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K. A. Friede et al.
paradoxical response. These considerations have
prompted many of the proposed biomarkers and other
assessment techniques discussed in the rest of this
chapter.
Renal Aerent Nerves
Renal afferent nerves contain both myelinated and nonmyelinated bers; they provide both mechanosensitive and
chemosensitive input to the CNS [16, 17]. Renal afferent
nerve bers can be distinguished and described by their
function, which falls into three categories: pressor, depressor, and reno-renal [14, 18, 19]. Renal afferent bers can
inuence the aforementioned sympathetic reex loop to
result in elevation (sympatho-stimulation) or reduction
(sympatho-inhibition) of global sympathetic nervous system
(SNS) tone [9, 19–24].
Renal Eerent Nerves
Renal efferent nerves densely innervate the renal vasculature (afferent and efferent arterioles), juxtaglomerular
apparatus, and renal tubules (proximal tubule, loop of
Henle, and distal convoluted tubule). Increased activity of
these nerves results in stimulation several adrenergic receptors: stimulation of β1 adrenergic receptors in the juxtaglomerular apparatus results in release of pre-synthesized
renin [25–28]; stimulation of α1A adrenergic receptors vasoconstricts the renal arterioles, decreasing renal blood ow
(RBF) to the cortex and medulla while attenuating reductions in glomerular pressure and glomerular ltration rate
(GFR) [12, 26, 29]; stimulation of α1B adrenergic receptors
increases sodium resorption [12, 30–32]. Sympathetic
nerves modulate renal function via the release of a large
number of local neurotransmitters including noradrenaline,
neuropeptide Y, and ATP [33–38].
Efferent renal sympathetic nerve activity (RSNA) is
also modulated by reflex mechanisms outside of the kidney. Activation of carotid and aortic baroreceptors and
deactivation of carotid chemoreceptors decrease renal
sympathetic efferent traffic [39–41]. Conversely, inhibition of carotid and aortic baroreceptors and activation of
carotid chemoreceptors increases RSNA and renin secretion [12]. These reflex modulations of RSNA are important in maintaining volume and sodium homeostasis
under normal physiological conditions, but can become
maladaptive in a variety of pathological states as discussed later in this chapter and in other chapters of this
textbook [42–45].
Parasympathetic Nerves
The existence of parasympathetic innervation of the kidney
has been debated, with discrepancies between histologic,
tracer, and dissection studies [3–6, 46–49]. Recently, van
Amsterdam etal. conrmed the presence of parasympathetic
bers in the vicinity of the renal artery, though the physiologic function of such bers remains unclear [5].
Response oftheRenal Nervous System
toPerturbation
The normal reex loop of afferent and efferent signals connecting the kidney to the CNS can be perturbed, creating
pathologic feedback in the setting of intentional modication, injury or systemic disease. Endovascular electrical
stimulation of renal arteries has been shown to prompt
changes in BP, although the effects are mixed, with various
studies showing elevation in BP [50–57], no effect on BP
[58], and a decrease in BP [59] (this phenomenon is described
further below). These disparate effects may be related to the
fact that response to afferent renal nerve stimulation appears
to depend on the location of stimulation. It has been further
suggested that functional afferent nerve bers may have a
characteristic distribution, with the proximal segment of the
renal artery containing primarily sympatho-stimulatory
bers [53] while the distal segment near the renal hilum contains primarily sympatho-inhibitory bers [18].
For instance, dorsal rhizotomy, which selectively eliminates afferent renal nerve trafc, reduces BP [60, 61]. In
addition, kidney ischemia and inammation cause a
sympatho- stimulatory response mediated by the renal afferent nerves [62]. Afferent renal nerves also appear to play an
important function in the pathophysiology of cardiovascular
disease, HTN, diabetes mellitus (DM), and congestion due to
uid retention or changes in venous capacitance [63–67].
This has implications for RDN: we would expect effective
afferent RDN to be associated with measurable systemic
effects, such as reduction of insulin resistance, alteration of
venous capacitance, and reduced heart rate and ventricular
hypertrophy.
Understanding the status of renal sympathetic nerve activity may provide intraprocedural and post procedural insights
into treatment, optimal selection of patients, and titration of
ablative therapy, as well as potential explanations for a lack
of sustained treatment effect in some patients. There is evidence in both animal models and human studies that some
reinnervation of the afferent and efferent renal nerves can
occur after surgical RDN and/or nephrectomy (i.e., after kidney transplant) [68–72]. It can, therefore, be assumed that

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anatomical and eventually also functional restoration of
efferent and afferent renal nerves may also occur in humans
following device-based (rather than surgical) RDN.It should
be pointed out, however, that since RDN has been associated
with sustained lowering of BP for up to three years, nerve
re-growth may not occur to a substantial degree and/or may
be inconsequential.
Methods toQuantify Sympathetic Nerve
Activity
Sympathetic outow does not always occur in a global fashion, but often is directed toward specic organs (Fig.6.1).
The response of any one organ therefore reects sympathetic
outow to that specic organ, but not to other tissues [42,
73]. Increased sympathetic trafc to the heart increases chro-
notropic and inotropic activity. Sympathetic stimulation of
blood vessels alters vascular tone, generally favoring vasoconstriction. For example, sympathetic splanchnic activation
decreases splanchnic capacitance and increases venous
return [74]. Renal-specic sympathetic activation alters
activity of the renin-angiotensin system which, in turn,
affects sodium reabsorption and intrarenal arterial
resistance.
In animals, SNA can be assessed by using electrodes to
measure nerve ring or by examining the physiological
responses of specic organs, including the kidneys [75],
heart [76], lungs [77], and liver [78]. Such measurements are
often enhanced by use of specic adrenergic antagonists or
through the use of genetically altered animals, which provide
insight into the which receptors are activated. In humans, on
the other hand, quantication of SNA is more difcult. In the
next section, we will discuss the currently employed
approaches and discuss advantages and disadvantages of
each.
