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Regulation ofCalcium intheCerebellum
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DonnaL.Gruol
45
Abstract
Ca2+ is an important ion in central nervous system (CNS)
biology, where it plays a critical role in the basic functions
of neurons, glia, and other cell types. In CNS neurons,
Ca2+ is a generator of electrical signals, an inducer and
regulator of synaptic transmission, and a second messenger that controls many biochemical processes. Ca2+ is also
a signal transmitter and second messenger in glial cells.
Ca2+ levels in neurons and glia are dynamic but judiciously
controlled in order to maintain biological processes at a
level compatible with life. An excess or decit of Ca2+ can
result in cell damage or death. A variety of cellular mechanisms, through a process referred to as Ca2+ signaling,
enable or contribute to the changes in intracellular Ca2+
that are essential for normal cell function, some of which
are present in all eukaryotic cells and others that are unique
to the functions of a particular class of cells. This chapter
will briey describe the cellular mechanisms that contribute to Ca2+ signaling in cerebellar and other CNS neurons.
These mechanisms are located throughout the neuron
including at presynaptic sites (e.g., axon terminals) where
they regulate transmitter release, at postsynaptic sites (e.g.,
dendrites) where they inuence synaptic responses, in the
cytosol where they regulate biochemical pathways and
other physiological functions, and in the nucleus where
they regulate gene transcription. Many of these mechanisms are also expressed in non- neuronal cells.
Keywords
Ca2+ signaling · Second messengers · Intracellular Ca2+
stores · Ca2+ channels · ligand-gated receptors · Ca2+binding proteins
D. L. Gruol (*)
Neuroscience Department, The Scripps Research Institute,
La Jolla, CA, USA
e-mail: gruol@scripps.edu
45.1 Ca2+ Signaling Is Essential
forCerebellar Function
Ca2+ signaling occurs in all cell types of the cerebellum and
plays an essential role in cerebellar function. Ca2+ signaling
can involve extracellular to intracellular Ca2+ signaling and/
or within cell Ca2+ signaling (Lamont and Weber 2012). A
variety of cellular components participate in Ca2+ signaling
(see Fig.45.1), although they can vary in type and level of
expression across cerebellar cell types. Ca2+ signaling in the
cerebellum has been extensively studied in Purkinje neurons,
which express an abundance of Ca2+ signaling components,
and in Bergman glia, which play an important regulatory role
in the physiological function of Purkinje neurons. As the sole
output neuron of the cerebellar cortex and an important integrator of cortical signals, Purkinje neurons play a central role
in cerebellar functions such as motor coordination and,
through connections with other brain regions, the processing
of sensory, cognitive, and emotional information. Thus, the
characteristics and role of Ca2+ signaling in Purkinje neurons
are of particular interest, although Ca2+ signaling is a critical
function of all cell types in the cerebellum (Cheron et al.
2008).
Ca2+ is widely but unequally distributed in the cerebellum
and other brain regions. In particular, Ca2+ levels are considerably higher in the extracellular uid that baths the cells
(~1–2mM) than in the cytosol of the cells (~100nM), a difference that in neurons creates a driving force for Ca2+ inux.
In addition, two organelles within the cytosol, the endoplasmic reticulum and mitochondria, serve as Ca2+ storage vessels and have higher intra-organelle Ca2+ levels than cytosol
Ca2+ level. There is also a driving force between these intracellular Ca2+ stores and cytosolic Ca2+. These pronounced
concentration differences are a consequence of the impermeability of the cellular membranes to Ca2+ and other ions and
the actions of various cell mechanisms (e.g., membrane ion
channels, Ca2+ pumps) that regulate inux and efux of Ca2+
to or from the cytosol.
