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120 Chapter 6
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Figure 6.4
Volume of the left ventricle and auricle (A: dynamical model of the valves, B: instant valves
opening/closing).
According to the physiological literature [239,240], one of the well-known effects of the dynamical closing of the valves is the backward flow from the aorta to the left ventricle during the early diastole (aortic regurgitation). This backward flow phenomenon results from the rapid decrease of pressure in the ventricle, which occurs faster than the aortic valve closing completes. Both models A and B predict backward flow showing negative flow rates at some instance (see Fig. 6.3). We note that backward flow in model B has no physiological sense because the instantly closed valve should immediately terminate the retrograde flow. The observed negative flow in model B may be explained either by the instability of the numerical solution due to the discontinuous change of parameters or by inappropriate setting of the predefined periods of opening and closing in Eq. (6.24).Model A conforms to physiological data and produces realistic dynamics for basic parameters of the cardiac cycle. Model B may be adjusted to known physiological values, but it requires manual fitting in every case. It makes model B less useful for patient-specific applications.
6.5.2 Stenosis of the mitral valve
Mitral valve stenosis is a pathology caused by the narrowing of the atrioventricular lumen between left auricle and left ventricle. The coalescence of mitral valve leaflets is the main reason of such narrowing. As a result, the blood flow from the auricle to the ventricle decreases and so it reduces the stroke volume and the cardiac output. In paper [212], the mitral valve stenosis is modeled by 30% decrease of the maximum opening angle q This decrease leads to the decrease of the lumen by 25%. The results of the simulations are shown in Figs. 6.5 and 6.6.
max mi
.
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Figure 6.5
Flow through the aortic and mitral valve (A: normal conditions, B: mitral valve stenosis).
Volume of the left ventricle and auricle (A: normal conditions, B: mitral valve stenosis).
The change in dynamics of the mitral valve has impact on the dynamics of the aortic valve. The moment of aortic valve opening is delayed by 0.05 s compared with the normal reference conditions. The changes in peak pressure in the left auricle from 115 to 110 mm Hg and in the left ventricle from 8 to 10 mm Hg are not significant. A pronounced effect is observed for both the flow rate and the volume of the heart chambers. Fig. 6.5 demonstrates the decrease of the systolic blood flow through the aortic valve from 900 to 560 mL/s. The peak systole is delayed by 0.05 s compared with the reference conditions,
Figure 6.6
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which conforms to late aortic valve opening. The shape of the mitral blood flow rate curve changes significantly. The first maximum at the early diastole and the negative flow at the end of the cardiac cycle disappear (see Fig. 6.5). Substantial decrease of the left ventricle volume from 120 to 85 mL is shown in Fig. 6.6. The volume of the left auricle increases from 40 up to 50 mL.
Thus, the model is able to reproduce the well-known facts that the mitral valve stenosis increases the load to the left auricle and hence may produce subsequent hypertrophy. The mitral valve stenosis also causes substantial decrease of the cardiac output, which can be evaluated on the basis of model personalization.
6.5.3 Aortic regurgitation
Aortic regurgitation (aortic insufficiency) is the incompetence of aortic valve that causes reverse flow from aorta into the left ventricle during diastole. The reasons of aortic insufficiency include intrinsic features, aortic root dilation, valvular degeneration, aortic root dissection, and some others. In paper [212], aortic valve insufficiency is modeled by the increase of minimum opening angle q shown in Figs. 6.7 and 6.8. The change of aortic valve dynamics affects the mitral valve dynamics. The moment of mitral valve opening keeps ahead by 0.05 s compared with normal reference conditions. The pressure in the left auricle remains the same. The change of peak pressure in the left auricle from 120 to 125 mm Hg and in the left ventricle from 8 to 10 mm Hg is not significant. However, it is enough for an early opening of the aortic valve and for resulting substantial changes in cardiac output. In Fig. 6.7, one may see the
min
from 0to 25. Results of simulations are
ao
Flow through the aortic and mitral valve (A: normal conditions, B: aortic regurgitation).
Figure 6.7
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Figure 6.8
Volume of the left ventricle and auricle (A: normal conditions, B: aortic regurgitation).
substantial increase of the systolic blood flow rate through the aortic valve from 900 to 1300 mL/s. The peak systole keeps ahead by 0.05 s compared with the reference conditions, which conforms to early aortic valve opening. The increase of systolic flow is formally compensated by the reverse flow during diastole, but such regime causes substantial overload of the left ventricle and aorta. The straightforward effect of the aortic insufficiency is the negative flow of 70 mL/s during diastole (see Fig. 6.7). Systolic volumes of the chambers remain the same. Substantial increase of the left ventricle volume from 115 to 150 mL is shown in Fig. 6.8.