Measurement of plasma or urinary noradrenaline is sometimes used as a surrogate of total sympathetic outow but
identies only that portion of noradrenaline which escapes
reuptake and enters the systemic circulation. Moreover,
plasma noradrenaline levels, by their nature, fail to give an
accurate assessment of regional SNA [79, 80]. Radiotracerbased measurements of noradrenaline spillover from specic
organs into the draining venous bed is accepted as a gold
standard, but such measurement is complicated, requires
arterial and venous cannulation, and is only performed in
select expert centers. Direct recording of sympathetic ring
of the peroneal nerve is an elegant method to record muscle
sympathetic nerve activity, but again is only performed in
some centers. These methods capture elements of sympathetic stimulation which, when viewed alone, have to the
potential to fail to characterize differential sympathetic
innervation of separate organs, reect the whole body’s
SNA, and sympathetic activity, and determine the contribution of peripheral sites to the whole body SNA [81].
Noradrenaline Spillover
Noradrenaline spillover uses radiotracer technology and is
one of the most reliable methods for studying whole body
and regional noradrenaline kinetics in humans [82].
Fig. 6.1 Integration of
afferent input and differential
efferent sympathetic nerve
output

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Radiolabeled noradrenaline (most commonly 3H) is infused
intravenously and regional samples of blood are obtained
from veins draining from specic organs. The variable measured is the release of noradrenaline into plasma. The difference in arteriovenous noradrenaline as measured by isotope
dilution provides an estimate of regional/organ specic SNA
[83, 84]. A limitation of this method is that it measures
regional SNA at a single time point and does not allow
continuous tracing. In addition, recent evidence suggests that
at a high rate of nerve discharges there is no longer a linear
correlation with the rate of noradrenaline spillover since noradrenaline released from the nerve terminals eventually
reaches a plateau [85]. Still, this method has proven very
powerful and has been used to document alterations in sympathetic innervation of the heart, the kidneys and skeletal
muscle.
Microneurography
In 1968, Hagbarth and Valibo were the rst to report on efcacy of microneurography to measure efferent multi-ber
sympathetic nerve activity (MSNA) [86]. Direct recordings
(commonly from the peroneal nerve) reveal bursts of nerve
activity synchronous with the cardiac cycle. Observations
show that while repeat measurements within one subject are
highly consistent, there is an up to 10-fold variation of SNA
from one normotensive subject to the next [87–89]. This
inter-individual variability appears to be due to physiological differences rather than discrepancies in recording
techniques. Recent renements have led to single-ber
sympathetic nerve recording in humans [90, 91], which
have been found to be reective of recordings from the
entire nerve [92, 93]. Similar to multi-ber recordings, single-ber ring is low in humans at baseline; however, physiological stimuli and cardiovascular diseases increase
single-unit discharge rates [94, 95].
MSNA is commonly suggested to be a surrogate of global
SNA.While MSNA correlates with noradrenaline spillover,
it measures only the patterns of MSNA of the sampled nerve.
As discussed above, regional differences in sympathetic tone
do not necessarily allow conclusions to be generalized from
one organ system to another. There is some evidence that in
patients with HF, MSNA correlates with mortality [96].
While MSNA recording is a valuable tool, it requires a dedicated laboratory, specialized equipment, and skilled personnel; because of this, it is not used in the clinical setting.
Heart Rate andBlood Pressure Variability
Another commonly employed method is power spectral
analysis of heart rate and BP variability. This procedure
identies oscillations in heart rate and BP that are modulated
by inputs from the renin-angiotensin system (RAS), sympathetic and parasympathetic neurons, and by locally-released
vasoactive factors such as nitric oxide. Obviously, assessment of heart rate variability requires continuous electrocardiographic or pulse monitoring, and assessment of BP
generally requires constant measurements using arterial cannulation. Fourier analysis and similar techniques allow differentiation between the inuence of the sympathetic and
parasympathetic impact on the heart rate. The analysis is
based on the fact that the sympathetic nervous system (SNS)
and parasympathetic nervous system (PNS) operate in different frequency bands: sympathetic outow modulates low
frequency oscillations, while parasympathetic tone affects
both low and high oscillations of heart rate. Thus, the ratio of
low to high frequency heart rate variability reects sympathetic cardiovascular modulation [97–99]. Patients with HF
have increased heart rate and decreased heart rate variability,
both of which are associated with increased mortality [100–
102]. A major limitation of this method is that no individual
heart rate spectrum is selective for SNA; factors including
age, gender, respiration and baroreex signals interfere with
use of heart rate variability [101, 103].
Similarly, variability in BP is increased in conditions with
increased sympathetic tone and correlates with a heightened
MSNA [104]. Amplitudes of low frequency BP oscillations
provide indirect assessment of sympathetic outow.
Increased BP variability is associated with higher rates of
cardiovascular mortality. However, high frequency uctuations depend on mechanical impact of respiration, whereas
low frequency uctuations are largely due to the complex
interaction between vasomotor tone, vascular resistance,
humoral, and neural factors. Similar to the heart rate variability the use of BP spectral analysis is limited by its dependence on various factors, lowering its specicity and thus
limiting its usefulness in clinical practice [97, 105].
Baroreex Sensitivity
SNS hyperactivity suppresses the arterial baroreceptor
reex; consequently, the carotid baroreex is blunted in animals and humans with cardiovascular disease including
HTN and HF [106, 107]. Conversely, effective treatment of
those same diseases improves baroreex sensitivity (BRS).
