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432 Chapter 46/Permanent Vena Cava Filters: Indications, Filter Types, and Results
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41. Becker DM, Philbrick JT, Selby JB. Inferior vena cava fi lters: Indications, safety, effectiveness, Arch Intern Med. 1992. 152: 1985–
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49. Corriere MA, Passman MA, Guzman RJ, Dattilo JB, Naslund TC.
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50. Oppat WF, Chiou AC, Matsumura JS. Intravascular ultrasoundguided vena cava fi lter placement, J Endovasc Surg. 1999. 6: 285–
287.
51. Garrett JV, Passman MA, Guzman RJ, Dattilo JB, Naslund TC.
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imaging is inadequate, Ann Vasc Surg. 2004. 18: 329–334.
52. Wellons ED, Matsuura JH, Shuler FW, Franklin JS, Rosenthal D.
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53. Holtzman RB, Lottenberg L, Bass T, Saridakis A, Bennett VJ,
Carrillo EH. Comparison of carbon dioxide and iodinated contrast for
cavography prior to inferior vena cava fi lter placement, Am J Surg.
2003. 185: 364–368.
54. Brown DB, Pappas JA, Vedantham S, Pilgram TK, Olsen RV, Duncan
JR. Gadolinium, carbon dioxide, and iodinated contrast material for
planning inferior vena cava fi lter placement: A prospective trial,
J Vasc Interv Radiol. 2003. 14: 1017–1022.
55. Davison BD, Grassi CJ. TrapEase inferior vena cava fi lter placed via
the basilic arm vein: A new antecubital access, J Vasc Interv Radiol.
2002. 13: 107–109.
56. Ricco J, Dubreuil F, Renaud P et al. The LGM Vena-Tech caval fi lter:
Results of multicenter study, Ann Vasc Surg. 1995. 9(suppl): S89–
S100.
57. Stone PA, AbuRahma AF, Hass SM, Hofeldt MJ, Zimmerman WB,
Deel JT, Deluca JA. TrapEase inferior vena cava fi lter placement: Use
of subclavian vein, Vasc Endovasc Surg. 2004. 38: 505–509.
58. Greenfi eld LJ, Proctor MC. Supra-renal fi lter placement, J Vasc Surg.
1998. 28: 432–438.
59. Matchett WJ, Jones MP, McFarland DR, Ferris EJ. Suprarenal vena
caval fi lter placement: Follow-up of four fi lter types in 22 patients,
J Vasc Interv Radiol. 1998. 9: 588–593.
60. David W, Gross WS, Colaiuta E, Gonda R, Osher D, Lanuti S.
Pulmonary embolus after vena cava fi lter placement, Am Surg. 1999.
65: 341–346.
61. Streiff MB. Vena caval fi lters: A comprehensive review, Blood. 2000.
95: 3669–3677.
62. Hoffman MJ, Greenfi eld LJ. Central venous septic thrombosis
managed by superior vena cava Greenfi eld fi lter and venous thrombectomy: A case report, J Vasc Surg. 1986. 4: 606–611.
63. Pais SO, Orchis DF, Mirvis Se. Superior vena caval placement of
Kimray-Greenfi eld fi lter, Radiology. 1987. 165: 385–386.
64. Owen EWJ, Schoettle GPJ, Harrington OB. Placement of a Greenfi eld
fi lter in the superior vena cava, Ann Thorac Surg. 1992. 53: 896–
897.
65. Ascher E, Hinforani A, Tsemekhin A, Yorkovich W, Gunduz Y.
Lessons learned from a 6-year clinical experience with superior vena
cava Greenfi eld fi lters, J Vasc Surg. 2000. 32: 881–887.
66. Lidagoster MI, Widman WE, Chevinski AH. Superior vena caval
occlusion after fi lter insertion, J Vasc Surg. 1994. 20: 158–159.
67. Greenfi eld LJ. Vena cava interruption: Devices and results. In: Bergan
JJ, Yao JST, eds. Venous Disorders, 1991. Philadelphia, PA: WB
Saunders Company.
68. Greenfi eld LJ, Michna BA. Twelve-year clinical experience with the
Greenfi eld vena cava fi lter, Surgery. 1988. 104: 706–712.
69. Gomez GA, Cutler BS, Wheeler HB. Transvenous interruption of the
inferior vena cava, Surgery. 1983. 93: 612–619.
70. Chimochowski GE, Evans RH, Zarins CK et al. Greenfi eld fi lter
versus Mobin-Uddin umbrella: The continuing quest for the ideal
method of vena caval interruption, J Thorac Cardiovasc Surg. 1980.
79: 358–365.
71. Greenfi eld LJ, Proctor MC. Twenty-year clinical experience with the
Greenfi eld fi lter, Cardiovasc Surg. 1995. 3: 199–205.
72. Greenfi eld LJ, Cho KJ, Proctor MC et al. Late results of suprarenal
Greenfi eld vena cava fi lter placement, Arch Surg. 1992. 127: 969–
973.