Conclusions
The 0D model of the heart outflow, which accounts for heart chambers and valves dynamics, leads to physiologically correct simulations of certain heart diseases. It also provides a tool for constructing closed hemodynamic model of a vascular network. The basic feature of the cardiac cycle is the periodic alternation of sharp and smooth solution variations, which causes stability problems in numerical simulations. Higher-order implicit A- and L-stable methods are suitable for the numerical integration of the models of cardiac dynamics. Patient-specific evaluation of basic model parameters (heart rate, angles of valve opening, the volume of chambers) can be performed in a hospital through echocardiography or other conventional methods. Other model parameters (inertia coefficient, hydraulic resistance, variable elastance function) are hard to evaluate directly. They can be identified by fitting known measured and computed variables (e.g., volume dynamics, cardiac output, and ejection fraction). The obvious advantage of the lumped parameters approach is its low computational cost compared with higher-dimension models.
CHAPTER 7
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1D vascular hemodynamics
7.1 Introduction
The development of reduced order models that describe physiological and pathophysiological processes in the cardiovascular system is an active research area. The spatial order reduced models were proved to suit well for a number of clinical problems since they enable fast personalized simulations for planning pharmacological or surgical treatment.
Section 7.2 of this chapter introduces 1D hemodynamic equations in a single vessel and
their extension to a network of vessels. This extension is done through boundary and coupling conditions of different types. Advanced approaches use 1D hemodynamic models as a part of multiscale modeling. Section 7.3 describes 0De1D, 3De1D, and 3De0De1D multiscale models. Numerical methods are discussed in Section 7.4. Modifications of reduced order models, which account for physiological conditions and some pathologies, are presented in Sections 7.5 and 7.6.
7.1.1 Model reduction in hemodynamics
Detailed numerical 3D modeling of blood flow in a realistic vascular network is a complicated technological and practical task. A typical network includes from dozens to hundreds of vessels. A mathematical model should account the interaction of flow with a moving viscoelastic vessel wall (fluidestructure interaction models, FSI). Furthermore, it is necessary to specify a sufficiently accurate 3D geometry of the vascular bed, elastic properties of the vessel wall material and boundary conditions, and finally to apply advanced numerical schemes (see Chapter 5). On the other end of the model complexity range, we have lumped parameter (0D) models capable to address the mean dynamics of the system but unable to describe finer effects, in particular, those related to wave propagation (see Chapter 6). Within this range, spatial order reduction (SOR) approaches provide mathematical models of various complexities.
Averaging procedures or other methods are applied to eliminate the dependency of flow variables on one or two spatial coordinates under certain assumptions regarding the flow. The limitations of these assumptions determine the scope of a given SOR model. Reduction procedures should preserve important physiological features of the problem so
Personalized Computational Hemodynamics. https://doi.org/10.1016/B978-0-12-815653-7.00007-5
Copyright © 2020 Elsevier Inc. All rights reserved.
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that the resulting model is able to reproduce the flow and vascular dynamics with sufficient details. Since the original problem is highly nonlinear and the reduction process builds on a combination of several simplifying assumptions, the resulting models should be thoroughly validated. The SOR approach applied to the 3D FSI problem leads to a 1D reduced flow model, a compromise between the detailed 3D FSI and the rough 0D models. Mechanical interpretation of the resulting 1D flow model is the laminar flow of viscous incompressible fluid flow through a network of elastic tubes. 1D modeling is an attractive alternative to fully resolving 3D simulations thanks to much lower computational costs of studying regional, systemic, and closed (global) circulation. Primary applications of these models are the transport of blood gases, nutrients, and drugs through the whole organism, the analysis of the blood flow variations under external or internal mechanical action such as physical exercise or stimulation by medical devices, and the analysis of the effect of intravascular surgery, such as stenting or shunting. For description of the full-body hemodynamics, these models can be combined with models of the heart (see Chapter 6) and a model of microcirculation (see Chapter 8).
The computational domain of 1D models is the human vascular 1D network or its parts. A realistic network can be generated using anatomical atlases and physiological data found, for instance, in Refs. [120,239,240]. Alternative approaches use the reduction of a detailed 3D anatomical model [241] and segmentation methods of medical images obtained from MRI/CT [100,242,243]. Algorithms of processing patient MRI/CT data include 3D segmentation, centerlines identification, and construction of a graph with 1D straight segments (we refer to Chapter 3 for details). The construction of 1D models may be also based on aggregated laboratory data and experiments [244e246].
The analysis of blood flows by 1D hemodynamic models in vascular networks composed of hundreds of vascular segments can be found, for instance, in Refs. [213,247]. Extensive reviews of different aspects of 1D blood flow modeling can be found in Refs. [43,224,248e250].
