherapy
improves, operative therapy to resect residual disease may be
more important to extract a cure.
Hereditary Cancer
Heredity is thought to be a major factor in 10%–25% of colorectal cancers. Patients who developed their cancer before
age 50 years or who have first-degree relatives who developed
colorectal or associated cancers such as endometrial, ovarian,
ureteral, or bladder cancer or who have multiple family members with varying cancers especially if diagnosed before 50
years of age may have a hereditary cancer. Some inherited
syndromes predispose the individual not only to development
of young-age-of-onset colorectal cancer but also other organ
cancers. Thus, in addition to informing family members of
their risks and need for intensive surveillance, the patient’s
follow-up plan may need to incorporate surveillance of other
potential sites of cancer. Sometimes, genetic counseling and
testing is useful and prophylactic surgery may be considered
as in the case of hereditary nonpolyposis colon cancer
syndrome.
Risk of Recurrence/Pattern of Recurrence
The risk of recurrence is proportional to the stage of the original disease. Most Stage IV patients have undergone palliative
treatment and are not candidates for surveillance unless they
were treated by operative removal of metastatic disease.
Patients with Stage I colon cancer treated by radical surgery
have such a low chance of recurrent disease that routine surveillance may not be justified. However, Stage I rectal cancer
patients treated by local therapy are at significant risk of local
recurrence and may deserve close follow-up. Patients with
Stage II or III disease would seem to benefit most from close
surveillance. Other tumor or surgery related factors such as
degree of differentiation, presence of lymph node metastases,
iatrogenic perforation, and poor primary tumor clearance,
influence the risk of recurrence, and could be used to more
accurately predict an individual patient’s risk of recurrence,
and guide the development of a specific follow-up program.
To date, there is no standardized formula for doing this but an
experienced clinician can individualize follow-up based on
the risk of recurrence, the patient’s overall health status, the
patient’s willingness to undergo serial testing and the ability
for the patient to undergo aggressive retreatment if recurrence
is identified.
The patterns of recurrence reflect the location of the primary tumor.
but this tendency has diminished recently with improved
mesorectal clearance techniques and the use of neoadjuvant
chemoradiation. All colorectal cancers metastasize hematogenously to the liver and lungs as well as to regional lymphatics, and these areas need to be evaluated when looking for
recurrent disease.
It is well established that 60%–80% of recurrences occur
within 2 years of surgery, and more than 90% of recurrences
are found within 5 years. Therefore, follow-up protocols
should be most intensive for the first 2 years, and then taper
off in frequency of evaluations over the next 3 years. The
exception to this timing of recurrence is the patient who has
had pelvic radiation. In such cases, recurrence tends to occur
later so intensive surveillance may need to extend to 5 or 6
years. Subsequent to that, the risk of recurrence is so low that
colonoscopic surveillance for metachronous cancers is all that
is warranted. The development of symptoms at any time during follow-up should prompt a thorough diagnostic work-up
and specific treatment.
5
Rectal cancers tend to recur locally in the pelvis,

448 B.T. Gemlo and D.A. Rothenberger
Surveillance Effectiveness
The utility of a surveillance program should be manifest in an
improvement in survival or quality of life when compared
with patients who have received little or no follow-up. Several
variables confound our ability to evaluate the advantages
derived from intensive efforts to detect recurrent cancer
before it becomes evident clinically. The first is the lead time
bias that results from detecting asymptomatic recurrences.
Early detection of such a recurrence for which no effective
treatment can be offered will still result in a measured prolongation of survival from the time of diagnosis of the recurrence when compared with those patients treated for
symptomatic recurrences because they were identified earlier.
Even if the treatment provided does impart some benefit, the
bias between groups persists.
The identification of recurrent disease does not necessarily
result in improved outcomes. Only about 10% of recurrences
are resectable with curative intent and chemotherapy offers
little chance of cure. Those patients who are fortunate to have
a lesion amenable to surgery are often not suitable surgical
candidates as a result of age or comorbidity, and should not be
subjected to intense follow-up because any information
obtained cannot be acted upon. There is a subset of patients
with resectable disease, who may benefit from radical reresection, with 5-year survivals of 25%–30% in most series.
PET scanning can assist in identifying this small group of
individuals.
6
The results of intensive follow-up programs reported in the
literature have been disappointing. A recent review summarized the results of the six randomized, prospective trials of
high-intensity versus low-intensity follow-up after surgical
resection with curative intent for colorectal cancer.