© The Author(s), under exclusive license to Springer Nature Switzerland AG 2023
D. L. Gruol et al. (eds.), Essentials of Cerebellum and Cerebellar Disorders, https://doi.org/10.1007/978-3-031-15070-8_45
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Fig. 45.1 Ca2+ signaling
components in cerebellar
neurons. Ca2+ inux from the
extracellular uid occurs
through several types of ion
channels including Ca2+
channels (CaCh), NMDAR
channels, Ca2+ permeable
AMPA receptors and
TRPC.Increases in cytosolic
Ca2+ levels can also occur by
Ca2+ release from intracellular
Ca2+ stores through the IP3R
and RyR channels. Ca2+ is
removed from the cytosol by
Ca2+ pumps and Na+/Ca2+
exchangers located on the
plasma membrane and by
various Ca2+ pumps located
on the endoplasmic reticulum
and mitochondria. Ca2+binding proteins (CBP) at
different concentrations are
located in all cell regions
D. L. Gruol
In excitable cells such as neurons, Ca2+ acts as a charge
carrier during extracellular to intracellular signaling (i.e.,
Ca2+ inux) and can produce an electrical signal which
serves an important role in neuronal excitability. Ca2+ inux
has a depolarizing inuence on the membrane potential (i.e.,
the normal charge difference that exists across the cell membrane of neurons and other cell types), which typically has a
hyperpolarized value (i.e., a negative value; typically, −50 to
−70mV). The depolarization produced by Ca2+ inux can
regulate the activity of a variety of membrane ion channels
that are sensitive to the value of the membrane potential (i.e.,
voltage-sensitive channels) such as voltage-sensitive K+
channels that act to repolarize the membrane potential during action potentials.
Ca2+ inux also contributes to intracellular Ca2+, which
plays an important role as a second messenger. Numerous
proteins and biochemical pathways are regulated by intracellular Ca2+ in neurons and other cell types. In neurons, Ca2+
acting as second messenger regulates transmitter release
from presynaptic terminals, pre- and postsynaptic plasticity,
the activity of other ion channels (e.g., Ca2+ activated K+
channels) that mediate neuronal excitability, the activation
state of intracellular enzymes, and other proteins (e.g.,
kinases and phosphatases) (Ignarro et al. 2002) and gene
expressions (Brini et al. 2014; Puri 2020). Through these
second messenger actions, Ca2+ can couple electrical signals
at the cell surface to physiological events in the cytosol of the
soma, processes (i.e., dendrites and axons), and nucleus of
the neurons.
Ca2+ signaling plays a critical role in synaptic transmission and plasticity, which are basic neuronal mechanisms
that mediate cerebellar circuit function and cerebellar learning. Ca2+ inux, Ca2+ release from intracellular stores, and
second messenger actions of Ca2+ are instrumental to synaptic transmission and plasticity. Synaptic plasticity is important for cerebellar learning (e.g., motor learning) and is
bidirectional. Synaptic plasticity can involve an enhancement of synaptic transmission, referred to as long-term
potentiation (LTP), or a reduction in synaptic transmission,
referred to as long-term depression (LDP). Both LTD and
LTP have been intensely studied at the excitatory parallel
ber and climbing ber inputs to the Purkinje neurons (see

45 Regulation ofCalcium intheCerebellum
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295
chapter on Synaptic Plasticity). Intracellular Ca2+ levels are a
primary determinant of the directionality of synaptic plasticity (LTD or LTP). For example, at parallel ber to Purkinje
neuron synapses, high intracellular Ca2+ levels favor LTD,
while more moderate Ca2+ levels favor LTP (Rinaldo and
Hansel 2010).
Intracellular Ca2+ is also critical for glial cell function,
where it serves many of the same biochemical regulatory
roles as in neurons. Astrocytes, which are the most abundant
glial cell in the brain, have several mechanisms for Ca2+ signaling including Ca2+ inux through Ca2+ permeable membrane channels (e.g., some types of glutamate receptors) and
Ca2+ release from intracellular stores (Lalo et al. 2011).
Astrocytes are important regulators of neuronal and synaptic
activity and Ca2+ plays a key role in these processes (Fiacco
and McCarthy 2006; Verkhratsky 2006). For example,
Bergman glia, a specialized type of astrocyte found only in
the cerebellum, extend their processes around the excitatory
dendritic synapses of Purkinje neurons creating microdomains in which glial/neuronal communication occurs.