7.1.2 Applicability and limitations
In the SOR approach, 1D hemodynamic equations are derived by averaging the full 3D NaviereStokes equations in a single vessel [248,251]. 1D hemodynamic models are usually based on the following assumptions (some of them can be alleviated):
1. The ratio of vessel diameter to its length is relatively small.
2. The blood rheology corresponds to Newtonian viscous incompressible fluid.
3. The blood viscosity is constant.
4. The blood flow profile in any cross section orthogonal to the vessel centerline is radially symmetric.
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5. The shape of the velocity profile in any such cross section does not vary along the vessel (e.g., it stays flat or parabolic).
6. The pressure is constant in each cross section.
7. Longitudinal stretching of the vessels is negligibly small.
8. The thickness of vessel walls is sufficiently small and constant.
9. The forces act on the wall in normal directions.
10. All cross sections of the vessel are circular.
11. Wall displacements occur only in the radial direction.
12. The deformation gradient of the vessel wall changes along the centerline continuously.
13. The material of the vessel wall is incompressible, and the deformation is linear.
Models based on (a subset of) the above assumptions are often well suited for simulating blood flow in large and medium arteries and superficial veins. In practice, they are also used for the hemodynamic simulation in deep veins, since the latter in the standing position (subject to the gravity field) have a circular cross section. The elliptic shape of the vessel cross section may be included in 1D hemodynamic models by modifying the equation describing the elasticity of the wall [252e254] or by different averaging procedure for the NaviereStokes equations.
We note that the existence of a smooth solution for 1D hemodynamic models in a network with junctions is not known yet. For single vessel, the existence of a smooth solution to the 1D hemodynamic equations has been proven with the zero right-hand side and under certain additional assumptions in Ref. [251], whereas in Ref. [255], the existence is proven for particular boundary and initial conditions given as linear combinations of trigonometric functions. Surprisingly, smooth pulsating boundary conditions at the entrance of a semi-infinite compliant vessel typically lead to the formation of shock waves outside (2.8 m from the entrance) of the physiologically interesting domain [251].
For realistic cardiovascular simulations, the above assumptions may be considered somewhat restrictive and arguable. In particular, the shape of the velocity profile is not constant, and the Coriolis parameter (Boussinesq coefficient) and the friction coefficient from Eq. (7.12) are not constant either [256]. The model of thin-walled elastic cylinder is only a rough approximation of the realistic vascular material. Therefore, only extensive validation can support the practical use of the 1D hemodynamic models. Such validation includes comparisons with experimental and laboratory data, with the results of modeling using different methods, as well as with the solutions to the full 3D FSI problems. For example, studies [209,257e259] report reasonably good agreement of numerical solutions with physiological data, 3D FSI simulations, and physical experiments with the network of silicone tubes, while testing on clinical data is presented in Ref. [112]. Comparison of several 1D models on benchmark problems is given in Refs. [258,260]. Comparison of different boundary conditions for a 1D model using the Windkessel model and the
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structured tree method as the truncated conditions was done in Ref. [261]. It is interesting that, despite significant differences in mathematical formulations and numerical methods used for 1D simulations, in most cases, it is possible to achieve satisfactory agreement. Moreover, 1D models may successfully incorporate important physiological conditions such as gravity force, muscles contraction force, regulation, and autoregulation (see
Section 7.5). Therefore, the 1D blood flow modeling is currently accepted as the adequate
approach for regional and global blood flow simulations and as a useful tool for a number of physiological and clinical problems.
7.2 Derivation of equations
7.2.1 Averaged NaviereStokes equations in a vessel
Based on assumptions outlined in the previous section, one can derive a 1D hemodynamic model in several ways. For example, one may perform averaging and asymptotic analysis of the NaviereStokes equations assuming small ratio r/L, where r is the radius and L is the length of a vessel [262,263], or one may integrate the 3D NaviereStokes equations over a cross-sectional slice [248].
Let x denote the coordinate along the centerline of a vessel with circular cross section G
S
orthogonal to the centerline, r be the radial coordinate in the cross section, t be the time, R(t, x) be the radius of the cross section, hðt; xÞ be a given displacement of the
vascular wall in the radial direction, and let the cross-sectional velocity profile be given by
gþ2
xðyÞ¼
(Poiseuille) profile, and g ¼ 9 corresponds to almost flat profile.