7–13
Recurrences were not more common in the closely monitored
group, but they were found earlier and were more likely to
result in reoperation with curative intent. Despite this, only
two of the six studies demonstrated a statistically significant
improvement in overall survival as a result of intensive
surveillance.
Because of the concern that inadequate sample size was in
part responsible for the negative results encountered in the
above studies, three separate metaanalyses have been conducted on these data.
6,14,15
Although this resulted in a more
clearly discerned reduction in death from recurrent cancer, the
reduction in absolute risk was only 7%.
Cost of Surveillance
Offsetting the survival benefits of an intensive surveillance
program are the costs associated with such testing. Given the
large number of patients involved, cost implications for
Medicare and private insurers are significant. The heterogeneity of follow-up regimens results in 5-year Medicareallowed charges of $910 to $26,717 per patient.
16
One of the
above metaanalyses evaluated the cost-associated intensive
follow-up in terms of cost per year of life gained and found it
17
to be $6096.
Beart’s hypothetical cost analysis of a program
to closely follow Stage II and III patients resulted in a cost of
$6558 per patient salvaged by resection.
18
Although these
costs are significant, they seem to be below the accepted
threshold of $30,000 per year of life gained.
Quality of Life
Intensive surveillance may have a negative impact on quality
of life secondary to the anxiety, inconvenience, and cost associated with the testing. Conversely, intensive testing may be
reassuring to patients and improve their quality of life.
Investigators in Denmark found that although patients subjected to closer follow-up expressed greater confidence in
their examinations, the increment in quality of life was marginal and did not justify the expense of follow-up.
Stiggelbout et al.20also showed no differences in healthrelated quality of life when different intervals of follow-up
were studied but they did show patients had a strong preference for follow-up. Additional data are needed to determine
methods and settings for follow-up that maximize both survival and the quality of life.
Recommendations
Recommendations for surveillance of patients who have undergone curative resection of colorectal cancer are as follows.
Virtually all patients can undergo follow-up studies that are
focused on excluding hereditary cancer and on prevention of
synchronous cancer by every 3- to 5-year surveillance colonoscopies to remove metachronous polyps. If hereditary cancer
is likely, work-up appropriately and/or consider referral to
experts in hereditary cancers. In addition to counseling the
patient about their own risks for other sites of cancer development, the clinician must attempt to educate the patient’s
family members about their risks and surveillance or treatment options.
The search for treatable recurrent disease is more selective.
It is helpful to first determine whether the patient has a significant risk of recurrence. If so, determine whether the
patient prefers an aggressive approach to follow-up testing
and whether the patient could tolerate retreatment if recurrence is identified. If there is a minimal risk of recurrence
and/or the patient refuses or is not a candidate for aggressive
follow-up, no additional testing is done. It is comforting for
patients to know that should recurrence develop, you are
available and palliative treatment can be instituted. Patients
should still undergo routine colonoscopic surveillance every
5 years to detect metachronous polyps or cancer.
If there is a significant risk of recurrence and the patient
wants aggressive follow-up and would tolerate retreatment,
19

32. Colorectal Cancer Surveillance 449
follow-up will include the search for recurrent disease.
Typically this includes: history, physical examination, and
serial testing as noted below every 3–6 months for the first
3 years, and then every 6–12 months for an additional 2 years.
If pelvic radiation was used for rectal cancer, the closer interval of follow-up may need to be extended to 5 or 6 years.
Careful attention to new symptoms and physical finding
should be made.
Complete colonoscopy before resection, followed by an
examination 1–3 years after surgery and every 3–5 years
thereafter for the duration of the patient’s productive life.
Serial CEA testing every 3 months for the first postoperative year or two and every 6–12 months thereafter for patients
who desire an aggressive follow-up protocol and would tolerate aggressive retreatment for locoregional disease or hepatic
or pulmonary metastasis.
Serial CXR every 6–12 months for patients who desire an
aggressive follow-up protocol and would tolerate pulmonary
resection.
Serial proctoscopy and selective endorectal ultrasound for
rectal cancer patients who desire an aggressive follow-up protocol and would tolerate aggressive radical pelvic surgery
with or without additional radiation and chemotherapy.
Based on the available evidence, there is no role for the
routine use of liver function tests, hemoglobin, CT scanning,
MRI, or PET scanning in asymptomatic patients.
4,7
Future studies may more clearly define the role of these and
other surveillance modalities.
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