Bergman glia express many of the same neurotransmitter
and neuromodulator receptors as Purkinje neurons, and twoway communication between Purkinje neurons and Bergman
glia in the microdomains is basic to synaptic integration in
the cerebellum. Synaptic activity (e.g., parallel ber activation) and transmitters or other signaling molecules (e.g.,
glutamate, ATP, NO) released from axon terminals of neurons or glial processes in the microdomain interact with
receptors on the Bergman glia resulting in an increase in
intracellular Ca2+ levels, which are then propagated in waves
to other Bergman glia through gap junctions of the glial network. The changes in intracellular Ca2+ produced by these
waves can induce release of glial signaling molecules that
inuence synaptic transmission at multiple synapses, alter
astrocyte gene expression (e.g., expression of glutamate
transporters, which remove glutamate from the synapse),
alter biochemical state of the glia, and alter the structure and
function of microdomains, all of which will affect Purkinje
neuronal/Bergman glial communication and, consequently,
information processing in the cerebellum (Müller and
Kettenmann 1995; Metea and Newman 2006; Hoogland
etal. 2009).
45.2 Membrane Proteins that Mediate Ca2+
Inux totheCytosol
Several molecules located in the plasma membrane enable
Ca2+ to transverse the otherwise impermeable cell membrane and enter the cytosol of neurons (Fig.45.1). Of these,
voltage- gated Ca2+ channels (VGCCs) and ligand-gated
channels play a primary role. In general, VGCCs are
expressed in neurons, whereas ligand-gated channels are
expressed by both neurons and glia (Metea and Newman
2006). Both VGCCs and ligand-gated channels require
stimulation to be functionally active and enable Ca2+ ux.
VGCCs are activated by changes in resting membrane
potential, whereas ligand-gate channels are activated by
neurochemicals such as neurotransmitters. In the unstimulated state, VGCCs and ligand gated channels are closed
and impermeable to Ca2+. When activated, the channels
open and Ca2+ inux occurs due to the large driving force
for Ca2+ resulting from the prominent concentration difference for Ca2+ between the outside (mM range) and inside
(nM range) of the neuron. In the case of ligand-gated channels, other ions may also ux through the channel in addition to Ca2+ (e.g., Na+, K+).
VGCCs are divided into three gene subfamilies (Cav1,
Cav2, and Cav3), which are further subdivided into six
classes (L, N, P, Q, R, and T) based on the physiological and
pharmacological properties of the Ca2+ current mediated by
the channel. The properties of the currents mediated by the
different Ca2+ channel types, such as voltage-sensitivity and
kinetics, the location of the channel on the neuronal surface
(e.g., axon, soma, dendrite), and the number and type of Ca2+
channels expressed by the neuron play key roles in dening
the physiological properties of the neuron. For example,
P-type channels, which were rst identied in Purkinje neurons, are highly expressed in the large dendritic tree of the
Purkinje neurons (Lin etal. 1990). Excitatory synaptic input
to the Purkinje neuron dendrites, particularly from climbing
bers, can activate these P-type channels resulting in prominent dendritic Ca2+ spikes. The functioning of dendritic
P-type Ca2+ channels is critical to the unique physiological
properties and functional role of Purkinje neurons in cerebellar function (Llinas and Sugimori 1980; Hartmann and
Konnerth 2005; Kitamura and Kano 2013). Depolarizing or
hyperpolarizing the membrane potential can result in Ca2+
channel activation depending on Ca2+ channel type. For
example, T-type Ca2+ channels are activated by depolarization from a hyperpolarized membrane potential, whereas
P-type channels are activated by depolarization from resting
membrane potential (~ −60mV).
In neurons, VGCCs that contribute to action potential
generation are activated by a membrane depolarization sufcient to reach the threshold voltage for channel activation,
which can vary for different Ca2+ channel types. Such membrane depolarizations include pacemaker potentials (or other
types of membrane oscillations), the initial phase of the
action potential that is mediated by Na+ inux through
voltage- gated Na+ channels, and synaptic depolarizations
produced by excitatory neurotransmitters such as glutamate.
Both the inux of Ca2+ and membrane depolarization due to
Ca2+ inux can result in activation of other membrane ion
channels (e.g., Ca2+ activated K+ channels), which mediate

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D. L. Gruol
membrane repolarizations) and thereby regulate the excitability of the neuron.
The most prominent ligand-gated Ca2+ permeable channels in the cerebellum are NMDA receptor (NMDAR) channels and some subtypes of AMPA receptor channels, which
when activated produce a membrane depolarization. These
ligand-gated channels are activated by the neurotransmitter
glutamate, although NMDA receptors also have a voltage
requirement for activation. In addition to Ca2+, these channels are permeable to Na+ and K+, a property that is relevant
to the degree of depolarization that can be produced when
the receptor is activated.
