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Ординатура / Хирургия / Библиотека им академика М.И. Перельмана / Книга_936_Библиотеки_им_академика_М_И_Перельмана

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DYSPHAGIA ASSESSMENT AND TREATMENT PLANNING: A TEAM APPROACH
constriction of posterior tongue to pharynx. Contact between tongue base and posterior pharynx is observed. Not all patients will
be able to perform this task, but if they are able to attempt it, the information is very useful (Figures 4–6, 4–7, 4–8, and 4–9).
Figure 4–6. Oropharynx expanded (left ) and then compressed (right ) as subject
moves tongue (at arrows velum.
Figure 4–7. Hypopharynx expanded (left ) and compressed (right ); scope tip is below
the velum.
) posteriorly. Scope is just above oropharynx, at about the
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Figure 4–8. Scope tip is just above epi-
glottis; pharynx is expanded.
n
Piriform sinuses, vallecula, pha-
ryngeal walls, base of tongue, and postcricoid area are examined for evidence of pooled secretions (Figure 4–10). At sites of pooling, the examiner may want to lightly touch the tissue with the scope tip and ask the patient to respond when the stimulus is felt. In the normal case, there should be no or minimal secretions at these sites, perhaps only a few bubbles, and even light touch with the scope tip should elicit a response. The presence of pooling may indicate poor sensation, or poor ability to clear tissues. If pooled secretions clear well with swallow, sensation may be implicated. Secretions that do not clear with swallow, on the other hand, may suggest incom­plete or ineffective movements of structures. In some patients, sensory and motor functions may both be impaired.
n
Ask the patient to elevate vocal
pitch to as high a level as possible while saying “ee.” Observe pha-
Figure 4–9. Scope tip above epiglottis;
pharynx compressed (not a swallow); upper portion of epiglottis can be seen between tongue base and posterior pha­ryngeal wall.
Figure 4–10. Thin secretions in right piri-
form sinus; thick secretions appear as folds in left piriform sinus and postcricoid area.
ryngeal constriction. Note pres­ence or absence and whether there is a difference from one side to the other. Typically, the pharynx does constrict during this task. The maneuver is sometimes described as a surrogate measure of pharyn­geal strength, but this has yet to be documented. However, intact pharyngeal squeeze has been
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DYSPHAGIA ASSESSMENT AND TREATMENT PLANNING: A TEAM APPROACH
associated with a reduced risk of aspiration on pureed foods, independent of laryngopharyn­geal sensation (Perlman et al.,
2004). Fuller et al. (2009) have also reported a strong association between the pharyngeal squeeze maneuver and the pharyngeal constriction ratio (PCR), which is a well-documented measure of pharyngeal constriction deter­mined on fluoroscopy.
n
Ask the patient to hold the nose
and bear down. Observe piri­form sinuses for maximal open­ing. Have the patient relax and observe return of sinuses to rest.
n
Ask the patient to turn head from
one side to the other. Observe closure of piriform sinuses (Fig­ure4–11). Note asymmetries from right to left that may suggest weakness.
Tasks for Assessment of Laryngeal Chamber and Valves
Typically, the larynx acts to protect the airway and assist in opening of the PES during swallow. The tasks described here allow the examiner to assess the
Figure 4–11. Piriform sinus on right is com-
pressed with head turned to right.
ability of the larynx to close, thereby protecting the airway, and to elevate, further protecting the airway and facil­itating opening of the PES. The tasks also consider the ability of the larynx to respond to bolus materials that may come in contact with its structures.
n
With the scope lowered to approx-
imately the epiglottis, ask the patient to sustain a vowel sound for several seconds (a high, front vowel sound, such as “ee,” typi­cally causes the larynx to elevate and facilitates visualization of laryngeal structures). If good visu­alization of the larynx is difficult because of elevation of the soft palate, a nasal sound, such as a sustained “mmm,” may be used for this task. Observe the mobility of the true vocal folds, the com­pleteness of closure of the true vocal folds along their anterior to posterior dimension, and the length of time they remain in an adducted position (patients with impaired swallow may need to protect the airway for several seconds). Note the quality of the voice produced. Incomplete clo­sure, inability to maintain closure, and weak, breathy voice quality may be indicative of vocal fold dysfunction and compromised ability to protect the airway.