BRS is dened as the change in interbeat interval (IBI) in
milliseconds per unit change in BP; this is most often quantied as a slope or gain function [108]. Initially the BRS was
assessed with vasoconstrictive agents that increase BP and
reexively decrease heart rate, thus affecting the IBI.Newer
methods for BRS assessment measure spontaneous heart rate
variability and BP variability continuously via non-invasive
arterial pressure monitoring devices. A major limitation of

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this method includes that BRS assessment requires patients
to be in normal sinus rhythm, as small amounts of statistical
noise easily disrupts the analysis.
Chemoreex Sensitivity
Preclinical animal and surgical human studies have outlined
the signicance of the peripheral chemoreex in mediating
sympathetic hyperactivity, heightened RSNA, and baroreex
inhibition [40, 41, 109–111]. Peripheral chemosensitivity is
clinically assessed by measuring the ventilatory, heart rate,
and/or BP responses to either inhibition or stimulation of the
peripheral chemoreceptor via manipulation of inhaled gas
mixtures or infusion of drugs which stimulate or inhibit chemoreceptors [112–114]. Increased sensitivity of the chemoreex reects dysfunction of autonomic cardiovascular
control and is linked to development and/or progression of
diseases such HF and HTN.
Selection ofOptimal Candidates forRDN
RDN is more likely to be effective in patients with treatment resistant HTN with a signicant component of sympathetic hyperactivation. The ability to identify patients
with elevated renal sympathetic efferent or afferent nerve
activity may help identify optimal candidates for denervation. Ideally, to guarantee technical success, one would
only consider RDN in patients with sympathetically-mediated disease and heightened sympathetic tone originating
from the afferent renal nerves. However, recent trials have
included a broad spectrum of patients with treatment-resistant HTN.As such, present patient selection criteria attempt
to assess whether patients are truly treatment resistant.
Inclusion criteria for the Symplicity trials included baseline
systolic BP of ≥160mmHg (≥150mmHg for patients with
type 2 DM) despite adherence to three or more antihypertensive drugs, including a diuretic. However since RDN is
a rapidly evolving eld, newer trials have begun to employ
novel screening tools in patients with only moderately
resistant HTN [115].
The effectiveness of RDN in patients with isolated systolic HTN has been a key area of inquiry over the past several
years. Analysis of the Symplicity HTN-3 trial [116] as well
as data from a small dedicated trial comparing patients with
isolated systolic HTN and combined HTN [117] suggest that
the effect of RDN is blunted in patients with isolated systolic
HTN.This may be due to the signicant role that decreased
compliance of the large arteries plays in isolated systolic
HTN.Central arterial pressures in patients who t this physiologic prole may be inherently less responsive to the downstream reduction in resistance conferred by RDN.Indeed, to
the extent that certain patients with combined HTN exhibit
decreased large-artery compliance, this may also explain
why they experience a decreased response to RDN.
At present, there are at least two screening tools that predict the outcome of RDN in patients with resistant HTN.The
rst tool, which is used most centers, uses ambulatory BP
monitoring for 24–72 h. This technique also allows the
exclusion of patients with pseudo-resistant HTN caused by
factors such as concomitant medications or the white coat
syndrome [118]. Not surprisingly, higher baseline BP is
associated with more pronounced BP reduction following
the procedure. More interestingly, screening for impaired
cardiac baroreex sensitivity successfully identies patients
with resistant HTN who respond well to RDN [119]. In a
study by Zuern etal., baroreceptor sensitivity was the strongest predictor of a patient’s BP response to RDN.Similarly,
other preprocedural assessments of SNA could increase the
rate of procedural success of RDN.Finally, central sympatholytic agents such as clonidine could be used to distinguish responders from non-responders: a marked reduction
in CP following the use of a sympatholytic agent predicts a
successful response to RDN [120]. Recently, a clinical trial
administered test electrical stimulation at proposed sites of
renal nerve ablation demonstrating three family of responses:
hypertensive changes in aortic pressure, no changes in central aortic pressure and a reductions of pressure. These
results suggest that ablation of the renal nerve bers which
reduce blood pressure may underlie the observed paradoxical rises of blood pressure in some patients who undergo
RDN, and that ablations of non-responsive sites are futile
and adding only risk to the treatment without possible
benets.
More efforts are required to better select patients for RDN
in order to maximize response. As shown by Zuern etal., a
selection strategy including quantication of SNS activation
rather than disease activity provides a more effective and targeted approach. Further development of effective screening
tools requires accurate measurement of treatment response
and a clear denition of procedural success. Since RDN is
known to be a successful treatment for sympatheticallymediated diseases other than HTN, screening tools should
have broad applicability in identifying likely responders
among patients in whom RDN is being considered for other
disease processes including DM and HF.
Global Versus Selective Renal Denervation
Before oral antihypertensive drugs were an option, surgical
thoracolumbar splanchectomy was often attempted for treatment of patients with HTN [121, 122]. An early large observational study of patients undergoing nonselective surgical
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found that patients undergoing surgery had signicantly
improved 5-year survival (81% vs. 46%) [123] as well as
decreased angina, decrease in cardiac size, and improvement
in renal function [122, 124, 125]; this was achieved at the
cost of signicant perioperative mortality of ~5% [123] as
well as debilitating side effects related to autonomic blockade. While surgical approaches to RDN are no longer used in
humans—except in the setting of nephrectomy accompanying renal transplantation—animal models of complete surgical RDN remain common and are often augmented via
chemical nerve ablation which affects both afferent and
efferent nerve bers [126, 127].
The most developed technology for non-surgical RDN is
endovascular radiofrequency (RF) ablation. Current devices
deliver unipolar or bipolar RF energy from within the renal
artery lumen with the goal of achieving a sufcient ablation
depth to reach the vessel adventitia and disrupt nerve signaling. Newer technologies are designed to deliver pharmacoablative agents [128–130] or use focused ultrasound
(rather than RF) energy [131, 132] to achieve ablation.
