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Файл:Ординатура / Хирургия / Библиотека им академика М.И. Перельмана / Книга_101_библиотеки_им_акад_М_И_Перельмана
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2.2 ANALYTICAL CONSIDERATIONS
Regulatory Requirements
The methods dened in ICH Q6B are used to appropriately characterize the reference product. Some
of these characterizations involve determining the physicochemical qualities, biological activity,
immunochemical properties (if any), purity, impurities, contaminants, and quantity. Developers
are encouraged to adopt newer technologies as available. As the quality attributes of the reference
product vary from batch to batch, it is essential to establish the range of these variations to allow
similar variability in the biosimilar candidate. The variations are either process- related (the expression system) or product- related (the manufacturing system). Generally, any variation in the productrelated attributes cannot be resolved, requiring the developer to create a different expression system;
the same can be the case for process- related attributes, but these are readily xed. In both cases,
safety studies cannot be submitted to justify a signicant difference.
While most attributes are common to many products, in most cases, the criticality also
depends on the manufacturing process and its robustness. Developers should know that some
quality attributes are compared at the analytical assessment level, while others are evaluated at
the release level. The latter includes all manufacturing process attributes such as PTMs, impurities, aggregates, subvisible particles, and physical properties. Impurities form a crucial basis for
establishing biosimilarity, as an unidentied impurity, regardless of whether it is product- related
(likely to be active) or process- related (unlikely to be active), must be studied for its safety potential. Safety issues are not necessarily related to the quantity of the unidentied impurities; therefore, even a small detectable amount of impurity should be thoroughly studied. Otherwise, the
impurities may create only a small difference in the bioactivity of the product. The developers are
strongly urged to modify the manufacturing process to remove any unidentied impurity to remove
residual uncertainty, which may lead to extensive nonclinical and clinical studies. Other attributes
such as aggregates and subvisible particles can affect negatively, and these must be minimized
through process changes. Noteworthy, shaking protein products may produce more aggregates, as
evident from the warnings on the label of some products such as erythropoietin, which mentions
to avoid shaking the product.
It is the applicant’s responsibility to demonstrate that the selected methods used in a proposed
biosimilar comparability exercise would detect slight differences in all aspects pertinent to the
evaluation of quality (e.g., ability to detect relevant variants with high sensitivity). Methods used in
the characterization studies form an integral part of the quality data package and should be appropriately qualied for comparability. If applicable, standards and reference materials (e.g., from the
European Pharmacopoeia, World Health Organization, etc.) should be used for the qualication and
standardization of a method.
For some analytical techniques, direct or side- by- side analysis of a proposed biosimilar and reference product may not be feasible or may provide limited information (e.g., because of the low
concentration of the active substance and the presence of interfering excipients such as albumin).
Thus, samples could be prepared from the nished product (e.g., extraction, concentration, and other
suitable techniques). In such cases, the methods used to prepare the samples should be outlined.
Their effect on the samples should be appropriately documented and discussed (e.g., comparing
active substances before and after formulation/ reformulation preparation).
As analytical similarity evaluation forms the backbone for establishing biosimilarity, the largest
investment is likely made in terms of establishing appropriate testing within the laboratories or
outsourcing it. Even in case of outsourcing, in- house testing is inevitable to ensure that the process
changes are reasonable to ensure compliance. Test methods for the analytical assessment of similarity need not be validated. These must be suitable and sensitive, such as the test methods used for
comparing the primary, secondary, and tertiary structure elements. Test methods for the release of
the product must be validated. This difference in the need for validation comes from the side- by- side
testing of the reference product with a proposed biosimilar product where method variance will be

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the same for both products. Additionally, some methods such as mass spectrometry, nuclear magnetic resonance spectroscopy, dynamic light scattering/ static light scattering, circular dichroism,
and isothermal titration are difcult to validate.
Regulatory agencies are particularly sensitive to compliance with 21 CFR Part 11, a consideration where many companies frequently fail. Noteworthy, the agencies do not necessarily require
that any IT basis is created; often, a manual record will also qualify, but the developer should always
be able to prove that the original data remain intact and that it could not be manipulated.