n
With the scope held in as con-
stant position as possible, ask the patient to produce a vowel at a low vocal pitch and to then shift to as high a pitch as possible. Note changes in length of vocal folds, any elevation of laryngeal struc­tures, and the patient’s ability to raise pitch (Figure 4–12). Typi-
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Figure 4–12. With scope held in place at patient’s nostril, patient is asked to
alternate between low (on left elongate and appear to elevate on high-pitched production (note slightly enlarged appearance of true vocal folds and arytenoid structures on L).
cally, raising pitch (fundamen­tal frequency) is associated with the larynx elevating and, often, with pharyngeal constriction. An inability to alter pitch in this way may indicate some dysfunction of the superior laryngeal nerve, cri­cothyroid muscle, or the suprahy­oid muscles of the larynx.
n
Observe the patient’s ability
to produce a series of brief /i/ sounds (“ee” as pronounced in “Pete”), each of which is followed by inspiration (preferably, through the nose). Instructing the patient to sniff after vocalization may facili­tate the task. Watch for obvious or subtle asymmetries in abduction and adduction of the true vocal
) and high-pitched (on right ) /i/s. True folds
folds that could indicate a paraly­sis or paresis of one fold.
n
Ask the patient to hold their breath
(Figure 4–13). Observe degree of adduction of true folds, as well as any constriction/medialization of the false folds and/or approxima­tion of the arytenoids to the epi­glottis. Typically, the false folds are closed during breath holding. With tight breath holding, the lar­ynx may appear sphincteric, with the false folds constricted and arytenoids approximating the epiglottis. This task is a good way to evaluate all the valves of the larynx. In Figure 4–14, a patient has gagged and the larynx has rocked forward, opening the PES.
Figure 4–13. During tight breath holding, true vocal folds close, then false folds con-
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strict, followed by approximation of arytenoids to epiglottis.
Figure 4–14. During gag, the cricoid can
be seen to rock forward, and the PES opens (at arrow ).
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This rocking action of the larynx is also associated with opening of the PES valve during swallow, which is not typically observed during FEES.
n
Observe effectiveness of true fold
adduction for throat clearing and cough.
Tasks for Assessment of Swallow Function
Requirements for normal swallow in­clude the transfer of a bolus quickly and safely from the oral cavity through the pharynx to the upper esophagus. The tasks described here allow the examiner to assess several events before and after swallow that are critical to this process. They also illustrate further the value of endoscopic assessment even when the patient does not actually swallow bolus material.
With the scope positioned back in the oropharynx, bolus materials are intro­duced, starting with a small amount of liquid that has been colored green with food coloring (i.e., edible vegetable dyes). In our clinic, the standard exam is begun with a 1- to 3-mL liquid bolus or a small amount of ice chips. Ice chips may be particularly helpful in patients who have not been eating orally for a period of time (Rees, 2006). With the scope positioned appropriately for observing relevant structures, the patient is asked to perform the following:
n
Hold the bolus in the mouth until
the examiner counts to three, then swallow. Any early loss of the bolus into the valleculae or piri­form sinuses, or any penetration or aspiration of bolus material prior to the swallow, is noted.
n
Following the swallow, sites pre-
viously examined (i.e., nose, val­leculae, piriform sinuses, tongue base, pharyngeal walls, postcri­coid area, and true and false vocal folds) are examined for evidence of residue. Note the sites and sid­edness of residue material and estimate (if possible) how much of bolus introduced appears as residue.
n
If residue is observed, evidence of
repeat swallow is noted. If none is observed, the patient is asked to repeat the swallow. Any clearing that takes place during the repeti­tion is noted.
n
If residue is present on the vocal
folds, cough or throat-clearing responses are noted. If no response is noted, the patient is asked to cough and then repeat the swal­low. Effectiveness in clearing resi­due is assessed.
n
If the swallow approximates nor-
mal, the examiner is unlikely to observe the instant of swallow because constriction of tongue and pharynx obscures visualization. In patients with weak tongue­pharynx constriction, however, it may be possible to obtain more information.