Another type of glutamate receptor, the metabotropic glutamate receptor (mGluR), and in particular mGluR subtypes
1 and 5 (mGluR1/5), also plays a key role in Ca2+ signaling
in the cerebellum. mGluR1/5 are G-protein coupled receptors and do not contain an ion channel in their structure.
However, when activated they induce an increase in cytosolic Ca2+ through the actions of phospholipase C (PLC), a
downstream signaling partner of mGluR1 (Fig.45.1). PLC
activation results in the production of two second messengers, inositol trisphosphate (IP3) and diacylglycerol (DAG).
IP3 binds to its receptor, IP3R, which is located on the endoplasmic reticulum and contains a Ca2+ permeable channel
(Mikoshiba 2015). IP3R activation results in efux of Ca2+
through the receptor channel from Ca2+ stores in the endoplasmic reticulum to the cytosol, thereby increasing cytosolic Ca2+ levels. IP3R activation also requires Ca2+ as a
co-agonist. Thus, IP3 and Ca2+ act cooperatively to induce
Ca2+ release from intracellular stores via IP3Rs. In Purkinje
neurons (but not in granule neurons), IP3Rs are also present
on the inner nuclear membrane where they appear to function in nuclear Ca2+ signaling (Marchenko and Thomas 2006;
Gruol etal. 2010). The nuclear membrane is contiguous with
endoplasmic reticulum. Nuclear Ca2+ signaling can also
occur by Ca2+ inux from the cytosol through nuclear pores.
In addition to IP3Rs, a second receptor that contains a
Ca2+ channel, the ryanodine receptor (RyR), is located on the
endoplasmic reticulum and plays an important role in Ca2+
signaling. RyRs are activated by Ca2+ and, when activated,
Ca2+ efux from Ca2+ stores within the endoplasmic reticulum occurs through the receptor channel thereby increasing
cytosolic Ca2+. Thus, RyRs act as Ca2+ ampliers that
enhance cytosolic Ca2+ signals produced by other mechanisms such as VGCCs, NMDARs, or IP3Rs. mGluR1 and
downstream signaling molecules, PLC, IP3R, and RyR are
highly expressed in the Purkinje neurons (Furuichi et al.
1989; Shigemoto etal. 1992; Nakamura etal. 2004).
mGluR1 activation can also result in Ca2+ signaling
through another pathway, activation of plasma membrane
cationic channels called transient receptor potential canonical (TRPC) channels (Sun etal. 2014). TRPC channels are
permeable to Ca2+, Na+, and K+ and when activated produce
a membrane depolarization and Ca2+ inux.
45.3 Cytosolic andMembrane Proteins
that Regulate Ca2+ Levels
intheCytosol
Increases in intracellular Ca2+ levels during Ca2+ signaling
are typically transient in nature. Ca2+ levels recover through
a variety of mechanisms including Ca2+-binding proteins and
membrane transport systems. A variety of cell proteins bind
Ca2+ and act as Ca2+ buffers including calbindin, parvalbumin, calmodulin, and calretinin, which differ in their Ca2+
buffering properties (Schwaller et al. 2002). These Ca2+binding proteins play a central role in the regulation of cellular Ca2+ levels and vary in the level of expression across
cell types, species, and age (Bastianelli 2003). Although
most neurons express multiple types of Ca2+-binding proteins, certain cells types show more prominent expression of
one or more Ca2+-binding proteins. For example, Purkinje
neurons are noted for expression of calbindin and parvalbumin, basket, stellate, and Golgi cells are noted for expression
of parvalbumin, and granule neurons and unipolar bush cells
are noted for expression of calretinin (Bastianelli 2003). All
cerebellar neurons express calmodulin.
In addition to Ca2+ buffers, Ca2+ transport mechanisms on
the plasma membrane (plasma membrane Ca2+-ATPase
(PMCA); Na+-Ca2+ exchanger) remove Ca2+ from the cytosol
to the extracellular uid, whereas transport mechanisms
located on the endoplasmic reticulum (sarco-endoplasmic
Ca2+-ATPase (SERCA)) and mitochondria (mitochondrial
Ca2+ uniporter and the H+/Ca2+ exchanger) import cytosolic
Ca2+ into these organelles for storage (Wu etal. 2021). The
actions of the intracellular Ca2+ buffers and membrane transport systems are critical for the control of cytosolic Ca2+ levels, which is highly regulated, and the maintenance of
conditions necessary for normal cell function (Cheron etal.