ð1 ygÞ; 0 y 1. Note that g ¼ 2 corresponds to the parabolic
g
1
We assume that vxand vrcomponents of the velocity satisfy
ðt; r; xÞ¼vðt; xÞx
v
x
Here
v is the average velocity in cross section GS, v ¼ S
r
Rðt; xÞ
; v
ðt; R; xÞ¼
r
R
1
G
S
vh
ðt; xÞ: (7.1)
vt
vxds. The component v
x
attains its maximum at the centerline (r ¼ 0) and vanishes at the vascular wall (r ¼ R(t, x)). Since v
(t, R, x) ¼ 0, the condition on vr(t, R, x) represents the nonslip condition on the
x
vessel wall.
To derive 1D hemodynamic equations, we define a vessel slice V as a neighborhood of a cross section G the external normal is n with components n
x
Dx=2; xþ Dx=2 are denoted by G1and G2, respectively; GWis a part of the vessel
with coordinate x. The boundary of V is vV ¼ G1WG2WGW, and
S
; nr. The inlet and outlet cross sections at
x
wall, as shown in Fig. 7.1.
1
Alternative options such as the power law profile and the Stokes layer are analyzed in [250].
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Figure 7.1
Integration domain of a 3D model.
The integration of the incompressibility Eq. (4.16) over V yields
0 ¼
Z
div v dx ¼
V
Z
v$n ds ¼
vV
Z
G
vxds
2
Z
G
1
vxds þ
Z
vrds: (7.2)
G
W
For the last term, we get from Eq. (7.1) the equality
Z
vrds ¼
G
W
Denoting the average flow Q
Z
vh
ds ¼
vt
G
W
R
¼
j
G
vxds through the cross section G, substituting
G
vS
vt
   
x¼x
Dx þ O
2
: (7.3)
jDxj
Eq. (7.3) to Eq. (7.2), dividing by Dx, and taking the limit Dx/0, we obtain
Dx
2
Qx
Dx
0 ¼ lim
Dx/0
R
G
vxds
2
Dx
R
G
1
vxds
Qxþ
Dx/0
þ
vS
vt
¼ lim
which leads to the 1D mass conservation equation:
Dx
2
vS
þ
;
vt
Next, we rewrite the x-component of the NaviereStokes equations for the incompressible Newtonian fluid
vS
vt
(Eq. (4.18)) as follows:
vv
x
vt
þdivðv
x
þ
vÞþ
vQ
¼ 0: (7.4)
vx
1rvp
vx
nDv
¼ 0: (7.5)
x
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Integrating Eq. (7.5) over the slice V leads to
dx þ
Z
divðvxvÞdx þ
V
1
r
Z
vv
x
vt
V
We transform each term in Eq. (7.6) as follows:
Z
Z
V
Z
Here a ¼ S
R
we used
vv
x
vt
Z
divðvxvÞdx ¼
¼
Z
V
vxv$n ds ¼
vV
2
aS
v
G
2
aSv
Dx
vp
dx ¼S
vx
V
Z
Dvxdx ¼
V
Vvx$n ds ¼
vV
Z
¼
nxVvx$exds þ
vV
Z
v
0
¼
R
1
2
v
i
vV
G
nxVvx$exds ¼ OððDxÞÞ2since
x
ð1Þnrds þ O
R
G
W
2
v
ds, and for Eq. (7.8), we used v0onGW. In derivation of (7.10)
x
i
dx ¼
Z
G
Z
G
vQ
Dx þ O
vt
Z
v
G
1
2
vp
 
vx
vv
x
vx
1
nrVvx$erds
W
jDxj
R
vV
Z
vp vx
V
Z
2
ds þ
x
G
1
Dx ¼
Dx þ OðDxÞ
x¼x
Z
ds þ
G
2
¼ 2p
nxds ¼ 0.
Z
dx  n
jDxj
v
G
2
v
vx
vv
vx
2
Dvxdx ¼ 0: (7.6)
V
2
; (7.7)
2
ds þ
x
2
aQ
S
Z
x
ds þ
vx1ÞDx þ O
Z
vxv$n ds
G
W
Dx þ O
2
; (7.9)
jDxj
2
;
Vvx$n ds
G
W
2
:
jDxj
(7.8)
(7.10)
Substituting Eqs. (7.7)e(7.10) into Eq. (7.6) and passing to the limit for Dx/0 gives the 1D momentum conservation equation:
where
Note that K
is negative since x
r
1D model in (S, v, p(S)) variables. It can be reformulated in (S, Q, p(S)) variables. Indeed, substituting Q ¼ Sv in Eqs. (7.4) and (7.11), we arrive at
vQ
v
þ
vt
vx
0
ð1Þ
< 0. Eqs. (7.4) and (7.11) constitute the hemodynamic
2
Q
a
S
¼2pnx1Þ: (7.12)
K
r
vS
þ
vt
Srvp
¼ K
þ
vx
vðSvÞ
¼ 0; (7.13)
vx
v; (7.11)
r