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11 Electronic-Structure Informatics for Drug Development 195
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formation of dispersion forces, which are the origin of van der Waals interaction for intermolecular interaction.
Assuming that B represents a protein and considering that its electronic excited states are energetically high, Eq. (
11.7) can be simplified by excluding the terms
associated with B1:
Ψ = C00ΨA0Ψ
+ C+−ΨA+Ψ
B0
+ C−+ΨAΨ
B
+ C10ΨA1Ψ
B+
B0
(11.8)
The resulting equation, Eq. (11.8), suggests that the ensuing transition energies merit consideration as molecular descriptors in a machine learning investigation of pharmaceutical activity: ionization energy (IE), electron affinity (EA), and spin­singlet excitation energy. It is widely acknowledged that IE is associated with the energy level of the highest occupied MO (HOMO), while EA is correlated with the energy level of the lowest unoccupied MO (LUMO). These are two features that are known to be important in various chemical properties.
Choices of IE and EA as the E-ESI descriptors are meaningful even from the concepts of the electronegativity and of the hardness/softness parameters suggested by Pearson [ by χ = (IE + EA)/2.0 [ be defined as η = (IE – EA)/2.0 [
18]. Mulliken proposed that electronegativity of an atom can be defined
19]. Parr et al. indicated that the absolute hardness may
20
]. In quantum chemical analyses, χ and η have been frequently suggested as important electronic factors determining chemical reactivities of a variety of molecules.
In the above discussion, the spin-singlet excited state has been shown to be mean­ingful to describe electronic polarization. In order to include an energy descriptor of this state, the straightforward way is to directly calculate the spin-singlet (S excitation energy. It is technically possible, but we herein replace it with the lowest spin-triplet (T
) excitation energy. This is because these two excitation energies are
1
essentially equivalent, except for the electron exchange energy in the fixed orbital approximation. Computationally, the calculation of the T
state is less demanding,
1
as it allows for a self-consistent field (SCF) calculation.
)
1
11.5.2 Descriptors for Structural Relaxation
Chemical reactivity and the strength of intermolecular interaction are the elementary processes pertinent to drug activity. Chemical reaction is one of the intermolec­ular interaction processes accompanied by the bond formation and bond breaking. The degree of these intermolecular interactions can be understood by investigating changes in the system’s PES before and after the interaction.
Suppose that both the initial and final states may be represented by a quadratic function of a reaction coordinate. The PES for the initial state is displaced through intermolecular interaction, resulting in another PES for the final state. In this modeling, a chemical reaction or an intermolecular interaction may be considered
196 M. Sugimoto
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as a curve-crossing problem. The crossing point of the two PES is called the tran­sition state, and the energy level from the energy minimum of the initial state is called “activation energy” represented by of the two parabolas should have the same curvature,
ΔG‡. When we assume that the curvature
ΔG‡ can be correlated with
ΔG0 and λ, which are called “reaction energy” (“driving force of the reaction”) and
“reorganization energy”, respectively:
ΔG‡ =
ΔG + λ
(
4λ
2
)
(11.9)
This is the well-known relation that appears in the Marcus equation of electron transfer rate constant [ can be represented as a parabola with the same curvature as shown in Fig. and that the free energy Equation (
11.9) indicates that λ may also be regarded as one of the essential quantities
21]. Note that Eq. (11.9) always holds when the two PES
11.4,
G becomes equal to the electronic total energy E at T = 0.
in the quantitative understanding of chemical reactions and molecular interactions. Intuitively, the importance of Eq. (
11.9) can be realized by thinking that two reactants
must change their molecular structures. In the case of complex formations like ligand­receptor docking, changes in molecular conformations and in solvation environment are expected to be critical to enhancing the binding affinity between the ligand and the receptor.
Because of the importance of the reorganization energy upon transition from the initial state to the final state in a chemical process, it seems reasonable to include such a quantity, labeled as λ in Fig.