2008).
45.4 Ca2+ andDisease
Proper functioning of cellular mechanisms mediating Ca2+
signaling and homeostasis is essential for normal brain function (Brini et al. 2014). A variety of conditions have been
identied that involve altered Ca2+ signaling and altered cerebellar function, typically identied by decits in motor
function. A majority of these conditions are classied into
two groups, Spinocerebellar ataxias (SCAs) or Episodic
ataxias (Mark etal. 2017). SCAs are a heterogenous group of
genetic and neurodegenerative diseases that have been exten-

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sively studied in animal models and are characterized by
ataxia and cerebellar atrophy. Disruption of Ca2+ signaling in
Purkinje cells is thought to be central to the pathogenesis of
several forms of these diseases (Brown and Loew 2012;
Meera etal. 2016; Prestori etal. 2019). For example, mutations in the gene for P-type Ca2+ channel, which is abundantly expressed in the Purkinje neurons, is thought to play a
key role in SCA6 and Episodic ataxia type 2 (EA2), whereas
mutations in the gene for the T-type Ca2+ channel are implicated in SCA42. Mutations in the gene for PKC-γ, which is
involved Ca2+ signaling and also expressed at high levels in
Purkinje neurons, is implicated in SCA14. Several other
genes for proteins involved in Ca2+ signaling that highly
expressed in the cerebellum are also implicated in SCAs
including the gene for TRPC3, IP3R, and mGluR1
(e.g.,SCA41,SCA15/16,SCA14, respectively) (Hisatsune
etal. 2018; Prestori etal. 2019). Mutations affecting other
targets in Purkinje neurons that indirectly inuence Ca2+ signaling can also contribute to the ataxic symptoms (Begum
etal. 2016; Hoxha et al. 2018). Cerebellar dysfunction has
also been noted in several forms of migraine, and altered
P-type Ca2+ channel function in Purkinje neurons has been
suggested as a contributor to this condition (Vincent and
Hadjikhani 2007).
45.5 Summary
Ca2+ signaling is essential for cerebellar function. Ca2+ signaling contributes to neuronal excitability, is essential for
synaptic transmission and synaptic plasticity, and regulates
important biochemical pathways and gene expression in cerebellar cells. A variety of cellular proteins participate in Ca2+
signaling, many of which are expressed at high levels in the
cerebellum, and particularly in the Purkinje neurons, which
are noted for their large dendrites that exhibit prominent
Ca2+-mediated action potentials, an abundance of Ca2+ signaling components, and large Ca2+ signals. The cerebellum
participates in a variety of motor and non-motor behaviors,
including processing of sensory, cognitive, and emotional
information (Schmahmann 2019). Appropriate Ca2+ signaling in cerebellar circuits is essential for these functions.
Dysregulation of Ca2+ signaling results in abnormal cellular
function and possible cell death, and consequently, altered
cerebellar function, which can impact the function of other
brain regions that are targets of synaptic pathways originating in the cerebellum.
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Neurotrophic Factors inCerebellar
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Development andFunction
JuanPabloZanin andWilmaJ.Friedman
46
Abstract
Neurotrophic factors regulate numerous aspects of brain
development, including the proliferation of neuronal precursors, neuronal migration, differentiation, and formation of circuitry. In the cerebellum, specic trophic factors
inuence different aspects of these cellular functions,
both during development and in adult. In this chapter, we
will provide an overview of the neurotrophin family of
trophic factors in regulating different aspects of cerebellar
development and function, and discuss the role of each
factor in inuencing the different cell types in the
cerebellum.