While a surgical approach is the only approach to provide
complete global RDN, targeted or selective RDN at the location of the renal artery is of particular interest due to several
factors. First, the primary target for RDN is renal afferent
sympatho-stimulatory nerve bers due to their signicant
contribution to global sympathetic tone and direct involvement in BP control [15]. Because complete RDN can inadvertently decrease sympatho-inhibitory signaling, this
approach has the potential to paradoxically tip the balance of
the autonomic nervous system toward increased rather than
decreased sympathetic tone. Second, identication and
avoidance of ablation at anatomical sites without renal nerve
activity that affects BP could increase the precision of RDN
and decrease therapy-related treatment risk.
Given the inability to screen for functional renal afferent
nerve bers at the present time, the current state of the art for
non-surgical RDN is to perform an untargeted and limited
RDN.The optimal location within the renal nerves for delivery
of RF energy remains a subject of debate. While there are clear
arguments for more distal sites of ablation given the closer
proximity of renal nerves of all types to the lumen, there are
several reasons to consider more proximal sites of ablation.
First, the proximal renal artery adventitiae contain a greater
absolute number of renal nerve bers. As one moves distally
through the renal artery wall, the number of nerves falls due to
the loss of nerves innervating the artery wall itself, while “sympathetic nerves of passage” which extend to the kidneys still
persist. Second, sympatho-stimulatory bers are greater in
number in the proximal segment of the renal artery wall.
Early trials of RDN with positive results (Symplicity
HTN-1 and -2) recommended proximal nerve ablation. In
these trials, this was accomplished using the Symplicity
catheter system (Ardian LLC/Medtronic, Minneapolis, MN,
USA) to perform several independent ablations using a unipolar RF system [133, 134]. Subsequently, the Symplicity
HTN-3 trial, which had a neutral outcome, used an updated
catheter design, and operators were instructed to start in the
distal portion of the renal artery and rotate the catheter in a
helical pattern as they pulled back to the proximal portion of
the artery to create “point-by-point” ablation [135]. This
technique introduced new variables including operator
dependence and differences in catheter curve and tissue contact pressure, which affected the number of patients who had
adequate ablation [136]. However, the data remained mixed:
while a recent randomized trial comparing distal versus standard (trunk) RDN in 51 patients found distal ablation to be
more efcacious for lowering BP [137], these ndings were
not reproduced in another randomized study of 47 patients
comparing full-length versus proximal ablation [138]. Most
recently, the SPYRAL ON-MED and SPYRAL OFF-MED
(SPYRAL Pivotal) were randomized, sham-controlled trials
which excluded patients with isolated systolic HTN as well
as patients with resistant HTN used a modied multielectrode catheter with a further revised ablation technique
focusing on distal ablation [139, 140]. These trials were both
positive, with patients in SPYRAL ON-MED averaging systolic BP reductions of 6.8 and 7.4mmHg, for ofce and 24-h
BP monitoring, respectively, versus the sham control; the BP
reductions in SPYRAL OFF-MED were slightly more modest (6.5 and 3.9mmHg, respectively) but still signicant.
In situations in which there is loss of efcacy late after
RDN, it becomes important to appreciate the pathophysiologic processes responsible for this phenomenon. Of note,
potential causes may include regrowth of the renal nerves,
succession of new underlying sympathetic drive, and/or
changes in the patient’s adherence to and persistence with
medical antihypertensive therapy. Strategies that allow for
direct examination of the contribution of SNA to HTN and
other diseases treated by RDN, as discussed in the next section, can help guide clinical decision-making regarding
whether to pursue repeat RDN or alternative therapies.
How toConrm Technical Success?
Measurement ofAerent andEerent
Denervation
There are no reports of intraprocedural direct measures of
renal nerve activity to conrm technical success in humans.
At present, technical success of RDN is dened solely by a
reduction in BP and is further quantied by the extent of BP
reduction. However, there are several limitations to this denition. First, the rate of ineffective reduction in BP following
RDN ranges from 10 to 50% [133, 141]. Additionally, reduction in BP is not a reasonable measure of success in all

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Table 6.1 Biomarkers which have been used in RDN trials or which
could potentially be used to assess technical success
Outcome of
interest Biomarker
Efferent
denervation
Afferent
denervation
• Renin, angiotensin, and aldosterone levels
• Natriuresis, diuresis, renal vascular resistance
and RBF
• Renal-specic noradrenaline spillover
• Systemic response to renal chemical stimulation
or mechanical sensory stimulation
• Total body noradrenaline spillover
• Heart rate and heart rate/BP variability
• Baroreex sensitivity
• Central angiotensin levels
patients undergoing RDN, as BP is not expected to fall following RDN in normotensive patients who undergo the procedure for other diseases with elevated sympathetic tone,
such as patients with HF or sympathetically-mediated
tachyarrhythmias. As such, it is conceivable that technical
success of RDN may not necessarily be accompanied by
immediate or even late changes in BP [142].
With these factors in mind, biomarkers of renal-specic
nerve activity may be a more viable and accessible option for
assessment of procedural success. Since many of these biomarkers are modiable, they provide targeted measures of
risk reduction following therapeutic interventions. Table6.1
shows a list of potential biomarkers that could be used for
such purposes. Biomarkers that can be assessed at the time of
RDN, such as response to renal nerve stimulation, are
particularly attractive as they may confer improved technical
success of the procedure.
It is important to point out that surrogate markers reecting reduced activity of the SNS may also not result in a
reduction in BP.Overall, a combination of BP and surrogate
biomarkers reecting both efferent and afferent renal nerve
activity should be used to dene technical success, as outlined later in this chapter.