73. Greenfi eld LJ, Whitehill TA. New developments in caval interruption: Current indications and new techniques for fi lter placement. In:
Veith FJ, ed. Current Critical Problems in Vascular Surgery, Vol. 4,
113–121. 1992. St. Louis, MO:Quality Medical Publishing.
74. Greenfi eld LJ, Cho KH, Proctor M et al. Results of a multicenter study
of the modifi ed hook-titanium Greenfi eld fi lter, J Vasc Surg. 1991.
14: 253–257.
75. Greenfi eld LJ, Proctor MC, Cho KH et al. Extended evaluation of the
titanium Greenfi eld vena caval fi lter, J Vasc Surg. 1994. 20: 458–
464.
76. Cho KJ, Greenfi eld LJ, Proctor MC et al. Evaluation of a new percutaneous stainless steel Greenfi eld fi lter, J Vasc Interv Radiol. 1997.
8: 181–187.
77. Roehm JOF Jr, Gianturco C, Barth MH et al. Percutaneous transcatheter fi lter for the inferior vena cava: A new device for treatment
of patients with pulmonary embolism, Radiology. 1984. 150: 255–
257.
78. Roehm JOF Jr, Johnsrude IS, Barth MH et al. The bird’s nest inferior
vena cava fi lter: Progress report, Radiology. 1988. 168: 745–749.
79. McCowan TC, Ferris EJ, Keifsteck JE et al. Retrieval of dislodged
bird’s nest inferior vena caval fi lters, J Vasc Intervent Radiol. 1988.
3: 179–183.
80. Nicholson AA, Ettles DF, Paddon AJ, Dyet JF. Long-term follow-up
of the bird’s nest IVC fi lter, Clin Radiol. 1999. 54: 759–764.
81. Campbell JJ, Calcagno D. Aortic pseudoaneurysm from aortic
penetration with a bird’s nest vena cava fi lter, J Vasc Surg. 2003. 38:
596–599.
82. Lord RS, Benn I. Early and late results after bird’s nest fi lter placement in the inferior vena cava: Clinical and duplex ultrasound follow
up, Aust N Z J Surg. 1994. 64: 106–114.
83. Simm M, Athanasoulis Ca, Kim D et al. Simon nitinol inferior vena
cava fi lter: Initial clinical experience, Radiology. 1989. 172: 99–
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84. Dorfman GS. Percutaneous inferior vena caval fi lters, Radiology.
1990. 174: 987–992.
85. Poletti PA, Becker CD, Prina L et al. Long-term results of the Simon
nitinol inferior vena cava fi lter, Eur Radiol. 1998. 8: 289–294.
86. Wolfe F, Thurnher S, Lammer J. Simon nitinol vena cava fi lters:
Effectiveness and complications, Rofo Fortschr Geb Rontgenstr
Neuen Bildgeb Verfahr. 2001. 173: 924–930.
87. Ricco JB, Crochet D, Sebilotte P et al. Percutaneous transvenous
caval interruption with the “LGM” fi lter: Early results of a multicenter
trial, Ann Vasc Surg. 1988. 3: 242–247.
88. Murphy TP, Dorfman GS, Yedlicka JW, McCowan TC, Vogelzang
RL, Hunter DW et al. LGM vena cava fi lter: Objective evaluation of
early results, J Vasc Interv Radiol. 1991. 2: 107–115.
89. Millward SF, Marsh JI, Peterson RA et al. LGM (Vena Tech) vena
cava fi lter: Clinical experience in 64 patients, J Vasc Interv Radiol.
1991. 2: 429–433.
90. Crochet DP, Stora O, Ferry D et al. Vena Tech-LGM fi lter:
Long-term results of a prospective study, Radiology. 1993. 188:
857–860.
91. Crochet DP, Brunel P, Trogrlic S et al. Long-term follow-up of Vena
Tech-LGM fi lter: Predictors and frequency of caval occlusion, J Vasc
Interv Radiol. 1999. 10: 137–142.
92. Kinney TB. Update on inferior vena cava fi lters, J Vasc Interv Radiol.
2003. 14: 425–440.
93. Tay KH, Martin ML, Webb JG, Machan LS. Repeated Gunther Tulip
inferior vena cava fi lter repositioning to prolong implantation time,
J Vasc Intervent Radiol. 2002. 13: 509–512.
94. Millward SF, Oliva VL, Bell SD et al. Gunther Tulip retrievable
vena cava fi lter: Results from the Registry of the Canadian Interventional Radiology Association, J Vasc Interv Radiol. 2001. 12: 1053–
1058.
95. Rousseau H, Perreault P, Otal P et al. The 6-F nitinol TrapEase
inferior vena cava fi lter: Results of a prospective multicenter trial,
J Vasc Interv Radiol. 2001. 12: 299–304.