2.2.1 PhysicocheMical PRoPeRties
A physicochemical characterization program should include determining the composition, physical properties, and primary and higher- order structures (HOS) of a proposed biosimilar, using
appropriate methodologies. The target amino acid sequence of the proposed biosimilar should be
conrmed and is expected to be the same as that for the reference product. The N- and C- terminal
amino acid sequences, free SH groups, and disulde bridges of the proposed biosimilar should be
compared with those of the reference product, as appropriate. Any modications/ truncations should
be quantied, and any intrinsic or expression system– related variability should be described. Any
detected differences between the proposed biosimilar and the reference product should be justied concerning the micro- heterogeneous pattern of the reference product (e.g., C- terminal lysine
variability).
The presence and extent of PTMs (e.g., glycosylation, oxidation, deamidation, and truncation)
should be appropriately characterized. Carbohydrate structures, if present, should be thoroughly
compared, including the overall glycan prole, site- specic glycosylation patterns, and site occupancy. The presence of glycosylation structures or variants not observed in the reference product
may raise concerns and require appropriate justication, with particular attention to nonhuman
structures (nonhuman linkages, sequences, or sugars).
2.2.2 nonclinical testing
Once a product has been scaled up to the development level, developers may consider conducting
nonclinical pharmacology studies where needed. Agencies encourage developers to justify waivers
for conducting nonclinical studies based on the analytical assessment conducted, prior public knowledge about the product’s toxicity, and relevance of animal data to the safety and efcacy of the
product. Recently, agencies have begun to accept waivers even for complex molecules.
The Biological Price Competition and Innovation Act (BPCIA) has been amended effective
January 2023, wherein the term “animal toxicology” has been removed and the term “nonclinical”
testing has been added instead. As biological drugs act by receptor binding and animals may not
have these receptors, there is no further need to perform any animal toxicology study. This also
means that developers cannot use animal safety data to support any difference in the analytical
prole.
The developers should understand that the purpose of animal pharmacokinetic (PK) studies is
to remove any structural similarity, as the disposition characteristics of the product may indicate
differences in the structure and any immunogenic response that might affect drug clearance from
the body.
A proposed biosimilar comparability exercise should include assessing the biological properties of both the proposed biosimilar and the reference product as an essential step in establishing a
complete characterization prole. Biological activity is the specic ability of the product to achieve
a dened biological effect. Biological assays that use different and complementary approaches to
measure the biological activity of the product should be considered, as appropriate. Depending on the

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Regulatory Requirements
product’s biological properties, different types of assays can be used (e.g., ligand or receptor binding
assays, enzymatic assays, cell- based assays, and functional assays), considering their limitations.
Next, complementary or orthogonal approaches should be performed to address any limitations
in the validation characteristics of single bioassays. If relevant, separate assays should be performed
to evaluate the binding and activation of receptors. Where appropriate, cross- reference to nonclinical
and clinical section(s) of the dossier may be made. Biological assays are sensitive, specic, and sufciently discriminatory. The results of relevant biological assay(s) should be provided and expressed
in units of activity calibrated against an international or national reference standard, when available and appropriate. These assays should comply with appropriate requirements of the European
Pharmacopoeia for biological assays, if applicable.
2.2.2.1 Immunochemical Properties
The immunological functions of monoclonal antibodies and related substances (e.g., fusion proteins
based on IgG Fc) should be thoroughly compared. This would typically include a comparison of the
afnity of the products to the intended target. Moreover, the afnity of Fc- binding ligands to relevant receptors (e.g., FcγR, C1q, FcRn) should be compared unless justied. Appropriate methodologies should also be used to compare the ability of the monoclonal antibodies to induce Fab- and
Fc- associated effector functions.
2.2.3 PuRity and iMPuRity PRofiles
When developing a biosimilar, impurity proling is required, and guidelines for product- related
variations with the innovator are established. For instance, a biosimilar may contain fewer impurities in terms of type and quantity, but there must be no mismatched contaminant; this cannot be
supported by a safety study unless the reference product is shown to contain an impurity that is
harmless.