11.5, as one of the E-ESI descriptors. This can
be justified when we think of the substrate oxidation by Cytochrome P450. In this chemical process, reorganization energies for oxidation (ionization) and reduction of the ionized species (de-ionization) are expected to play important roles. Based on this consideration, our E-ESI descriptor set is design to include reorganization energies for the excitation/de-excitation processes as shown in Table
Fig. 11.4 Free energy change in chemical transformation and intermolecular interaction
11.1.
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Fig. 11.5 Plausible energy descriptors, shown in red, in the E-ESI method. λ is a descriptor that may called reorganization energy. Among the four descriptors, can be evaluated using the other three factors
ΔE
may be omitted because it
FI
The reorganization energy can also be a measure of how the equilibrium structures in different electronic states would be similar. It may also be interpreted as a factor reflecting the structural softness of the compound. Upon intermolecular interaction with a protein, a ligand molecule may change its structure to have better fitting with the receptor as shown in Fig.
11.6. The structural softness would be important to
have a pre-docking pose for stronger binding. If the shape does not fit to the binding pocket of the receptor, stronger binding cannot be expected.
For the electronic transitions from the spin-singlet neutral ground state to either of the lowest spin-triplet, cation, or anion states, their corresponding reorganization energies are defined in Fig.
11.5.
Fig. 11.6 Role of structural reorganization in molecular docking
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11.5.3 Descriptors for Electronic Responses Properties
There are some important molecular properties which play an important role in intermolecular interactions. One is the electric dipole moment (μ), which is a measure of the polarity of a molecule. Another is electric polarizability. This property is considered an origin of dispersion forces yielding van der Waals complexes. These properties can be related to electronic energy and can be molecular descriptors.
When a uniform electric field is applied to a molecule, the energy of the whole system varies. When the field is sufficiently small in magnitude, the perturbed energy
Fi=0
22]:
Fi +
i=x,y,zj=x,y,z
1
2!
Fi∂F
2
E
j
FiFj + ···
Fi=Fj=0
(11.10)
can be expressed by a Taylor series [
E
F
i
E(F) = E(0) +
i=x,y,z
In Eq. 11.10, the first order term for the electric field F =Fx, Fy, F
corresponds
z
to dipole moment, while the second order term refers to electric polarizability. Using perturbation theory, these terms can be represented as follows: The dipole moment is the first order perturbation term and is given by
Fi=Fj=0
E
F
=−
= Ψ0|ˆri|Ψ0⟩. (11.11)
i
Fi=0
is given by
ij
Ψ0|ˆri|ΨI⟩⟨ΨI|ˆrj|Ψ0⟩
EI−E
I
0
. (11.12)
E
(
I−E0
are crucially
)
μi =
In the sum-over-states formula, the electric polarizability α
2
E
Fi∂F
j
1
α
=
ij
2!
This formula suggests that the electronic excitation energies important. Another important factor is the numerator, which corresponds to electric transition dipole moment
Ψ0|ˆri|ΨI⟩.
As is well known the excitation energies and the transition dipole moments are reflected in the UV/Vis spectra. Therefore, the van der Waals interaction perti­nent to the intermolecular interaction has some quantitative relation with electric polarizability. This motivates us to include the UV/Vis spectra ρ
as a molecular
UV
descriptor. The energy position and intensity of the UV/Vis spectra can be easily predicted through electronic-structure calculations using the time-dependent density
]. The direct calculation of electric polariz-
functional theory (TDDFT) method [
24
ability is also possible in modern electronic-structure calculation softwares. Because of the computational time, and the generality of the perturbation-theory expression, i.e., the formula is similar even in magnetic perturbation, we decided to include the excitation spectrum.
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In the ρ
spectrum, information of so-called dark states is lost because of the
UV
selection rule of the off-diagonal matrix elements appearing on the numerator. Since these states are expected to contribute to other type of perturbations, we decided to include “density of spin-singlet excited states” ρ
as a molecular descriptor in our
ex
E-ESI approach. This spectral data reflects the number of excited states per excitation energy unit.