96. Schutzer R, Ascher E, Hingorani A et al. Preliminary results of the
new 6F TrapEase inferior vena cava fi lter, Ann Vasc Surg. 2003. 17:
103–106.
97. Porcellini M, Stassano P, Musumeci A, Bracale G. Intracardiac
migration of nitinol TrapEase vena cava fi lter and paradoxical embolism, Eur J Cardiothorac Surg. 2002. 22: 460–461.
98. Greenfi eld LJ, Proctor MC. The percutaneous Greenfi eld fi lter: Outcomes and practice patterns, J Vasc Surg. 2000. 32: 888–893.
99. Neuerburg JM, Funther RW, Vorwerk D et al. Results of a multicenter
study of the retrievable Tulip vena cava fi lter: Early clinical experience, Cardiovasc Intervent Radiol. 1997. 20: 10–16.

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CHAPTER
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47
Complications of Vena Cava Filters
TERESA L. CARMAN, MOBEEN A. SHEIKH, and LINDA M. GRAHAM
BACKGROUND
Venous thromboembolism (VTE) is optimally treated by
anticoagulation. When anticoagulation must be withheld,
inferior vena cava interruption affords protection against
major embolic events likely to be life threatening. Inferior
vena cava (IVC) interruption historically has progressed
from cava ligation to plication, caval clips, surgically inserted
caval umbrellas and fi lters, and fi nally to percutaneously
inserted fi lters. Complications associated with the historic
methods of caval interruption and devices have driven, and
will continue to encourage, the modifi cation and design
of devices that have limited endothelial cell interactions,
require smaller deployment tools, and use imaging friendly
materials with reduced thrombogenicity.
Currently available devices include permanent fi lters that
once deployed remain in place indefi nitely and optionally
retrievable fi lters that may be left in place permanently or
may be removed within a specifi ed time frame (weeks to
months depending on the device). Retrievable fi lters are
similar in appearance and design to permanent fi lters, but
have modifi cations to the caval attachment sites and/or hooks
at one end to facilitate their removal. They have been designed
to take advantage of the effectiveness of a permanent fi lter
and yet minimize the complications of a long-term indwelling vascular device. The underlying premise for retrievable
fi lters is based on the concept that absolute contraindications
to systemic anticoagulation may be short-lived and the longterm outcomes of IVC fi lters may not necessarily be as
benign as previously considered. This is particularly true for
young patients who may require an IVC fi lter, thus exposing
them to a lifetime of risk of developing a fi lter-related complication and the risk associated with anticoagulation (if
feasible) to prevent fi lter thrombosis. The decision regarding
the use of a permanent or optionally retrievable fi lter must
be made individually for each patient.
Current accepted indications for IVC fi lter use include
contraindications to anticoagulation (active bleeding or
recent hemorrhage), complications of anticoagulation, or
thromboembolism (pulmonary embolism or recurrent/propagation of deep venous thrombosis [DVT]) despite adequate
anticoagulation.
expanded to include relative indications including individuals with extensive pulmonary embolism (PE) or
venous thrombosis such as free-fl oating thrombus, patients
undergoing venous thrombolysis, patients with signifi cant
underlying cardiopulmonary disease in whom pulmonary
embolism may pose a signifi cant threat to survival, and
patients undergoing pulmonary thromboendarterectomy. In
some centers IVC fi lters are used for primary prophylaxis
against pulmonary embolism for patients who have sustained major trauma and cannot receive recommended pharmacologic or mechanical regimens for prophylaxis, or as
adjuvant prophylaxis in patients undergoing high-risk procedures with an increased risk for venous thromboembolism.2 With these indications in mind it is important to
recognize that an IVC fi lter does not treat venous thromboembolism but rather protects that patient from the most
serious adverse event, massive, fatal pulmonary embolism.
Most physicians would agree that anticoagulation should be
commenced despite the presence of a fi lter when deemed
safe. However, there are no recommendations regarding the
duration of anticoagulation in this setting.
Filter placement for VTE treatment as well as prophylaxis has increased. In a recent population based study of
IVC fi lter use in California, 9665 IVC fi lters were placed
over a four-year period, from 1991 to 1995. During this
period there was a 40% increase in the number of ICV fi lters
1
These accepted indications are frequently
The Vein Book
435
All rights of reproduction in any form reserved.
Copyright © 2006, Elsevier Inc.

436 Chapter 47/Complications of Vena Cava Filters
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placed, from 1446 in 1991 to 2447 in 1995. Overall, 6.6%
(4044/61,188) of patients admitted with a principal diagnosis of VTE received an IVC fi lter. Sixty percent (5621/9665)
of the fi lters in this study were deployed in patients lacking
a primary diagnosis of VTE (i.e., used for primary or secondary VTE prophylaxis).3 Stein et al. analyzed the National
Hospital Discharge Survey (NHDS) database for information on IVC fi lter use over a 21-year period. The number of
IVC fi lters inserted increased from 2000 in 1979 to 49,000
in 1999. In 1999, 45% of fi lters were placed in patients with
DVT, 36% in patients with PE, and 19% of IVC fi lters were
placed in patients without a coded diagnosis for VTE.4 Registries of patients treated for VTE have demonstrated IVC
fi lter insertion rates of 2% in Spain compared to 14% in a
U.S. study.