Intraprocedural and postprocedural direct nerve recordings are not feasible in humans due to the inaccessibility of
the renal nerves without an invasive procedure. However,
animal models in which such recording is possible can provide important insights. Chinushi etal. rst recorded renal
nerve activity in animals during RDN [52]. Renal nerve
stimulation immediately prior to renal nerve ablation
increased systemic BP, serum catecholamine and heart rate
variability. Renal nerve ablation attenuated BP and HR
responses to nerve stimulation. Thus, the attenuation or elimination of the different components of the response to renal
nerve stimulation following RDN could serve as evidence of
successful damage to renal nerve bers and serve as a marker
of technical success.
Translated to humans, a reasonable strategy might include
demonstration of blunted efferent and afferent response to
stimuli (such as exposure to drugs which trigger nerve sig-
naling) as an assessment of technical success. A recently
proposed technique for quantication of SNA directly interrogates the renal nerves using the SyMap catheter (SyMap
Medical, Ltd., Suzhou, China) to stimulate potential ablation
sites. Concomitant invasive aortic pressure monitoring is
used to observe whether such stimulation results in increased,
unchanged, or decreased BP.Once an ablation site is chosen
and ablation is completed, the site is restimulated to determine whether the procedure was technically successful.
Eerent Denervation
There are various potential biomarkers which are affected
directly and indirectly by efferent denervation of the kidney.
Efferent renal nerves regulate circulating volume and sodium
as well as uid homeostasis. Moreover, renal sympathetic
nerve trafc may mediate renal ischemic injury [143].
Several acute and chronic renal diseases including renal
ischemia, renal vascular disease, and end stage renal disease
are associated with excessive renal sympathetic efferent
activity. Reduction of renal sympathetic efferent signaling
suppresses albuminuria and podocyte injury in aortic insufciency [144]; prevents glomerular hyperltration in diabetic rats [145]; and prevents angiotensin receptor
overexpression in HF [146] as well as in experimental animal models of glomerulonephritis [147] and endotoxinmediated renal injury [148]. Because the renal nerves may
mediate several pathologic processes whose common feature
is increased renal sympathetic signaling, renal biomarkers
can be used assess the success of RDN.
The primary biomarkers of efferent denervation are noradrenaline and its co-transmitters, whose release is decreased
from renal nerve endings after RDN.Because efferent renal
nerves innervate all major structures of the kidney, loss of the
efferent nerve activity results in a decrease in renin release
from the juxtaglomerular granular cells, a decrease in renal
arterial vascular resistance, an increase in glomerular ltration rate, and an increase in renal sodium excretion [149]. As
such, changes in levels of locally-secreted neurotransmitters
at the terminal endings of efferent renal nerves and levels of
RAS components like renin can serve as biomarkers of
SNA.Several small-scale human studies have used noradrenaline spillover and renin levels to quantify the remaining renal
nerve activity following RDN.In a preliminary study using
radiofrequency renal nerve ablation, Schlaich etal. demonstrated a reduction in renal noradrenaline spillover (decrease
of 48% in the left kidney and 75% in the right kidney), a 50%
reduction in renin activity, and increased RBF at 1 month
after a device-based denervation procedure [150]. In another
study of 10 patients with resistant HTN, device-based RDN
led to a reduction in noradrenaline spillover of 47% within
15–30 days after the procedure [133]. In 2 other small-scale
studies RDN decreased plasma noradrenaline or catecholamine metabolites but not renin levels [151, 152]; in these

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studies, the lack of decrease in renin activity was linked to
insufcient ablation of renal nerves. Similar outcomes were
reported in patients with resistant HTN and end-stage renal
disease [153]. Overall, these data indicate that renin activity
and noradrenaline spillover are useful methods for documentation of decreased sympathetic tone following RDN.While
radiotracer-dependent noradrenaline spillover measurement
is not practical outside of a research environment, intra- or
postprocedural renal venous blood sampling could be used to
measure the concentrations of neurotransmitters.
Secondary biomarkers of efferent denervation include
inhibition of the renin-angiotensin system (RAS) other than
a simple decrease in measured renin activity. Decreased
renin activity in general reduces angiotensin II and aldosterone levels, resulting in a number of advantageous effects
including decreased global sympathetic tone, vasodilation,
and improved cardiac function [154, 155]. Surgical RDN in
various animal models resulted in increased natriuresis and
diuresis as well as an improved response to diuretic neurohormones such as atrial natriuretic peptide, which can be
understood as both a direct result of efferent denervation as
well as an indirect effect of RAS inhibition [156–159].
Studies in renal transplant patients who underwent bilateral
nephrectomy as well as patients with treatment-resistant
HTN undergoing device-based RDN showed that these
patients have decreases in both rennin and angiotensin levels
[150, 160–162].
Aerent Denervation
Unlike efferent denervation, the effects of afferent denervation cannot be explained by a pure loss of the afferent limb of
renal nerves. The afferent renal nerves are part of a neurogenic reex which regulates autonomic balance via alteration of the sympathetic tone. In chronic diseases states, this
reex is pathologically hyperactive, resulting in overactivation of sympathetic tone. These pathophysiological
processes do not necessarily involve the kidney; however,
chronic kidney disease (CKD) serves as a good example to
illustrate the relevance of the afferent renal nerves for this
reex. In CKD, local ischemic and inammatory changes
increase the release of local chemoreceptors [62, 147, 163].
As a consequence, sensory output from the kidney to the
brain is increased, resulting in increased SNA which potentially alters the autonomic “set point.” In patients who require
renal transplantation, the renal ltering function is restored
by the donor kidney; however, SNA does not decrease as
long as native kidneys remain in place. When bilateral
nephrectomy is performed, there is a decrease in whole body
noradrenaline spillover, suggesting normal central sympathetic outow [61, 164].
While the response rate for RDN (dened as a reduction in
systolic BP of at least 10mmHg) was 85% in the rst landmark trial (Symplicity HTN-1) within the rst 12 months following the procedure, the magnitude of BP reduction
compared to baseline was most dramatic in the 6–12 month
timeframe. This nding could potentially be explained by the
delayed integration of afferent renal nerve input to the CNS.