As a similar spectral data, we also decided to include “density of MOs” ρ
orb
as a descriptor. This spectral data is known as “density of states (DOS)” in solid-state physics [
23]. It is obtained by calculating the number of MOs per orbital energy in
the ground-state density functional theory (DFT) calculation.
There would be some ways of using these two-dimensional spectral data (ρUV,
, ρ
ρ
) as a molecular descriptor. Machine learnings using both the scalar descrip-
ex
orb
tors and the s pectral data might be called multi-modal machine learning. This is an interesting approach, but, at the present stage, we are using them in a different way. From the interest in electronic similarity, we take the spectral overlap as a measure of electronic similarity, and the scalar variable thus obtained is used as a molecular descriptor. Mathematically this descriptor is defined by
upper lim
S(ρ
X
=
)
ρ
0
X ,ref
(ε)
ρ
d ε, (11.13)
(ε)
X
where X = UV, ex, or orb defined above, and ε is the energy (excitation energy or orbital energy). The “upper lim” in the above equation corresponds to the highest energy level obtained in the TDDFT calculations. The subscript “ref” indicates a reference molecule. In our regression modeling of drug activity, the reference molecule is chosen as the most active compounds contained in our list of compounds.
The original spectral data are obtained from the peak spectra predicted by elec­tronic structure calculations where each peak was broadened assuming the Gaussian band shape. The band width was determined after trial and error in perform similarity ranking of organic molecules. In the spectral overlap calculation, the areas of ρ
are normalized to unity.
ρ
X,ref
and
X
Because of the definition of this descriptor, a difficulty in machine learning studies arises: we need to refer to a reference molecule: the calculated descriptor values are not transferable to different projects focusing on e.g., different inhibitors. To avoid this issue, we have recently used all the calculated excitation energies obtained through the TDDFT calculations. In our implementation, we calculate low-lying 30 spin-singlet excited states and the 30 excitation energies are taken as molecular descriptors. In this approach, transition matrix elements are not referred to. In this extended descriptor set, which we call the ESI-2 descriptor set, the increase of the size of the descriptor set is a drawback and would encounter an overfitting problem when the number of available data would be small.
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As is well known, a UV/Vis spectrum reflects the structural features of a molecule. This is due to the fact that MOs tend to localize onto a particular functional group. Therefore, ρ of the UV/Vis spectra, i.e., the S(ρ
provides information similar to molecular fingerprint. The similarity
UV
) descriptor can be a measure of both structural
UV
and electronic similarities.
11.5.4 Descriptors for Vibrational Properties
We include spectral data obtained from vibrational modes through normal mode analysis after geometry optimization. The information is related to many impor­tant chemical properties of molecules: curvatures of PESs contributing to accepting and promoting modes in chemical interactions, zero-point frequencies, vibrational entropy, heat capacity, and so on [
As molecular descriptors, we focus on IR spectra (ρIR) and density of vibrational modes (ρ
). The former directly reflects the existence of the functional groups in
vib
a molecule. Therefore, this descriptor is also expected to play a role of molecular fingerprint. The latter is the spectrum showing the number of vibrational states per energy. The inclusion of ρ
vib
not described in the IR spectrum.
In our E-ESI studies, we use, as molecular descriptors, the spectral overlap (repre­sented by either S(ρ
)or S(ρ
IR
can be regarded as a distance from the reference molecule. The choice of the refer­ence molecule is arbitrary. In our implementation, the most active molecule in the dataset is chosen as a reference molecule.
25].
is to use information of the vibrational modes that are
)) with that of a reference molecule. This quantity
vib
11.5.5 Descriptors for Host–Guest Interactions
So far, we have discussed the description of electronic features in chemical transfor­mation and intermolecular interaction from the viewpoint of energetics, electronic responses, and vibrational modes reflecting the topology of the PES. Regarding the PES, there is another characteristic to be described in addition to these energy-related features: it is the location of energy minima along the reaction coordinate.