5,6
In the U.S. study, 33% of IVC fi lters were
inserted for primary treatment for DVT and 17% were
placed for indications other than the three currently accepted
indications for IVC fi lter use.6 The robust use of IVC fi lters
for prophylaxis and for relative indications is interesting in
view of the lack of comparative data or prospective, randomized trials regarding IVC fi lter use. Indeed most of the literature on the use and complications of IVC fi lters is derived
from case series, retrospective studies, or prospective trials
enrolling fewer than 100 patients.
7
Several comprehensive reviews of IVC fi lters and fi lter
complications have been published detailing the design,
deployment, and complications of both the permanent and
optionally retrievable fi lters.
8–11
The use and complications
of the stainless steel Greenfi eld fi lter and its modifi ed designs
have been studied more thoroughly than other fi lters. Considerably less literature is published regarding the most
recently approved permanent fi lter, the TrapEase, or the
optionally retrievable fi lters, the Günther-Tulip, OptEase,
and Recovery fi lters. One can only assume that these fi lters
will have the same success and complication rates as the
devices that have a longer history of use. Certainly IVC
fi lters appear to prevent major pulmonary embolism in
patients with DVT; however, complications related to IVC
fi lter use are not negligible. Complications may include
venous thrombotic events, deployment and positioning
issues, insertion site complications, and migration after
placement. Table 47.1 lists complications documented with
permanent or optionally retrievable IVC fi lters. There are no
large case series or comparable studies examining the true
rates of complications by fi lter type. It is also important to
note that there is usually no radiologic follow-up after fi lter
placement and many complications, such as minor degrees
of fi lter migration, limited penetration through the caval
wall, or even minor compromise of the structural integrity
of the fi lter, may be clinically silent. Currently, there are no
guidelines for identifying patients who should undergo
radiographic follow-up post vena caval fi lter placement.
Major complications related to IVC fi lters, such as migration
or signifi cant caval perforation, are relatively rare. Life-
TABLE 47.1 Complications Related to Inferior Vena
Cava Filters
Venous thromboembolism
Recurrent deep venous thrombosis
Thrombus propagation
Recurrent pulmonary embolism
Insertion site thrombosis
Insertion site complications
Insertion site thrombosis
Hematoma/hemorrhage
Infection
Deployment complications
Tilting
Malposition in the incorrect vein/vessel
Failure to fully deploy
Device complications
Strut fracture
Guidewire entrapment
Migration (proximally or distally)
Extrusion through the vena cava to adjacent structures
Retrieval complications
Failure to retrieve
Device fracture
Retained struts/hooks
threatening complications are uncommon. Four (0.16%)
fi lter-related deaths were noted in one review.12 The most
common complications are thrombosis including recurrent
DVT, PE, IVC, or fi lter thrombosis and insertion site thrombosis. For this reason, when a short-term contraindication to
anticoagulation has resolved, some practitioners advocate
long-term anticoagulation in patients with vena caval
fi lters.
Although retrospective studies examining the use of anticoagulation following IVC fi lter placement have not demonstrated decreased incidence of recurrent DVT,13 recurrent
venous thromboembolism is clearly the most common complication of IVC fi lters. Because of this, anticoagulation
should be initiated when possible even after an IVC fi lter
has been placed. Guidelines have been published regarding
current anticoagulation recommendations. It is unclear at
this time whether the presence of an IVC fi lter should extend
the duration of anticoagulation for a particular clinical situ-
14
For now, the duration of anticoagulation must be
ation.
individualized for each patient.
1
THROMBOTIC COMPLICATIONS
Unfortunately, thrombotic complications after IVC fi lter
placement have not been studied thoroughly. The only prospective, randomized trial of IVC fi lter outcomes was performed by the PREPIC study group. Four hundred patients
with proximal DVT at risk for PE were randomized to
receive an IVC fi lter followed by anticoagulation or to

Thrombotic Complications 437
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TABLE 47.2 Two-Year and Eight-Year Results of the PREPIC
Trial of IVC Filter Use to Prevent Pulmonary Embolism
Recurrent DVTa Symptomatic PE
2 Years 8 Years 2 Years 8 Years
Filter 20.8% 35.7% 3.4% 6.2%
No Filter 11.6% 27.5% 6.3% 15.1%
P 0.02 0.16 0.042 0.008
a
DVT = deep venous thrombosis; bPE = pulmonary embolism.
15,16
b
anticoagulation alone (either unfractionated heparin or lowmolecular weight heparin followed by vitamin K antagonists).
Two reports addressing recurrent DVT, pulmonary embolism, IVC thrombosis, and post-thrombotic changes were
published.