The purity and impurity proles of a proposed biosimilar and the reference product should be
compared qualitatively and quantitatively by combining different analytical procedures. Appropriate
orthogonal and state- of- the- art methods should be used to identify and compare product- related
substances and impurities. This comparison should consider specic degradation pathways (e.g.,
oxidation, deamidation, and aggregation) of the proposed biosimilar product and the potential PTMs
of the proteins. The age/ shelf- life of the reference product at the time of testing should be mentioned,
and its potential effect on the quality prole should be discussed, where appropriate. A comparison
of the relevant quantitative attributes tested at selected time points and storage conditions (e.g.,
accelerated or stress conditions) could be used to further support the similarity of the degradation
pathways between the reference product and the biosimilar.
Process- related impurities (e.g., host cell proteins, host cell DNA, reagents, and downstream
impurities) are expected to differ qualitatively from process to process. Therefore, a qualitative comparison of these parameters may not be relevant in a proposed biosimilar comparability exercise.
Nevertheless, state- of- the- art analytical technologies following existing guidelines and compendial
requirements should be applied. The potential risks related to these identied impurities (e.g.,
immunogenicity) will have to be appropriately documented and justied.
2.2.4 Quantity
Quantity should be determined using an appropriate assay and expressed in the same units as those
for the reference product. A comparable strength should be conrmed for the proposed biosimilar
and the reference product. There is a dispute whether dose strength is an analytical assessment
attribute or a release attribute; if it is the latter, then it need not be part of the analytical assessment,
although the samples tested must be released based on the specication.

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2.2.5 sPecifications
21
As for any biotechnology product, the selection of tests to be included in the specications (or control strategy) for both drug and drug products is product- specic and should be dened as described
in ICH Q6B. The rationale used to establish a proposed range of acceptance criteria for routine
testing should also be described.
The product’s claimed shelf- life should be justied with full stability data obtained with the
proposed biosimilar product. Comparative real- time, real- condition stability studies between the
proposed biosimilar and the reference product are not required.
2.2.6 test PRoceduRes
Critical variations in the product and process of the biosimilar are compared with those of the
reference product to enable appropriately, not necessarily, validated procedures, as some test
methods cannot be fully validated. Analytical methods must be qualied, sensitive, and adequately
selective to identify potential differences. Where appropriate, the procedures described in the ICH
recommendations (ICH Q2A, Q2B, Q5C, and Q6B) for analytical assessment can also be utilized to
evaluate quality attributes for batch release. Additionally, the use of appropriate orthogonal methodologies is necessary for obtaining robust data.
2.2.7 function- based tests
CQAs should be identied using analytical and in vitro functional tests. Functional experiments
should be pertinent to the potential MOA in all therapeutic indications, including those that determine apoptosis, complement- dependent cytotoxicity, antibody- dependent cellular phagocytosis,
and antibody- dependent cellular cytotoxicity. Unless there is compelling evidence to the contrary,
a biological occurrence should be considered when determining whether it applies to the MOA.
Functional tests (ADCC, ADCP, and CDC) are not necessary for a reference product that primarily
targets a soluble antigen.
2.2.8 nuMbeR of batches
Generally, eight batches will be tested, one of which should be the clinical batch. Therefore, the nal
third- party analytical assessment will include at least three Pharmaceutical Process Qualication
(PPQ) lots. More details are found later in the discussion of analytical assessment statistics.
2.2.9 data evaluation
A visual comparison sufces for test results sent as printed output, such as spectra. Quantitative
statistics should be applied to the data of nearly ten batches, and the 3Sigma range, which is derived
for the reference product as (ref − 3ref, ref + 3ref), provides the most accurate inference. If the test
sample’s MinMax range falls within the 3Sigma range, then the 3Sigma test is accepted. With a
larger sample size, the 3Sigma technique offers a more workable compromise of error rates.
2.2.10 exPRession systeM
The expression system determines product- related CQAs such as primary structure, HOS,
glycosylation (only in eukaryotic hosts), product- related variations, and process- related variations.