Following swallow of the small bolus, the patient repeats the tasks with a 3- to 5-mL liquid bolus and then a larger self­selected bolus in a cup. For the latter task, the patient (as able) selects how much of the bolus material they want to attempt. These tasks are repeated for the larger liquid boluses if it appears safe to do so and with pudding if difficulties are encountered on any of the liquid swallows. If the liquid and
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DYSPHAGIA ASSESSMENT AND TREATMENT PLANNING: A TEAM APPROACH
pudding swallows are managed with­out incident, the pudding bolus may be followed by a paste bolus.
These assessment tasks represent similar tasks, in the same order, as those used in videofluoroscopic studies at our institution. If the clinician anticipates following a patient over time, the abil­ity to repeat at least some of the same tasks from exam to exam permits more uniform assessment of progress or dete­rioration over time. Bolus materials used for FEES typically do not contain radiopaque material, although barium contrast material as used in fluoroscopy can also enhance visibility during FEES. In addition, if both fluoroscopy and endoscopy studies are performed on a patient, completion of a portion of the same or very similar tasks on both pro­vides some basis of comparison across evaluation techniques.
When these protocol swallows are complete, specific foods that have been identified as causing particular diffi­culty for a patient can be tried. Or, if the objective is to determine if a patient’s diet needs to be altered, either advanced or restricted, the exam can be tailored to answer these questions. In follow­ing patients serially, it is important to maintain a balance between identify­ing (a) changes in integrity of struc­tures and functions and (b) changes in swallowing capabilities. Attempting to adhere to a protocol, that is, some uni­formity in tasks and task order across exams, in our opinion, can usually be accomplished even with patients whose tolerance for the exam is quite limited.
Implications of Findings
By the completion of the FEES evalu­ation, the examiner should have good
insights into the integrity of oropha­ryngeal and laryngeal structures and functions for food management and swallowing. For example, the patient’s ability to effect linguavelar, velopharyn­geal, linguapharyngeal, and laryngeal valving actions necessary for safe and effective swallowing should be well understood. Impressions gained will lead to therapeutic strategies directed at improving, bypassing, or compensat­ing for any deficits identified. Similarly, indications of diminished sensation identified during the examination will require consideration of strategies that may enhance sensory stimulation, as by manipulating bolus characteristics or redirecting bolus materials to a more intact side or site. In like manner, the patient’s ability to compensate for the early loss of bolus material, or residue remaining after an attempted swallow, will have been sampled across bolus materials and in terms of both sites and amounts of loss or residue noted. The resulting observations will enter into decisions regarding whether oral feed­ing is safe or under what conditions it can be made safer. If a rating scale, such as the PAS (Rosenbek et al., 1996) or the Yale Pharyngeal Residue Severity Scale (Neubauer et al., 2016), is used in the assessment, the ability to generalize at least some significant findings from the study is enhanced.
As noted, a particular appeal of FEES is the opportunity it provides for assess­ing the likely benefit of behavioral strat­egies via therapeutic probes (including the effects of positional changes, volun­tary maneuvers, bolus manipulation, etc.). The length of the examination is constrained by the patient’s comfort and attention levels but not greatly by concerns about hazards associated with the examination technique itself. Trial
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probes performed with both examiner and patient observing the consequences on the video monitor are particularly useful. The ability to make observa­tions over time is another feature of FEES that adds to its value. Evidence of fatigue in valving functions, con­sequences of collective swallows, or residue buildup over precise periods of time are examples of the kinds of time-delay observations that can have implications for treatment planning and can be explored more thoroughly with endoscopic evaluation than with other assessment techniques.