15,16
There was no signifi cant difference in the
duration of anticoagulation between the two groups.16 At
both two and eight years of follow-up there was a signifi cantly increased risk of recurrent DVT in patients with an
IVC fi lter compared to patients without fi lters (see Table
47.2). At two years there was no difference in the rate of
symptomatic pulmonary embolism between the groups;
however, by eight years of follow-up there was a 63%
decrease in the risk of recurrent PE in patients receiving an
IVC fi lter compared to patients without (see Table
15,16
47.2).
Deep Venous Thrombosis
Recurrent deep venous thrombosis after IVC fi lter placement may include propagation of an existing thrombus into
additional venous segments, involvement of a new venous
segment including the contralateral limb, or insertion site
thrombosis. A comprehensive review of IVC fi lters by
Streiff in 2000 compiled the reported complications from
available fi lters including the stainless steel Greenfi eld
(SSG), titanium Greenfi eld (TG), Bird’s Nest (BN), Simon
Nitinol (SN), and VenaTech (VT).9 Most included studies
were either retrospective reviews or prospective follow-up
performed by chart review, questionnaires, or clinic visits as
opposed to serial radiographic surveillance. In Streiff’s
review the SSG and the BN fi lters had the lowest rates of
recurrent deep venous thrombosis, 5.9% and 6%, respectively.9 The highest rates of DVT have been seen with the
TG (22.7%), the VT (32%), and the TrapEase (45.7%).
However, these results were generated from small studies
with very few enrolled patients.
Since there are no prospective comparative studies of
IVC fi lters, it is diffi cult to determine whether the risk of
recurrent venous thrombosis relates to the presence of a fi lter
or if specifi c design issues are related to thrombogenesis.
The PREPIC trial, which used the VenaTech and the Titanium Greenfi eld fi lters in 56% and 26.5% of patients,
respectively, documented increased risk of recurrent symp-
9,10
tomatic DVT in patients with fi lters compared to patients
15
without a fi lter.
Although is unlikely that comparative
studies of specifi c devices will be performed, further study
of fi lter design and thrombosis may help clarify factors contributing to thrombosis.
Deep venous thrombosis at the insertion site has been
documented following IVC fi lter placement. With routine
surveillance, insertion site thrombosis has been identifi ed in
14 to 64% of patients. Since IVC fi lters may be inserted by
femoral, jugular, or brachial routes, insertion site thrombosis
may occur in an unprotected venous bed.9 The newer lowprofi le delivery systems being developed may decrease the
risk for insertion site thrombosis. To document the actual
frequency of this complication, however, studies will need
to incorporate routine surveillance of the insertion site into
protocols.
Post-Thrombotic Syndrome
After a DVT, clinical symptoms of the post-thrombotic
syndrome increase over time. At eight years follow-up, postthrombotic symptoms are observed in approximately 70% of
patients with or without IVC fi lter placement.15 Given the
high rate of post-thrombotic complications in patients with
VTE, recurrent symptoms of discomfort, erythema, edema,
and increased warmth are not uncommon. If recurrent deep
venous thrombosis is suspected, patients should undergo
further evaluation. Imaging with venous duplex ultrasound
or venogram may be used to determine whether the patient
has had proximal or distal propagation of existing thrombus
or recurrent DVT in a new venous segment. In some cases
determining the age or chronicity of the thrombus is diffi cult.
In this setting D-dimer measurement may assist in making
this determination. Compression stockings are recommended
following a DVT with or without IVC fi lter placement to
decrease the risk of post-thrombotic syndrome symptoms.
Pulmonary Embolism
IVC fi lter placement is one method of managing DVT and
preventing PE in patients unable to be anticoagulated.
However, despite IVC interruption, pulmonary embolism
may occur. The origin of pulmonary emboli in this setting
includes propagation of thrombus proximal to the IVC fi lter
(see Figure 47.1), small emboli that pass through the fi lter,
emboli from unprotected venous beds including the upper
extremity, or embolism through developed pelvic or abdominal veins or collaterals such as the azygous or ovarian
vein. Cumulative rates of recurrent symptomatic PE in the
PREPIC trial were 1.1%, 3.4%, and 6.2% at 12 days, two
years, and eight years follow-up, respectively. Two patients
(1%) suffered fatal PE.
and Kinney, 40 studies of the SSG fi lter demonstrated a
15,16
From the reviews by Streiff

438 Chapter 47/Complications of Vena Cava Filters
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FIGURE 47.1 Thrombus both within and above a fi lter (inset) demon-
strated by venogram in a patient who developed massive pulmonary embolism despite the presence of an infrarenal Recovery fi lter. A suprarenal
Günther-Tulip fi lter was placed to protect against further embolism until
anticoagulation could be initiated.
composite rate of pulmonary embolism of 2.6%, with a range
between 0 to 9%.