Figure 11.7 shows a typical potential energy curve. In addition to the depth of the energy minimum, the location of energy minimum depicted as R a very important feature of the curve. This geometric feature is essentially correlated with the size of the molecule in molecular docking and membrane permeation.
Based on this consideration, we include quantities representing the topography of a molecule. A typical one is the molecular volume (V program [
26], which the author’s group is using, the volume is calculated with the
Monte Carlo method. In our implementation, we repeat the calculation ten times, and take their average to evaluate it.
in Fig. 11.7 is also
eq
). In the Gaussian 16
mol
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Fig. 11.7 A potential energy curve and the definition of the equilibrium structure (R
) and binding energy
eq
(BE)
Although V
is a reasonable characteristic as a molecular descriptor representing
mol
the topology of PES, it is not sufficient to describe that in molecular recognition: the anisotropy of a molecular shape cannot be well described. N order to partially overcome this deficiency, we evaluate the size of a rectangular box that encloses the target molecule. This fitting can be done using a function “BoundingRegion” implemented in Mathematica [
27].
11.5.6 Descriptors for Changes of Chemical Environment
Since the human body is chemically heterogeneous, i.e., a drug molecule may exist in a variety of chemical environments, energy changes for environmental changes are expected to be essential to describe the properties of molecules. In the E-ESI approach, we suggest the incorporation of descriptors for this purpose.
For drug development, there are two elementary processes to focus on: One is the migration process of a drug molecule from the aqueous phase to the cell membrane. The latter is a lipid phase. In this process, water molecules surrounding the drug molecule must be eliminated upon penetrating the other phase, as shown in Fig. Another process is the binding of a drug molecule with a protein. In forming hydrogen bonds with protein, water molecules surrounding the drug molecule should be, at least, partially removed, as illustrated in Fig.
11.8b.
For the description of such environmental changes, we include three descriptors: electric dipole moment (μ), the solvation free energy (ΔG
), and molecular weight.
solv
As is well known, μ is a property critical to the electrostatic interaction with the surrounding medium.
For calculating of the energy change upon the solvation/de-solvation process, we need to evaluate the free energy change before/after solvation/de-solvation repre­sented by ΔG
. The accurate calculation of ΔG
solv
requires molecular dynamics
solv
simulations and is computationally demanding. In the present E-ESI approach, we
28
apply the polarizable continuum model (PCM) [
ΔG
molecules (ΔE
as an energy difference with/without electrostatic effect due to the water
solv
).
solv
] and alternatively approximate
11.8a.
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Fig. 11.8 Two possible changes of the chemical environment of a ligand molecule (shown in red): (a) the molecule migrates from e.g., the aqueous phase (Phase 1) to the different (e.g., lipid) phase (Phase 2), and (b) partial de-solvation occurs in the molecular docking process
The third descriptor in this category is “molecular weight (MW)”. Although this is not related t o the electronic structure of a molecule, we include it here because there are no alternatives to it in the output of the quantum chemical calculations, and because it is considered important as a key measure of the mass flow rate. This descriptor is featured in the well-known chemoinformatics descriptors like RDKit
29], Mordred [30], and alvaDesc [31]. It is also known to be a key parameter for
[ druglikeness known as the Lipinski’s rule of five [
32].
11.6 Practical Implementation of the E-ESI Descriptor
Calculation
The computational scheme to evaluate the 21 E-ESI descriptors is outlined in
11.9. The successive steps initiate with the generation of three-dimensional
Fig. atomic coordinates. In scenarios where the number of target molecules is constrained, we use a graphical user interface (GUI) for the generation of molecular input. In our
], the GUI for the Gaussian 16 software, has been applied.
research, GaussView [ When the number of target molecules are so many, we make a list of SMILES repre­sentation of molecules, and generate their three-dimensional coordinates using the RDKit tool or the OpenBabel software [
33
34
].