FLEXIBLE ENDOSCOPY AS A THERAPEUTIC TOOL
Endoscopy is an extremely valuable assessment tool and an equally useful tool in the management of dysphagic patients. Very often in our setting, patients who have undergone fluoros­copy studies, and for whom particu­lar strategies have been identified as potentially useful, are brought in for at least one therapy session to explore in depth the strategies previously identi­fied. During these “FEESback” sessions, the emphasis is on assessing the effects of strategies and on providing clinician, patient, and other caregivers feedback regarding these techniques. The con­duct of these sessions is different from an assessment with FEES, particularly if they occur in close proximity to the fluoroscopy evaluation and there is no evidence of significant change in the patient’s capabilities.
Noted below are therapeutic swal­lowing strategies, that is, strategies designed to facilitate safe swallowing. Visual feedback provided to the patient during their performance may be use-
ful in teaching their effectiveness and in improving the patient’s control of voli­tional gestures involved. (The reader is directed to Video 4–4, FEESPT1 on the companion website for an example. The patient in this clip has undergone base of tongue/pharynx resection for head and neck cancer.)
n
Tongue-pharynx constriction: Ask
the patient to produce “ah” or “uh” and to then move the tongue posteriorly until pharyngeal frica­tion can be produced.
n
Pharyngeal constriction by pro-
ducing high-pitched vocalization.
n
Laryngeal elevation by raising
pitch, or rapid alternation of high and low pitches.
n
Breath holding, with true vocal
folds and with sphincteric closure involving true and false vocal folds, and arytenoid to epiglottis approximation.
n
Effects of postural changes, such
as head turning or side lying.
Note changes in voice and breath hold­ing but also any closing off of piriform sinuses.
Equally important in attempting strategies that have been identified as potentially helpful to safe or effective swallow is the determination of any aversive consequences of these strate­gies. For example, the reader is directed to Video 4–5, FEESPT2 on the com­panion website. In this clip, a patient for whom airway protection has been determined to be impaired is coun­seled to hold his breath during swal­low. Because his transit times have been determined (via dynamic fluoroscopic swallow study) to be prolonged, he is encouraged to hold his breath tightly for several seconds, thereby protecting his
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DYSPHAGIA ASSESSMENT AND TREATMENT PLANNING: A TEAM APPROACH
airway throughout the swallow. With the patient complying with this instruc­tion, that is, “Hold your breath, tighter . . . tighter . . . ” for a few seconds, a mas­sive reflux event occurs that imperils his airway. This was not observed on fluoroscopy and, had we not scheduled the endoscopic follow-up to assess the effectiveness and safety of our recom­mendations, the strategy would have been recommended to the patient with no recognition of the potential aversive consequences it posed to his safe swal­lowing. We view this type of postevalu­ation appraisal of any behavioral strate­gies recommended as a necessary and valuable part of our management plan for a patient.
ISSUES AND CONCERNS
Major issues associated with endo­scopic examination include the ex­aminer(s), the setting in which the exam is performed, the use of a topi­cal anesthetic, and other risks posed by the procedure. The examiner, whether physician or speech pathologist, should be skilled in the use of flexible endos­copy and, of course, knowledgeable about both head and neck anatomy and the physiology of swallowing. The setting or settings in which the exam is performed should have both staff and equipment resources to respond appro­priately to a medical emergency. Some states, including California, require that speech-language pathologists (SLPs) complete a certification pro­gram beyond licensure in order to per­form endoscopy procedures (details are specified in California Senate Bills 1379 and 1285). Specific requirements (in California) include the SLP’s mentor-
ing by an otolaryngologist during the completion of 25 flexible endoscopic procedures. The physician must then document the SLP’s competency to perform the exam. Beyond this require­ment, settings in which the procedure can be performed must meet certain requirements regarding the availability of medical professionals and resources for the management of a medical emer­gency. A recent tutorial by Langmore et al. (2022) discusses FEES training for clinicians, including training, skills, and competencies, in detail. (The tuto­rial represents the most recent position statement by the American Speech-Lan­guage-Hearing Association regarding the use of FEES and its application by SLPs since the early 2000s.)