9,10
The composite rates for the other available fi lters were TG 3.1% (range 0–3.8%), BN 2.9% (range
0–4.2%), SN 3.8% (range 0–5.3%), and VT 3.4% (range
0–8%). The rates of fatal pulmonary embolism were between
0.3% in the VT series up to 1.9% for the SN fi lter.
9,10
Athanasoulis et al. documented a fatal PE rate of 3.7%
following fi lter insertion in a 26-year review of their IVC
fi lter experience.17 No recurrent PE was documented in the
single trial using the TrapEase fi lter.18 The rates reported for
recurrent symptomatic pulmonary embolism and fatal pulmonary embolism are not negligible. Studies have not
addressed clinical conditions likely to predispose to this
complication.
In a patient with suspected pulmonary embolism, PE
protocol chest computed tomography (CT), pulmonary angiography, or ventilation/perfusion nuclear medicine lung
scanning should be performed. If the diagnosis is confi rmed,
the source of the event should also be identifi ed. IVC fi lter
thrombosis can be investigated using contrast enhanced
abdominal CT with venous phase imaging or contrast vena
cavography. Duplex ultrasound of unprotected venous beds
should also be performed to evaluate other potential sources
of embolism.
FIGURE 47.2 Chronic IVC and fi lter thrombosis demonstrated below a
TrapEase fi lter. Collateral venous drainage is noted.
Inferior Vena Cava Thrombosis or Occlusion
IVC thrombosis may result from innate thrombogenicity
of the fi lter, trapped emboli within the fi lter, or propagation
of thrombus through the venous system up to and including
the fi lter (see Figure 47.2). The PREPIC trial documented
symptomatic IVC thrombosis in 13% of patients after eight
years of follow-up.16 Other reports have documented IVC
fi lter thrombosis rates from 0 to 31%. Once again the SSG
and BN fi lters have documented the lowest rates of IVC
thrombosis, 3.6% and 3.9%, respectively. The highest rates
of IVC thrombosis occurred with the VT fi lter, 11.2%.9 In
initial studies, the TrapEase fi lter had a documented IVC
fi lter thrombosis rate at six months of 3.1%.
Studies of optionally retrievable fi lters have documented
IVC thrombosis in 0 to 9.6% of patients with the GüntherTulip fi lters.
11,19
In addition, thrombus trapped within the
fi lter at attempted retrieval has been documented in 10% of
Günther-Tulip and 22% of Recovery fi lters, suggesting the
fi lters may have performed well in preventing pulmonary
emboli,11 but this could lead to eventual caval thrombosis if
the fi lter is not removed. Longer follow-up is required to
determine if the rates of IVC thrombosis in optionally
18

Deployment Complications 439
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INSERTION SITE COMPLICATIONS
Insertion site complications after fi lter placement have
perhaps the most varied manifestations. These complications occur in 4 to 11% of all fi lter insertions.10 Some are
site dependent, and others may be directly related to the
device delivery system. Insertion site complications range
from minor bleeding to major complications that may be the
source of signifi cant morbidity and, in fact, mortality. Death
related to IVC fi lter insertion has been reported to occur in
10
0.12%.
Most of the complications are similar to other procedures
in which central venous access is obtained; bleeding (major
or minor), arteriovenous fi stula, infections, vessel damage/
rupture, and access site thrombosis. Some of the vascular
complications at the access site are considered to be directly
related to the profi le of the delivery system. This has
been a major reason for the development of the newer fi lter
types, such as the TrapEase, with a lower profi le delivery
system, which limits the size of the venipuncture and potentially decreases these complications. The internal jugular
vein is often a preferred site of access but, due to its anatomic proximity to vital structures, complications related to
access at this site may have devastating consequences.
Stroke caused by inadvertent carotid puncture, pneumothorax, vocal cord paralysis caused by damage to the recurrent
laryngeal nerve, arrhythmia, and air embolism all have been
documented.
FIGURE 47.3 Bilateral iliac vein stents in a patient with chronic venous
occlusion following Bird’s Nest and Greenfi eld fi lter placement.
retrievable fi lters will remain constant or increase over
time.
When IVC thrombosis is identifi ed, or if the source of
the pulmonary embolism is suspected or documented to be
due to thrombosis proximal to the fi lter, management must
be individualized. One option is placement of a more proximal vena caval fi lter, typically suprarenal placement (see
Figures 47.1 and 47.3). The major concern in this setting is
the continued propagation of the thrombus with the potential
for involvement of the renal veins. In the hands of a skilled
interventionalist, fi lter thrombosis can be managed by endovascular techniques (see Figure 47.3). Mechanical and pharmacologic thrombolysis may be used to restore patency of
the IVC fi lter.
20–22
Other endovascular techniques including
balloon maceration of the thrombus or stent placement to
collapse the fi lter and exclude it from the IVC have been
reported.