Biomarkers of successful afferent RDN other than direct
recordings of nerve trafc are related to the interruption of
the neurogenic reex arc. These include MSNA, noradrenaline spillover (regional and whole body), baroreex sensitivity, and heart rate variability. Multiple studies have shown a
reduction in MSNA in patients who underwent device-based
RDN compared to control patients. In one such study of 20
patients, there was a signicant reduction in MSNA 3 months
following RDN [165]. Another study by Schlaich et al.
showed reduced whole body noradrenaline spillover and
MSNA in patients with CKD undergoing RDN [153].
In addition to multi-unit MSNA, there is emerging evidence
for the use of single-unit MSNA to measure technical success
following RDN. Single-unit MSNA recording is technically
more challenging, however it appears to be more specic and
quantitative in patients with cardiovascular disease (including
essential HTN) than multi-unit MSNA [92, 166]. Hering etal.
were able to show a reduction in single- unit and multi-unit
MSNA in 25 patients 3 months following RDN [91].
Several clinical trials have studied the effects of RDN on
the SNA using methods other than MSNA and noradrenaline spillover. Several studies of RDN in animals have demonstrated a postprocedural improvement in cardiac and
sympathetic baroreex sensitivity [141, 167, 168].
Interestingly, even unilateral RDN was benecial on the
baroreex function [169]. Only a few studies have studied
the effects of RDN on baroreex sensitivity in humans. In
one study, Hart etal. demonstrated improvements in the
cardiac and sympathetic baroreex sensitivity after RDN in
patients with resistant HTN [141]. Interestingly, these
changes were also observed in patients who had no BP
response to RDN.In fact, baroreex sensitivity at baseline
has been shown to be a predictor whether a patient will
respond to RDN [119]. In another study, however, Brinkman
etal. did not show changes in baroreex sensitivity after
RDN, though notably the procedure did not result in any
BP changes in the study cohort [170].
There have been several studies that failed to show a
reduction in SNA in patients undergoing RDN for treatment
of resistant HTN.In a study by Brinkmann etal., RDN did
not alter the MSNA, heart rate, BP variability or baroreceptor activity 3–6 months following RDN.Interestingly, only
3/10 patients had a reduction in their BP measured in the
ofce postprocedurally, without any clear relationship with
whether they had MSNA changes [170]. Similar results were
shown by Hart et al. in a study of 8 patients treated with
RDN for resistant HTN, in whom only 4 had a BP response
at 1 and 6 months without a correlation with changes in
MSNA [141]. It is possible that response of MSNA to RDN
is dependent on baseline MSNA which was lower in these
two studies when compared to previous studies [150, 165].

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Additional biomarkers of successful RDN might be found
in the CNS.The central RAS plays a signicant role in controlling systemic sympathetic activity and central integration
of the afferent t limb of the neurogenic reex loop originating from the kidney [171]. Central angiotensin II has been
implicated in the development and persistence of HTN [172]
while central infusion of angiotensin II inhibitors attenuated
increases in RSNA and BP in response to afferent renal nerve
stimulation [171]. These data suggest that central RAS to be
a key mechanism for several effects of RDN in humans.
Measuring the physiologic response to administration of
central angiotensin or measuring central levels of angiotensin are all potential methods to assess the effects of RDN in
animals [173]. So far, there are no comparable studies in
humans assessing the utility of these potential biomarkers.
Though there are only a few studies in the literature, a
majority of these point towards a benecial effect of RDN on
SNA.A number of biomarkers reect a successful reduction
inlocal and general sympathetic tone in animal models as well
as in studies of humans with resistant HTN.As expected for a
new technology in early clinical development, the data on biomarkers are heterogeneous. Discrepancies between animal
and human data can potentially be explained by the differences in pathophysiology of HTN and renal disease as well as
the role of the SNS in disease development and progression
between animal models and humans. An additional explanation may be based on inconsistent selection criteria for patients
with resistant HTN between studies. Small electrical stimulation of the renal nerve at ablation sites before and after therapeutic ablations have demonstrated that some electrical RF
treatments are ineffective, and that a second treatment results
in attenuation of the hypertensive response to stimulation.
endpoints and clinical outcomes (Fig. 6.2). Choosing the
right biomarkers, surrogate endpoints, and clinical outcomes
requires a deep understanding of the pathophysiology of the
underlying disease. Thoughtful selection, validation, and
application of surrogate endpoints has the potential to expediate introduction of valuable interventions into regular clinical care. This is accomplished by reducing the size and
duration of trials through the use of surrogate endpoints that
replace rare or long-term outcomes with more frequent or
shorter-term events or measures.
Long-term endpoints such as mortality are the ideal endpoints for any clinical trial. However, to date no study has
studied the effects of RDN on hard clinical outcomes.
Prudent consideration of clinical surrogate endpoints and
biomarkers may accelerate the identication of appropriate
applications of therapeutic RDN.It is unrealistic to require
mortality endpoints for all new promising therapies, especially when, as with RDN, there is a low risk of serious
adverse events. Endpoints such as BP are an exhaustively
studied surrogate for cardiovascular morbidity and mortality; in addition, several biomarkers discussed above have
been shown to have clear implications for prognosis.