The primary structure is further broken down into the secondary structure, tertiary structure, and
conformational stability. Testing include higher order structure (HOS) in the oligosaccharide pattern,
glycopeptide mapping, and monosaccharide/ sialic acid content; also tested are the size variations,

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Regulatory Requirements
charge variations, and related proteins created in post- translational modications (PTMs), as well as
product- associated variations.. The expression system for the biosimilar should belong to the same
class as that used for the reference product. The developers are also advised to select more steady
expression systems; generally, high- yielding cell lines produce more variants. Therefore, cell lines
should be qualied according to the ICH Q5D.
2.2.11 Post- tRanslational Modifications
As the primary sequence of a protein remains constant, it is expected to be precisely the same, except
for justied PTMs such as truncation of terminal amino acids in the body. Size- based heterogeneities
(aggregates, fragments, and visible/ subvisible particles), charge- based heterogeneities (acidic and
basic variants), and other product modications (reduced, oxidized, glycated, misfolded proteins,
etc.) are a few examples of heterogeneities produced during the development, management, and
storage of biological products. When the environment changes during different stages of the production process, hydrophobic patches of the protein unfurl, causing accumulation or fragmentation,
and sometimes, immunogenic responses may occur. The aggregates range from soluble aggregates
to visible residues depending on the duration of exposure to various stresses such as shear, thermal,
chemical, and freeze- thaw. Protein loss due to interactions in the stationary phase and salt- induced
aggregation or dissociation is common during size- exclusion chromatography analysis. To quantitatively evaluate the size distribution, sedimentation velocity- analytical ultracentrifugation, a matrixfree substitute for size- exclusion chromatography, is used.
Charge variations are proteoforms that occur at different stages of the manufacturing process in
various colloidal matrices (such as culture medium, in- process buffers, or formulations) and that have
varying charges. It is, therefore, preferable to use several types of cation exchange chromatography.
Oxidation, phosphorylation, sulfation, acetylation, methylation, and hydroxylation are some of
the nonenzymatic PTMs occurring at various manufacturing stages. Liquid chromatography is preferable for identifying PTMs and detecting associated molecular variations and contaminants.
Cell substrates are process- related variations or residuals, including HCPs, HCDs, cell culture,
and downstream processing residuals. Enzyme- linked immunosorbent assay and real- time or quantitative polymerase chain reaction assay are the main HCP and HCD detection and quantitation
techniques. These variants are not tested during the drug substance qualifying phase because they
are part of the release specication.
2.2.12 Quality asPects
Publicly available reference standards (e.g., the European Pharmacopoeia) cannot be used as the reference product to demonstrate biosimilarity. However, the use of these standards plays an important
role in the qualication and standardization of a method.
An extensive comparability exercise will be required to demonstrate that a proposed biosimilar
has a highly similar quality prole as that of the reference product. This should include comprehensive analyses of a proposed biosimilar and its reference product using sensitive and orthogonal
methods to determine similarities and potential differences in quality attributes. These analyses
should include side- by- side comparative studies unless otherwise justied. Any differences in the
quality attributes will have to be appropriately justied about their potential effect on safety and
efcacy.
In case relevant quality differences are conrmed (for which the absence of a clinically relevant effect will be difcult to justify), it may be challenging to claim similarity to the reference
product, and thus, a complete application for marketing authorization may be more appropriate.
Alternatively, the applicant could consider adequate revision of the manufacturing process to minimize or avoid these differences.

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It is not expected that all quality attributes of a proposed biosimilar product should be identical to those of the reference product. However, where qualitative and quantitative differences are
detected, such differences should be justied and, where relevant, demonstrated to have no effect
on the product’s clinical performance. This may include additional non- clinical and clinical data, as
outlined in the guidelines on similar biopharmaceutical products containing biotechnology- derived
proteins as active substances: nonclinical and clinical issues. Particular attention should be given
to quality attributes that might affect immunogenicity or potency or have not been identied in the
reference product.
The application should provide information that the desired product (including product- related
substances) present in the nished product of a proposed biosimilar is similar to that of the reference product. By contrast, process- related impurities may differ between the reference product and
proposed biosimilar products, although these impurities should be minimized. It is preferable to rely
on purication processes to remove impurities rather than to establish a nonclinical testing program
for their qualication. Differences that may confer a safety advantage (e.g., lower levels of impurities) should be explained but are unlikely to preclude biosimilarity.