Keywords
Neurotrophin · BDNF · NT3 · Trk · p75NTR
46.1 Introduction
Numerous growth factors are present in the CNS to regulate
different aspects of neuronal development and function,
including survival, migration, differentiation, and synaptic
activity. In this chapter, we will focus on the neurotrophin
family of growth factors, which includes nerve growth factor
(NGF), brain-derived neurotrophic factor (BDNF), neurotrophin 3 (NT-3), and neurotrophin 4 (NT4). The neurotrophins are key regulators of nervous system development
and maintenance. These factors elicit their functions by activating two different types of receptors; the Trk (tropomyosin
receptor kinase) family of receptors, which show a specic
afnity for each neurotrophin, with NGF binding to TrkA,
BDNF, and NT4 to TrkB, and NT3 to TrkC; as well as the
p75 neurotrophin receptor (p75NTR), which can bind with
similar afnity to all the neurotrophins. Interestingly,
p75NTR can form receptor complexes with different coreceptors to bind different ligands and regulate a variety of
cellular functions, depending on the cell context. p75NTR
can associate with each of the Trk receptors, increasing the
binding afnity for the corresponding neurotrophin to promote neuronal survival and differentiation. Originally, neurotrophins were identied as neuronal survival factors;
however, the uncleaved neurotrophin precursors, the proneurotrophins, can be secreted and can bind to a p75NTRsortilin receptor complex with high afnity and promote
apoptosis (Lee etal. 2001). Thus, depending on the cellular
context, neurotrophins have been involved in multiple and
sometimes antagonistic cellular mechanisms including survival and apoptosis, stimulation or prevention of neuronal
migration, proliferation, and differentiation. These different
functions depend on whether the neurotrophin precursor protein is cleaved, which receptor complex the factor binds to,
and the signaling pathway activated by the different receptor
complexes.
Similar to other areas in the nervous system, cerebellar
development is mainly driven by three major cellular mechanisms: (1) proliferation and survival of the neural progenitors, (2) migration to the nal location, and (3) differentiation
into adult neurons and establishment of circuitry. These
mechanisms are all inuenced by neurotrophins. During
development, NT-3 and BDNF are expressed in the cerebellum, (Rocamora etal. 1993; Borghesani etal. 2002), as well
as their receptors, TrkB, TrkC, and p75NTR (Segal et al.
1995).
46.1.1 Neurotrophin Eects onProliferation
ofCerebellar Granule Cell Progenitors
J. P. Zanin · W. J. Friedman (*)
Department of Biological Sciences, Rutgers University,
Newark, NJ, USA
e-mail: jz332@newark.rutgers.edu; wilmaf@newark.rutgers.edu
© The Author(s), under exclusive license to Springer Nature Switzerland AG 2023
D. L. Gruol et al. (eds.), Essentials of Cerebellum and Cerebellar Disorders, https://doi.org/10.1007/978-3-031-15070-8_46
The granule cell precursors (GCP) migrate tangentially from
the rhombic lip to a sub-pial location in the cerebellar primordium, where they form the external granule layer (EGL),
299

300
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J. P. Zanin and W. J. Friedman
a transient secondary proliferative layer. In the EGL, the
GCPs clonally expand to give rise to the most abundant neuronal population in brain, the cerebellar granule neurons
(CGN). The proliferation of GCPs takes place from late
embryonic stages through the rst two to three postnatal
weeks in rodents, with waves of GCPs exiting the cell cycle
and starting their radial migration to the internal granule
layer (IGL), while others continue proliferating in the
EGL.Sonic hedgehog (Shh) is critical to promote GCP proliferation, while different factors have been identied to promote cell cycle exit of GCPs, including Wnt3 (Anne etal.
2013), BMP2 (Bone Morphogenetic Protein 2) (Rios etal.
2004), and PACAP (Pituitary adenylate-cyclase-activating
polypeptide) (Nicot etal. 2002).
In addition to these factors, several neurotrophins and their
receptors are present in the cerebellum during this period and
are involved in different aspects of cell cycle control and survival of cerebellar neurons. In particular, BDNF and NT-3
regulate different aspects of granule cell development. It
remains unclear as to which cells synthesize and secrete
NT-3in the cerebellum, since NT-3 mRNA has been detected
in granule cells (Lindholm etal. 1993a; Rocamora etal. 1993),
yet the NT-3 protein has only been detected in Purkinje cells
(Zhou and Rush 1994; Zanin et al. 2016). NT-3 expression
peaks around postnatal day (P) 5in mice, the period of maximal GCP proliferation, suggesting that this neurotrophin
might regulate GCP proliferation. The precursor of NT-3,
proNT-3, can be detected in Purkinje cells and can be secreted
to induce cell cycle exit of GCPs, requiring activation of
p75NTR (Zanin etal. 2016). Thus, in addition to the factors
mentioned above, proNT3 can also induce GCP cell cycle exit.
p75NTR is expressed in cerebellar GCPs as well as in
Purkinje neurons (Fig.46.1) (Carter etal. 2003; Zanin etal.