Table6.2 summarizes surrogate and clinical outcomes that
Fig. 6.2 Effective denervation after RDN can be evaluated during or
after the procedure using either biomarkers, surrogate markers, or clinical outcomes
Role ofSurrogate Markers
The initial safety and durability data from therapeutic RDN
trials showed infrequent serious adverse events and durable
treatment benets in patients with elevated BP and resistant
HTN [174]. In addition to a reduction in ambulatory and
ofce BP, animal and human studies provide evidence for a
variety of other benecial effects on cardiovascular physiology and concomitant diseases. These include reduced heart
rate [175, 176], decreased insulin resistance [177, 178],
improved exercise tolerance [179], improved renal function
[180, 181], decreased symptoms of HF [182–184], improvement in sleep apnea, and decreased burden of cardiac
tachyarrhythmia [50, 185–187]. Development of clear and
relevant endpoints and surrogates of treatment efcacy is a
critical next step as RDN becomes an accepted and regularly
performed procedure.
Assessing the success of RDN requires careful differen-
tiation of technical success (via biomarkers) from surrogate
Table 6.2 Accepted and potential surrogate and clinical outcomes for
assessment of success of RDN
Outcome of
interest Surrogate outcome Clinical outcome
Efferent
denervation
Afferent
denervation
• BP: ofce measurement,
ambulatory monitoring, BP
variability
• Renal function: GFR,
proteinuria, albuminuria
• BP: ofce measurement,
ambulatory monitoring, BP
variability
• Endothelial dysfunction
• Heart rate
• Insulin resistance
• Renal function: GFR,
proteinuria, albuminuria
• Left ventricular mass by
echocardioraphy or MRI
• LVH with repolarization
abnormalities on EKG
• Tachyarrhythmias
• Apnea-hypopnea index
All-cause
mortality
Cardiovascular
mortality
Stroke
Myocardial
infarction
Angina
Heart failure
hospitalization

66
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K. A. Friede et al.
have been used or that could be considered for trials of
RDN.The following sections outline specic measures
which can be used to assess the effect of RDN on a particular disease. We will focus on surrogate outcomes as well as
biomarkers which could be used to qualitatively and quantitatively describe the results of RDN.A variety of measures can be used to characterize disease activity; however,
not all of them can necessarily be used to capture the immediate or short- term effects of RDN on a particular organ or
organ system.
Cardiovascular
Blood pressure: oce measurement, ambulatory
monitoring, BP variability, nocturnal BP
BP reduction is the most commonly studied surrogate outcome in clinical trials and clinical practice. The rst major
RDN trials used changes in BP as a surrogate of successful
RDN; for instance, in the Symplicity trials patients with an
ofce systolic BP drop of more than 10mmHg were considered to be responders [188]. The positive effects of RDN
on arterial BP are most likely a combined result of efferent
RDN and decreased SNA following afferent kidney denervation. There are several reasons why BP is usually chosen
as the primary surrogate outcome. Control of arterial HTN
is a well-accepted modiable risk factor for primary and
secondary prevention of cardiovascular events. There is a
well- established continuous and independent relationship
between BP (both in-ofce and ambulatory) and cardiovascular risk. Interventions leading to a reduction in BP have
consistently been demonstrated to improve clinical outcomes [189]. Based on these data it is inferred that successful reduction in BP following RDN will eventually also
result in better clinical outcomes. An additional benet of
using BP as a primary outcome is its ubiquity and easy
comparability across different clinics and sites. Ambulatory
BP monitoring (ABPM) is more sensitive and specic for
cardiovascular risk stratication than ofce BP measurements [190, 191]. In addition, 24-h ABPM exhibit a stronger correlation with hypertensive and diabetic end-organ
damage than ofce BP measurements do [192, 193].
Nocturnal hypertension is related to sympathetic hyperactivation and more indicative of cardiovascular morbidity and
mortally [194, 195]. The Dublin Outcome Study enrolled
over 5000 hypertensive patients and showed that an increase
of 10 mmHg in mean night time systolic ABPM was associated with an increase in cardiovascular mortality of 21%
[196]. Further, ABPM is already recommended in patients
with resistant HTN in order to rule out pseudoresistance
[197]. More recent data suggest that the mode of BP control appears to have important implications on the effects of
BP reduction on cardiovascular outcomes [198, 199]. It is
important to keep in mind that changes in BP and SNA (e.g.
MSNA) do not perfectly overlap. While HTN is clearly
linked to the activity of the SNA, technical success of RDN
is not necessarily accompanied by BP changes [142].
RDN trials have investigated both ambulatory and ofce
BP.While RDN signicantly reduces both ambulatory and
ofce BP, ofce BP reductions are generally more dramatic
[118, 188]. For instance, the landmark Symplicity HTN-2
trial showed a reduction in ofce BP of 32/12mm Hg but a
reduction of only 11/7mm Hg in ambulatory 24-h BP [188].
The relatively smaller change in ABPM may be explained
the selection criteria for both the Symplicity HTN-1 and -2
trials did not exclude white coat HTN, thus inherently biasing the results towards lower effects of RDN on ABPM
compared to ofce BP.Similarly, the more recent SPYRAL
HTN-OFF MED Pivotal trial, part of the rst series of RDN
trials to include a sham control arm, enrolled patients with
HTN not on medications (i.e., the trial excluded patients
with resistant HTN) and demonstrated larger decreases in
ofce systolic BP (−6.6mmHg compared to control) than
for ABPM (−4.0mmHg compared to control) [140]. Just as
BP at trial entry predicts whether RDN will be successful,
ABPM at entry is a major predictor of response to therapy.
This relationship is also seen in drug treatment trials [200].
Reductions in ofce BP have been observed for periods of at
least 2 years [174]. In addition to changes in mean arterial
pressure, RDN also reduces 24-h BP variability [201]. The
clinical relevance of the standard deviation of systolic BP
has been demonstrated by Parati et al. who studied 109
hypertensive patients and showed that higher BP variability
led to more end organ damage independent of the mean systolic BP [202]. Moreover, there is evidence that visit-to-visit
or day-to-day BP variability is similarly a negative prognostic indicator for cardiovascular mortality, stroke, and overall
mortality [203–205]. Taken together, ofce BP and ABPM
as well as characteristics such as BP variability and the pattern or time-dependence of BP reduction are all well suited
to serve as surrogate outcomes for successful RDN.In addition, risk factors such as the presence of endothelial dysfunction, which is clearly linked to increase risk of
cardiovascular disease, could be used as accessory surrogate
markers [206]. While control of HTN is the current gold
standard in the assessment of technical success in RDN,
hard clinical outcomes including mortality may be impacted
even in the absence of BP changes, indicating that additional clinical surrogates should be considered in future
clinical trials of RDN.