20,23
DEPLOYMENT COMPLICATIONS
Complications that may occur at the time of fi lter placement are largely dependent upon the equipment used to
deploy the fi lter as well as the fi lter type. These complications may be generalized into tilting or malposition, incorrect anatomical placement, or failure of the device to fully
deploy at its intended site. The incorrect deployment of a
fi lter has many clinical implications and possible secondary
complications. An incorrectly deployed fi lter may not
achieve the desired effect of protection from pulmonary
embolism and yet exposes the patient to all the complications of the procedure, the potential for migration, as well
as subsequent complications of thrombosis as previously
discussed. In addition, the patient and the physician may
derive a false sense of security knowing a fi lter has been
placed despite the suboptimal deployment.
Malpositioning
Filter malpositioning or tilting is a complication of vena
caval fi lter insertion that theoretically may result in inadequate protection from pulmonary embolism. For permanent
fi lters, this traditionally is managed with either observation

440 Chapter 47/Complications of Vena Cava Filters
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or additional fi lter placement, typically in the suprarenal
position. In a single-center study of 486 patients undergoing
duplex ultrasound-guided (n = 435) or intravascular ultrasound (IVUS)-guided (n = 51) IVC fi lter insertion by Corriere et al., 12 patients (2.4%) had inadequate positioning as
determined by postoperative radiography.24 Two of these
patients had no further fi lter manipulation, three had a second
fi lter placed under fl uoroscopic guidance, and fi ve patients
had fi lters retrieved and repositioned under fl uoroscopic
guidance. All fi ve patients undergoing retrieval and repositioning in this series had Greenfi eld fi lters, which are not
traditionally regarded as retrievable. This manipulation was
possible with advanced endovascular techniques.24 In another
long-term study of Greenfi eld fi lters followed by abdominal
radiography, Messmer et al. reported fi ve patients (7%) in
whom the fi lter was at an angle of more than 16 degrees
from the vertical.25 A change in fi lter angle may result from
displacement of a strut into the right renal vein as well as
from physiologic changes.25 Retrievable fi lters typically are
manipulated at the time of insertion to achieve minimal
tilting. In the review by Stein et al., 12% of Günther-Tulip
fi lters were tilted. In one small study of Recovery fi lters, 6%
demonstrated tilting.
11
The effect of IVC fi lter tilt and asymmetry on fi lter function is considered controversial. The clinical concerns
include reduced protection from emboli due to a larger space
between the struts allowing transit of thrombi as well as a
potential for increased thrombogenicity due to fl ow disturbances from the asymmetric fi lter struts along the vessel
wall. A study conducted by Katsamouris et al. demonstrated
when centered, the original Greenfi eld IVC fi lter allowed
passage of small clots, and eccentric positioning (defi ned as
>14º) allowed small and large clots to pass through.26
Another study by Greenfi eld and Proctor showed that alignment only assumed importance when the IVC is larger than
22 mm.27 A clinical study evaluated recurrent PE and caval
thrombosis in patients with titanium Greenfi eld IVC fi lters
and a subgroup that had fi lter asymmetry, defi ned by strut
pattern in the cava. Out of a total of 738 fi lters, asymmetry
was found in 42 cases (5%). A total of three of 35 patients
(8.6%) with asymmetric fi lters had recurrent PE compared
to 11 episodes of recurrent PE (3.3%) among 338 patients
with symmetric IVC fi lters.
28
The difference was not statisti-
cally signifi cant.
Although it is diffi cult to know exactly how tilting or
malpositioning affects the functioning of a given device in
view of the lack of routine clinical follow-up; device modifi cations have been used to reduce this complication. The
currently available Greenfi eld fi lters use a guidewire deployment system designed to promote mid-line deployment. The
TrapEase and OptEase devices have adopted a symmetric
fi lter design to optimize vertical deployment. Modifi cations
such as a dual level fi lter design have also been used to
provide more effi cient thrombus trapping.
Inadvertent Deployment in an
Incorrect Vessel
There are reports in the literature documenting fi lter
deployment in the incorrect vessel or location. In some cases
this may be due to anomalous venous anatomy, emphasizing
the importance of vena caval imaging prior to fi lter deployment. Imaging has historically been performed by venography/cavography using iodinated contrast, gadolinium, or
occasionally carbon dioxide. More recent reports have
focused on using duplex ultrasound or IVUS, which may
allow for bedside insertion in patients who are critically ill
or if transportation is diffi cult due to extensive spine or
orthopedic injuries. Vena cava anomalies such as megacava
(>30 mm), small caliber cava, congenital absence of the vena
cava, double cava, left-sided vena cava, or thrombus within
the cava may be documented. Renal vein abnormalities such
as circumaortic veins, retroaortic veins, multiple renal veins,
or congenital absence of the kidneys may also be documented. In one study, anatomical variation or IVC thrombosis was documented in 9.6% of patients prior to deployment
that warranted an adjustment in the deployment strategy in
4% of patients.
17
The usual site of fi lter deployment is the infrarenal IVC.