Quantitative ranges for a proposed biosimilar comparability exercise should be established,
where possible. These ranges should be based primarily on the measured quality attribute ranges
of the reference product and should not be wider than the range of variability of the representative reference product batches unless otherwise justied. The relevance of the ranges should be
discussed, considering the number of reference product lots tested, the quality attribute investigated,
the batches’ age at the time of testing, and the test method used. A descriptive statistical approach to
establish ranges for quality attributes could be used if appropriately justied.
Acceptable ranges used for a proposed biosimilar comparability exercise versus the reference
product should be handled separately from release specications. It is acknowledged that the reference product’s manufacturing process evolves through its lifecycle, which may lead to detectable
differences in some of the quality attributes. Such events could occur during the development of a
proposed biosimilar product. They may result in development according to a quality target product
prole (QTPP), which is no longer fully representative of the reference product available on the
market. The ranges determined before and after the observed shift in quality prole could normally
support a proposed biosimilar comparability exercise at the quality level. Either range is representative of the reference product. Quality attribute values of a biosimilar located outside or between
the quality attribute range(s) determined for the reference product should be appropriately justied
about their potential effect on safety and efcacy. There is no regulatory requirement for the redemonstration of biosimilarity once the marketing authorization is granted.
2.2.13 Release sPecification
Characterization of the reference product can help establish release specications that were
determined before the analytical assessment. The reference product will be characterized by identifying its physicochemical characteristics, biological activity, immunochemical characteristics,
purity, and contaminants using appropriate testing techniques. The lots used during the development
phase may be used as the test lots. However, at least one tested lot used for the initial clinical trial
in the PK/ PD study must included. If a test method is selected from a pharmacopoeia, then it must
also be conrmed or veried. Based on inevitabilities, specic variances are allowed for injectable
products, such as 3% for protein content, 3% for impurities, 1% for any single contaminant, or 15%
for potency testing.
Additionally, comparison tests do not consider pharmacopoeial requirements for the qualication
of the dosage form, such as sterility, ll volume, delivered volume, and physical qualities. Other historical characteristics such as sterility, invisible particles (debatable with biosimilars to consider as
aggregates), protein content, potency, and physical characteristics unique to the biosimilar candidate

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are independently established. These standards may be used to specify the biosimilar candidate’s
release specication.
When a new biological product is developed, the specication is established based on the quality
attributes determined from multiple lots. There is rarely any question of why a particular specication
is used to release a product, notwithstanding known limitations common to the dosage form. When
a proposed biosimilar product is developed, the boundaries of the specications are already drawn
to match despite the realization that the expression systems, upstream process, and downstream process are inevitably different. This decision is mainly chosen with the intent of minimizing the need
for studies required to prove that deviations, if any, are not clinically meaningful from the reference
product. Biosimilar companies must have a deep understanding of the product, the technology, and
the testing methodologies as well as creative thinking to assure the regulatory agencies that there is no
clinically meaningful difference between a proposed biosimilar and the reference product.
Multiple reference products should be used to establish specications required for the qualication of a drug and its products. The number of reference product lots depends on the variability
of the quality attributes in the reference product. Generally, considerable variations in protein concentration, bioassay, PTMs, impurities, and other physical properties of the reference product are
unlikely to occur because the manufacturer of the reference product had validated the manufacturing
process and the corresponding attributes over time. For a proposed biosimilar product, the developer
does not have access to the in- process controls; therefore, earlier lots of the proposed biosimilar
product may show a higher variation, making it essential to collect extensive data on the variability
of quality attributes in the reference product lots. Release specications should include assay, bioassay, physical attributes, subvisible particles, total impurities, individual impurities, aggregates,
and PTMs.
2.2.14 foRMulation
A proposed biosimilar can have a different formulation from that of the reference product. A formulation with the same number of inactive substances or fewer is recommended, regardless of changes
in the constituent composition, unless doing so is banned by the intellectual property guidelines.