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Fig. 11.9 The scheme to evaluate the E-ESI descriptors
The electronic-structure calculations are conducted employing DFT. In our imple­mentation, we employ the M06-2X functional [ extending even to coordination compounds. Regarding the basis set, while highly accurate basis sets are preferred for precise quantum chemistry computations, our ESI studies adopt the 6-31G(d,p) basis set. This choice was made from the considera­tion that the shell-structure-type basis set approximately satisfies both the hypervirial theorem [
of a target molecule in the spin-singlet ground (S gence, pertinent information such as total energy, orbital energy spectrum, and dipole moment are extracted from the output. Subsequently, at the optimized geometry, we perform additional calculations for normal mode analysis, excited state calculations with the TDDFT method, molecular volume computation, and solvation energy deter­mination with PCM. Molecular size anisotropy is assessed using the Mathematica software. This is done using the preinstalled function “BoundingRegion”, giving the box (cuboid) size enclosing the outer surface of the molecule defined using the isodensity surface [
36] and the Hellmann–Feynman theorem [37].
Initiating the electronic-structure calculations involves the geometry optimization
].
27
35], chosen for its broad applicability,
) state. Upon achieving conver-
0
11.7 Applications
11.7.1 Prediction of Activity of Inhibitors
Sugimoto et al. utilized the ESI descriptor set in regression modeling to predict the activity of FAS (fatty acid synthase) inhibitors [ regression model study employing the same descriptor set, focusing on the inhibition of the growth of E. coli [ the ESI-2 set in regression modeling, which incorporates excitation energies. Across
]. Similarly, Ideo et al. conducted a
2
3
]. Tateishi et al. [4] extended this approach by employing
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these studies, the ESI descriptor sets have been proven practical and reasonable in regression modeling, showcasing their utility in understanding and predicting various molecular activities.
11.7.2 Prediction of Toxicity to Tetrahymena Pyriformis
and Classification of Its “Mode of Action”
Mangarra et al. [5, 6] employed the original ESI descriptor set, shown in Table 11.1, to construct a regression model of the toxic effects of phenol derivatives, particularly those impeding the growth of Tetrahymena pyriformis. Additionally, they endeavored to categorize the “mode of action” (MOA) underlying the toxicity by employing the XGBoost classifier with the E-ESI descriptor set [ the available classification data collected from the literature, an oversampling method known as the SMOTE (synthetic minority oversampling technique) algorithm [ was applied.
7]. To overcome the imbalance in
38]
11.7.3 In Silico Screening Using ESI
Ideo et al. [3 sized in-house database. In a similar vein, Tateishi et al. [ silico screening of α-glucosidase inhibitors, utilizing the KampoDB natural product database developed by Yamanishi et al. [ docking simulations with the AutoDock Vina software [ affinity of the screened compounds to the target protein. In our preliminary work, the chemical space of the KampDB compounds is covered by the screening using the ESI descriptor set more widely than the RDKit and ECFP4 [
] undertook in silico screening of antibacterial reagents utilizing a small-
4] recently conducted in
39]. Their methodology involved employing
] to assess the binding
40
41] descriptor sets.
11.8 Summary
In this chapter, ESI, proposed by the present author, has been introduced. ESI may be classified as a distinct informatics discipline. The differentiating factor lies in the focus of ESI, which centers on physicochemical information acquired from the electronic-structure level of molecules, diverging from the emphasis on geometric­structure level information focused in chemoinformatics and bioinformatics.
Based on the Schrödinger equation, we have pointed out that three distinct cate­gories of ESI can be developed: Hamiltonian-based ESI (H-ESI), wavefunction­based ESI (Ψ-ESI), and energy-based ESI (E -ESI). In this chapter, we have focused