There are clinical situations that may warrant the placement
of the fi lter in locations other than the infrarenal inferior
vena cava. Suprarenal IVC and superior vena cava (SVC)
deployments are discussed elsewhere in the chapter. There
are other untraditional locations of fi lter placement such as
the iliac vein in patients with a mega cava >40 mm. This of
course does not constitute an inadvertent misplacement.
However, misplaced fi lter deployment has been documented
in the right atrium,17 the innominate vein,29 above the renal
veins, juxtaposed to the renal veins, or partially within a
renal vein,17 and in the iliac vein.30 Although a misplaced
fi lter is an unusual complication and in most cases is tolerated without clinical effect, serious consequences may occur
in some settings and the utmost care should be used to avoid
inadvertent deployments.
Failure to Deploy
The failure of vena caval fi lters to deploy fully is discussed frequently, but rarely documented in the literature
(see Figure 47.4). Although this complication may manifest
as fi lter migration or even embolization, most cases are well
tolerated without clinical consequence. Partial deployment
usually has been attributed to a malfunction of the fi lter itself
that occurs on a case-by-case basis and is not necessarily
design specifi c. In one study of VenaTech fi lters, major
complications of placement occurred in three patients, all
when the right internal jugular vein was used for introduction. One fi lter was inadvertently placed in the right renal
vein and two of the fi lters failed to open fully.
31
Deployment

Migration 441
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unibody style, are less likely to have fracture complications.
Although retained fi lter struts or hooks (depending upon
fi lter design) are theoretical complications of optionally
retrievable fi lters, there are no reports of clinical series that
address these complications.
Guidewire entrapment is another device-related complication that may occur at the time of fi lter placement or when
a wire is passed through the fi lter for central access. In one
in vitro study, the TrapEase fi lter entrapped 3.0-mm and
1.5-mm J-tipped guidewires, whereas the VenaTech LP
(low profi le) and Günther Tulip fi lters did not.32 Another
study described entrapment of both the 1.5-J and 3-J guidewires by the stainless steel Greenfi eld and VenaTech LGM
devices.33 The 1.5-J guidewire became entrapped regardless
of engagement pattern, whereas the 3-J became entrapped
only when engaged in the hole in the apex of the SSG and
VT fi lters. In a series of SVC fi lters, 56% of patients had
subsequent central access without complications.34 In another
series one fi lter was dislodged during central line placement
and repositioned into the innominate vein.29 Displacement
into an iliac vein should be an uncommon complication.
This complication may be avoidable if fl uoroscopy is used
during central access in patients with residing fi lters.
Retrieval of an entrapped guidewire can be a technically
challenging proposition. There have been isolated reports in
FIGURE 47.4 Partial deployment of this Greenfi eld fi lter was docu-
mented by abdominal radiograph.
the literature of using a snare and other such endovascular
devices for percutaneous retrieval.
complications with the Greenfi eld fi lter and modifi ed designs
have been documented in another series.17 The TrapEase
fi lter has not demonstrated failure to deploy; however, fi lter
shortening and maldeployment has been documented.18 In
many cases the failure to open fully can be addressed at the
time of fi lter placement. There are rare reports of endovascular manipulation of under or partially deployed fi lters.
DEVICE COMPLICATIONS
Impetuses for the development of different delivery
systems and different fi lter designs are complications that
are device and equipment specifi c. Strut fracture due to
compromise of the structural integrity of the fi lter is one
concern. It is a rare complication; however, strut fracture has
been documented for most fi lter designs.17 To date there are
no large comparative case series among fi lter types specifi cally addressing this issue. Usually the identifi cation of a
strut fracture is a serendipitous discovery during radiological imaging performed for entirely different clinical indications. Clinical issues may arise when a fractured strut is
extruded through the IVC into adjacent structures. The most
vulnerable points for fracture are welded seams. To this
extent fi lters such as the TrapEase, which are laser cut in a
MIGRATION
Filters are long-term intravascular devices that are subject
to a number of external forces that may change their position
as well as dimensions over time.35 These changes can result
clinically in fi lter migration or penetration/extrusion through
the vessel wall. Case series have documented migration in
all fi lter types.8 The VenaTech fi lter appears to be most
affected by this complication; up to 18% migrated in one
study.8 Migration may be either cephalad and caudal; typically movement >20 mm is considered clinically signifi cant.
In a long-term study of 69 patients with a Greenfi eld IVC
fi lter in place for one to nine years evaluated with supine
abdominal radiographs, the fi lter span diameter had increased
by 3 to 11 mm in 22 (32%) patients, and had decreased by
3 to 18 mm in six patients (9%). Twenty patients (29%) had
caudal migration of 3 to 18 mm, and four (6%) had cephalad
migration.
In some cases migration to clinically signifi cant structures such as the intrahepatic IVC (see Figure 47.5) or the
right atrium may occur.17 A number of case reports describe
serious complications of cephalad embolization to the heart,
including pericardial tamponade and intracardiac migration
with life-threatening arrhythmias.
fi lters has been attempted using endovascular techniques.
25
36,37
Retrieval of these
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