Left ventricular mass by echocardiogram, EKG or
MRI; LV systolic anddiastolic function
Left ventricular hypertrophy (LVH) documented by echocardiogram, EKG, and/or MRI is a common nding in
patients with HTN and HF with both preserved and reduced
ejection fraction. LVH as well as diastolic and systolic dys-

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67
function are each associated with increased cardiovascular
morbidity and mortality [207, 208]. Echocardiographic left
ventricular mass is associated with incident cardiovascular
and cerebrovascular events both in the general population
[209, 210] and in patients with coronary artery disease
(CAD) [211–213]. Reduction in LVH by any metric has
been shown to reduce cardiovascular risk and decrease mortality in pharmaceutical trials which have used it as a surrogate outcome [214–216]. There is also evidence suggesting
that LVH regression inuences cardiovascular outcomes in
HTN independent of BP changes and more strongly than
any other risk factor except age [217]. Multiple retrospective and observational ECG and echocardiography studies
have shown improved cardiovascular outcomes in individuals in whom LVH regresses rather than progresses, indicating that reversal of LVH has value beyond its connection
with BP reduction [218]. Perhaps of most interest is the
well-documented association of EKG repolarization
changes with both all-cause and cardiovascular mortality
and the reduction in said mortality associated with antihypertensive therapy that results in improvements in EKG
ndings [219, 220]. This is supported by EKG data from the
HOPE [220] and the LIFE trials [215, 221]. Overall, left
ventricular mass is a surrogate of disease progression and
control in the treatment of HTN.With this in mind, the presence of LVH with repolarization abnormalities on EKG may
be a surrogate outcome that more closely links RDN to its
impact on morbidity and mortality. On the other hand, however, LVH does not have any utility in predicting response to
intervention or in guiding intraprocedural therapy.
Brandt etal. studied the effect of RDN on LVH as well
as systolic and diastolic function in a group of 46 patients
with resistant HTN. In this cohort, RDN signicantly
reduced left ventricular mass and improved systolic as well
as diastolic heart function when compared to control [183].
Notably, reduction in left ventricular mass was also
observed in patients who did not respond to RDN from a
BP standpoint, suggesting that there are multiple pathways,
such as those involved in brosis, by which SNA might
contribute to LVH.
Exercise capacity, chronotropic competence, peak
exercise blood pressure andheart rate
Decreased exercise capacity as well as excessive increases in
systolic BP and heart rate during exercise are associated with
increased cardiovascular morbidity and mortality [222, 223].
Conversely, increases in exercise tolerance are associated
with improved outcomes. RDN has been shown to improve
exercise capacity with attenuations of systolic BP at peak
exercise of about 21 mmHg without compromising chronotropic competence [179]. To date, there is only one study
directly studying the HF population in this regard: in the
REACH pilot study, 7 patients with HF with reduced ejec-
tion fraction underwent RDN. There was a trend toward
improvements in the 6 minute walk test and reduced need for
diuretic therapy over 6 months of follow up [184].
Unfortunately, the association of exercise endpoints and
mortality in HTN is limited, and does not serve as a convenient or useful surrogate for diseases other than HF.
Arterial stiness, arterial wall inammation
Arterial stiffness is an established risk factor and independent predictor of cardiovascular morbidity and mortality
[224–226]. Decreased aortic distensibility has been linked
to worse cardiovascular outcome especially in patients with
HTN [227]. Arterial stiffness can be assessed with the so
called augmentation index which is strongly associated
with coronary artery disease, all-cause and cardiovascular
mortality [228, 229]. Hering etal. measured arterial stiffness using nger tonometry-derived augmentation index in
40 patients who underwent catheter-based RDN and found
that the procedure resulted in a signicant and rapid reduction of augmentation index [91]. Effects on arterial stiffness were independent from BP and MSNA changes.
Interestingly, in in drug trials of RAS blockade, therapy
also reduced arterial stiffness independent from BP
changes, which suggests that arterial stiffness is due to
structural changes in the vessel wall rather than hemodynamic changes alone [230–232]. Similar to EKG repolarization abnormalities, the several metrics of arterial
stiffness may closely associate with reductions of mortality
and end organ disability, but fail to offer additional guidance in screening patients or making intraprocedural decisions regarding therapy.
Resting heart rate
Elevated resting heart rate is considered a risk factor for arterial HTN [233], CAD [234], and HF [235]; it is also a wellestablished surrogate outcome associated with cardiovascular
mortality [236, 237]. Pharmacological suppression of heart
rate with ivabradine decreased a composite outcome of cardiovascular death and hospitalization in a HF population
[238]. In a sub-population of patients with a resting heart rate
of over 75 beats per minute, ivabradine reduced cardiovascular and all-cause mortality [239]. These data suggest that
heart rate may be a potential surrogate outcome for
RDN.RDN trials have repeatedly demonstrated a reduction
in heart rate [175, 240]; the effect was more pronounced with
higher heart rate at baseline. Theoretical intraprocedural outcome candidates, such as changes in heart rate and heart rate
variability, are made less attractive due to the requirements
for analgesia and anxiolytics during the procedure which
lower heart rate and blunt variability. Unfortunately, while
reducing heart rate may be associated with long term benets
of therapeutic RDN, heart rate has little value in guiding
patient selection or intraprocedural therapy.
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