2016). In Purkinje neurons, p75NTR expression starts dur-
ing development and is maintained throughout adulthood. In
contrast, p75NTR expression in granule cells is high in proliferating progenitors and is downregulated as the GCPs differentiate, with a complete absence in postmitotic granule
cells, suggesting a role for p75NTR in cell cycle regulation.
Deletion of p75NTR in mice elicited an acceleration of the
cell cycle, with increased GCP proliferation, an elevated
number of granule cells, and a larger cerebellum (Zanin etal.
2016, 2019).
46.1.2 Neurotrophins Promote Survival
ofDierent Cerebellar Neurons
46.1.2.1 Granule Cells
In addition to p75NTR, the NT-3 receptor TrkC, is expressed
by both Purkinje and granule cells (Minichiello and Klein
1996). An extensive literature has demonstrated that NT-3 is
important for granule cell survival. NT-3−/− animals do not
survive past the rst postnatal day due to severe defects in
the peripheral nervous system; however, a CNS-specic
deletion of NT-3 caused signicant granule cell apoptosis,
without affecting GCP proliferation or Purkinje cell survival
(Bates etal. 1999). Moreover, animal models that either prevent the expression (Li et al. 2004) or reduce the release
(Sadakata etal. 2007) of NT-3 or BDNF in the cerebellum
had reduced neuronal survival, and exhibited defects in differentiation and migration of the granule cells. Furthermore,
in vivo injections of a function-blocking antibody against
NT-3 demonstrated increased apoptosis of granule cells
(Katoh-Semba et al. 2000), supporting a critical role for
NT-3in promoting survival of these neurons.
BDNF is also present in the developing cerebellum, with
expression in Purkinje and granule cells (Schwartz et al.
1997) peaking after the rst postnatal week (Rocamora etal.
1993). Deletion of BDNF evoked increased granule cell
apoptosis, and deletion of both TrkB and TrkC showed
greater granule cell loss than deletion of the individual receptors, suggesting some compensatory signaling mechanism
between these two receptors (Minichiello and Klein 1996).
In addition, BDNF induced the survival of granule cells in
culture (Lindholm etal. 1993b; Gao etal. 1995). BDNF and
TrkB expression remain elevated in the IGL of adult mice,
suggesting the importance of this neurotrophin in the continued survival and function of the mature granule cells
(Rocamora etal. 1993; Chen etal. 2016).
Fig. 46.1 Postnatal day 7 cerebellum showing p75NTR (green) in the
Purkinje cell layer (PCL) and in proliferating GCPs in the External
Granule Layer (EGL) labeled with the proliferation marker Ki67
(magenta)
46.1.2.2 Purkinje Cells
Early studies investigating the role of trophic factors on
Purkinje cell survival were very challenging due to the complications of growing these cells in dissociated culture. One
of the rst trophic factors identied to promote Purkinje cell
survival was NGF, although the effect required the application of NGF in combination with glutamate receptor agonists

46 Neurotrophic Factors inCerebellar Development andFunction
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301
or muscarinic acetylcholine agonists (Cohen-Cory et al.
1991). The effect of NGF on Purkinje cell survival was asso-
ciated with the activation of p75NTR (Mount etal. 1998),
which remains expressed in these cells in adult animals. In
further studies on the effects of neurotrophins, NT-3 promoted the survival of Purkinje cells invitro (Lärkfors etal.
1996). The role of BDNF in Purkinje cell survival is less
clear, with conicting data using Purkinje cell cultures
(Lärkfors etal. 1996; Morrison and Mason 1998), likely due
to the difculty in maintaining Purkinje cells and promoting
their complex differentiation in culture. Using organotypic
cerebellar explants, neurotrophin treatment showed no
increase in Purkinje cell survival (Seil 1999). Moreover,
in vivo studies using knockout mice showed that deleting
TrkB, TrkC, or both had little effect on Purkinje cell survival,
but negatively impacted the maturation of the dendritic arbor
(Minichiello and Klein 1996).