Addition of excipients that are used to prepare biological products using another formulation is not
advisable. The formulation’s stability, compatibility (i.e., how it interacts with excipients, diluents,
and packaging materials), should be conrmed, along with the active ingredients’ integrity, activity,
and potency. If the primary packaging that is in contact with the product is different, then further
safety tests are required to verify that there is no unexpected leaching of package components into
the product. Developers are encouraged to select a primary packaging material that is compatible
with the proposed biosimilar, as it is often difcult to defend and justify these ndings. The formulation may not contain any unique excipients previously used in a similar product, and all excipients
must be free of animal products.
2.2.15 stability
The stability of the biosimilar candidate must be evaluated according to ICH Q5C. Stress stability
testing is an analytical evaluation and determines whether the degradation products are comparable to the reference product. Sterility, presence of endotoxins, microbiological restrictions, container volume, homogeneity in dosage units, and permissible particle matter are among the general
monographs of pharmacopoeia. These are assessed through release specication tests so that the
pharmacopoeial standards can be applied. Accelerated and stress stability experiments are also
necessary to further enable a direct assessment of structural similarities and obtain degradation
proles. ICH Q5C and Q1A(R) guidelines should be reviewed when deciding the specications for
stability studies that provide relevant data for possible comparison.

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2.2.16 PRocess Qualification
25
Before performing any analytical assessment for similarity, the upstream and downstream processes
must be veried. However, on completion of clinical pharmacology studies, no batch size adjustment is permitted; the developer may adjust the batch size only during post- approval, in adherence
to ICHQ5E. Bridging studies are needed to validate alterations in the production size.
2.3 ANIMAL TOXICOLOGY
For a proposed biosimilar, no animal toxicological testing has been necessary since January 2023;
however, many agencies still require these data.
2.4 CLINICAL PHARMACOLOGY
PK/ PD studies are pivotal to establishing analytical similarity; immunogenicity similarity, in some
instances; and bioavailability, where applicable. Generally, studies conducted in healthy subjects
will be more meaningful for two reasons: rst, to recruit subjects with a narrow demographic variation to reduce the inter- and intra- subject variability, and second, to reduce the impact of disease
and related treatments on the disposition prole. However, in some instances where the likelihood
of the production of antidrug antibodies is very high, more particularly for an endogenous product,
it may be unethical to recruit healthy subjects owing to unnecessary drug exposure, requiring the use
of a patient population. Regardless of the choice of the population, the goal should be to reduce the
number of subjects in the study; in this regard, the developers can conduct a two- arm (two- dose),
parallel, two- phase (dose 1 and dose 2) study with a follow- up duration suitable for immunogenicity evaluation; there may be situations where PD determination may restrict the use of this model.
The developers may also conduct a post hoc analysis, especially when a study fails to meet the
predetermined acceptance criteria, to facilitate the discussion of whether the pre- determined criteria
could have been made broader. A post hoc analysis does not aim to change the acceptance criteria
retrospectively but rather to determine whether the failed study constitutes a signicant residual
uncertainty. The post hoc analysis may not include additional characterization of the results that
are closer to the midpoint of the acceptance range as erroneously suggested in some guidelines
established by other agencies.
2.5 CLINICAL IMMUNOGENICITY
Immunogenicity testing can be preferably combined with PK/ PD proling; however, in some situations, it is necessary to conduct an independent study wherein a specic population or protocol
that may not allow combining immunogenicity testing with PK/ PD studies should be followed.
The developers must rst conrm that there is no residual uncertainty regarding the factors
responsible for an immunogenicity response before conducting clinical testing. A more important
element of these studies is the evaluation of antidrug antibodies, which should be estimated from
public domain data; for example, lgrastim induces an extremely low immunogenic response, and
PEGylation of the molecules induces an even less immunogenic response; therefore, any studies
on lgrastim must provide acceptance criteria that will have clinical meaningfulness. For simpler,
low- molecular- weight products where the immunogenic response is not likely to affect the clinical
efcacy of the biosimilar, immunogenicity studies will not be needed (e.g., insulin products). The
developers may present challenges to conducting immunogenicity testing based on similar or other
novel arguments.
The US FDA has recently issued guidelines to remove the requirement to test clinical immunogenicity of insulin if it meets analytical similarity testing; the factors responsible for this waiver are
a smaller molecule with less complexity. More waivers of this type can be expected in the future.