Potential risks associated with the procedure include vasovagal responses, nose bleed, and a reaction to the topi­cal anesthetic (if used). Much can be done to minimize the likelihood of any of these risks taking pains to put the patient at ease before proceeding with the exam, care­ful insertion of the scope, limitation of the anesthetic agent to the nasal mucosa (and away from the larynx), or performing the exam without an anesthetic. Precautions for cleaning and maintaining equipment must be observed strictly as well. Even with careful adherence to these guidelines, however, the potential risks associated with the procedure require that it be undertaken, in our opinion, in a setting with resources available for handling any emergencies that might arise. In our setting, all patients who are under­going bedside, clinical, radiographic, or endoscopic evaluations for dysphagia are followed by a team of professionals, all of whom share in the evaluation of
— for example, by
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diagnostic studies and treatment plan­ning for each patient. Similarly, specific guidelines for use of topical anesthetic agents, responses to medical emergen­cies, and cleaning and maintenance of equipment have been developed by our institution. Beyond this, our team has invested considerable time and energy in continuing education activities, both formal and didactic, to ensure that spe­cialists who are performing endoscopic examinations are well qualified to do so. Depending on individual special­ists, patient populations, and settings, different approaches to endoscopic swallow studies may be applicable and appropriate. However, in our opin­ion, any approach must maximize the patient’s safety and ensure the most accurate information possible.
STUDY QUESTIONS
1. What is the difference between FEES and FEEST?
2. What are the concerns about using a topical anesthetic agent in assess­ing dysphagic patients with FEES? What other risks are associated with FEES?
3. What aspects of swallowing typi­cally cannot be observed during FEES that can be observed with fluoroscopy?
4. Name five indications for using FEES rather than the modified bar­ium swallow (MBS)/DSS.
5. Name the physiologic “valves” and “chambers” involved in swal­lowing. What tasks might you use to assess the integrity of each with endoscopy?
6. How might you use endoscopy to implement information about a
patient’s swallow learned from a fluoroscopic study?
7. Is there an advantage of using a standard protocol when assessing dysphagia with FEES? If so, what?
8. What factors might explain differ­ences in judgments of aspiration and penetration on FEES and fluo­roscopy, respectively?
9. Are there advantages to performing tasks during FEES that you might also incorporate in a fluoroscopic assessment? If so, what?
REFERENCES
Allen, J. E., White, C. J., Leonard, R. J., &
Belafsky, P. C. (2010). Prevalence of pen­etration and aspiration on videofluo­roscopy in normal individuals without dysphagia. Otolaryngology-Head and Neck Surgery, 142, 208–213.
Aviv, J. (2000). Prospective, randomized out-
come study of endoscopy versus modi­fied barium swallow in patients with dysphagia. Laryngoscope, 110, 563–574.
Aviv, J. E., Martin, J. H., Keen, M. S., Debell,
M., & Blitzer, A. (1993). Air pulse quantifi­cation of supraglottic and pharyngeal sen­sation: A new technique. Annals of Otology, Rhinology, and Laryngology, 102, 777–780.
Bastian, R. W. (1993). The videoendoscopic
swallowing study: An alternative and partner to the videofluoroscopic swal­lowing study. Dysphagia, 8, 359–367.
Butler, S. G., Stuart, A., Case, L. D., Rees, C.,
Vitolins, M., & Kritchevsky, S. B. (2009). Effects of liquid type, delivery method, and bolus volume on penetration-aspira­tion scores in healthy older adults during flexible endoscopic evaluation of swal­lowing. Annals of Otology, Rhinology, and Laryngology, 120, 288–295.
Butler, S. G., Stuart, A., Markley, L., & Rees,
C. (2011). Penetration and aspiration in healthy older adults as assessed during