46.1.3 Neuronal Migration
As development progresses, increasing numbers of postmitotic granule cells leave the EGL and migrate to form the
internal granule layer (IGL), with a peak of GCP migration
in rodents during the second postnatal week. Expression of
BDNF and TrkB correlates with the increase in CGN migration, suggesting that BDNF signaling might inuence the
onset of migration. In vivo studies showed abnormal granule
cell migration in BDNF−/− mice (Borghesani etal. 2002).
In vitro studies showed that cultured CGNs from BDNF−/−
mice have decits in migration, and that exogenous BDNF
can stimulate migration of both wild-type and BDNF−/−
CGNs (Borghesani etal. 2002). Moreover, defects in BDNF
synthesis in the granule cells impaired the onset of GCP
migration (Kokubo etal. 2009). BDNF can also control the
directionality of migration, this chemotactic effect was
blocked by the addition of K252, an inhibitor of Trk receptor
activation (Kobayashi etal. 1995; Zhou etal. 2007). An elegant study demonstrated that TrkB is activated in the leading
edge of the migrating granule neuron to induce directionality
of migration (Zhou etal. 2007).
Consistent with the antagonistic roles of neurotrophins
and proneurotrophins, proBDNF can prevent the onset of
granule cell migration. The anti-migratory effect was abolished in p75NTR−/− mice (Xu etal. 2011).
Although some evidence suggests an involvement of
NT-3 in granule cell migration, direct evidence is still
required. In vivo application of NT-3in the P6 rat cerebellum
signicantly reduced the thickness of the EGL at P10
(Doughty etal. 1998). Moreover, defects in the synthesis or
release of NT-3 have been associated with aberrant granule
cell migration (Li etal. 2004; Sadakata etal. 2007), although
this seems to correspond to the decreased survival of CGNs
rather than a direct effect on migration. Therefore, further
studies are required to establish the role of NT-3 in CGN
migration.
46.1.4 Eects ofNeurotrophins
onDierentiation ofCerebellar
Neurons
Granule cells and Purkinje cells critically inuence the
development of each other, alterations to survival, maturation, or electrical activity in either of these cell populations
have a major impact on the other cell type, making it
extremely challenging to identify cell-specic effects in each
neuronal population.
46.1.4.1 Purkinje Cell Dierentiation
BDNF and NT-3, as well as their receptors TrkB, TrkC, and
p75NTR, are present in Purkinje cells throughout development and maturity, suggesting a role for these neurotrophins
in Purkinje cell survival, differentiation, and/or function.
One of the most consistent phenotypes described in BDNF
or NT-3-decient mice is the aberrant arborization of
Purkinje cell dendrites, although ndings have been
inconsistent.
BDNF−/− mice show normal numbers of Purkinje cells;
however, the dendritic phenotype in these animals was signicantly affected, with a thinner molecular layer compared
to wild-type mice and abnormal dendritic arborization
(Schwartz et al. 1997; Borghesani et al. 2002). Mice with
deletion of CAPS2 (calcium-dependent activator protein for
secretion 2) have reduced secretion of NT-3 and BDNF, and
showed defects in Purkinje cell dendritogenesis (Sadakata
et al. 2007). In cell culture studies, BDNF/TrkB signaling
increased the density of dendritic spines in Purkinje cells, but
had no effect on dendritic complexity (Morrison and Mason
1998; Shimada et al. 1998). Although no apparent differ-
ences in the number or the morphology of Purkinje cells
were observed in mice with a specic deletion of TrkB in the
cerebellum (Rico etal. 2002), double-mutant mice lacking
TrkB and TrkC showed a greater decit with reduced
Purkinje cell arborization compared to deletion of either
receptor alone (Minichiello and Klein 1996). In contrast, in
organotypic cultures, exposure to BDNF or blockade of Trkactivation with the tyrosine kinase inhibitor K252a did not
affect Purkinje cell dendritic morphology or the number of
dendrites, and organotypic cultures from wild-type and
BDNF−/− animals showed no differences in dendritic morphology, even after the addition of exogenous BDNF
(Adcock etal. 2004).
Part of this controversy might be explained due to effects
of neurotrophins on other cerebellar cell populations. For
instance, BDNF−/− and TrkB/TrkC double mutant mice
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