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PK and pharmacodynamic (PD) studies, which are an extension of analytical evaluation, reect
how the body perceives the chemical and vice versa. For a product used as intravenous administration, PK studies are necessary to evaluate the degree and strength of receptor binding that may
alter PK characteristics such as the drug distribution volume and clearance, even if a biosimilar is
not administered parenterally, such as a biosimilar injected into the eye. PK/ PD studies aim to compare the proles of the reference product and the biosimilar candidate, not to characterize them;
therefore, such studies can be performed on a homogeneous population to decrease inter- and intrasubject variability and reduce study sample size. A robust design should accommodate a crossover
or parallel design. A crossover approach can easily reveal changes but might not be appropriate
for reference products that are robust inducers of immune responses or long half- lives. Modeling
and simulation should be performed to optimize the study design, including selecting the most
sensitive dose(s), study population, and sample size PK differences, if relevant population PK or
PK- PD models for the reference product are available in the literature. Both linear (nonspecic)
clearance and nonlinear (target- mediated) clearance should be considered through dosage choice
and assessment of partial areas under the curve (AUCs). The statistical approach should specify
any modications for body weight or additional variables (such as sex/ gender) to be used in the
statistical analysis of a parallel- group experiment. The equivalence margins must be pre- specied,
and the appropriate range is often 80.00%– 125.00%. The key PK parameters, typically AUC
C
, should be equivalent in the PK experiment. A nding of biosimilarity should be supported by
max
0- ∞
and
descriptive results from the PK study, which can be utilized to evaluate PD parameters. Comparative
PK studies designed to demonstrate similar PK proles of a proposed biosimilar and the reference
product are essential parts of a proposed biosimilar development program.
Although the comparison of target- mediated clearance is of signicance in the biosimilarity exercise, it may not be feasible in patients because of major variability in target expression, including
variability over time. However, because in vitro studies are expected to show comparable interaction between a proposed biosimilar and its target(s) (including FcRn for a monoclonal antibody),
the absence of a pivotal PK study in the target population is acceptable if additional PK data are
collected during efcacy, safety, and PD studies to allow evaluation of the clinical impact of variable
PK and possible changes in PK over time. These correlations can be made by determining the PK
prole in a subset of patients or in a population.
A single- dose cross- over study with full characterization of the PK prole, including the late
elimination phase, is preferable. A parallel- group design may be necessary for studies on substances
with a long half- life and a high risk of immunogenicity (avoiding second dosing of the same
drug substance). The doses in the single- dose comparability PK study of the proposed biosimilar
in healthy volunteers may be lower than the recommended therapeutic doses. PK studies are not
always feasible in healthy volunteers. In this case, the PK needs to be studied in patients as part of
a multiple- dose study if a single- dose study is not feasible. A sensitive model/ population, i.e., fewer
factors that cause signicant inter- individual or time- dependent variation, should be explored.
If the reference product can be administered both intravenously and subcutaneously, then the
evaluation of subcutaneous administration will usually be sufcient to cover both absorption and
elimination. It is possible to waive the intravenous administration assessment if the proposed
biosimilar comparability in both absorption and elimination has been demonstrated for the subcutaneous route. The PK study of intravenous administration needs to be conducted when the molecule
has an absorption constant much slower than the elimination constant (ip- op kinetics).
In a single- dose PK study, the primary parameters are AUC
and AUC
and usually C
(0– inf)
for subcutaneous administration. Secondary parameters such as t
max
for intravenous administration
(0– inf)
max
volume of distribution, and half- life should also be estimated. In a multiple- dose study, the primary
parameters should be truncated AUC after the rst administration until the second administration
(AUC
) and AUC over a dosage interval at steady state. Secondary parameters are C
0– t
max
and C
trough
at a constant state.
,

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27
In any PK study, antidrug antibodies should be measured parallel to the PK parameters using
appropriate sampling time points.
2.5.1 PhaRMacodynaMic studies
It is recommended that PD markers are added to the PK studies whenever feasible. The PD markers
should be selected based on their relevance to the clinical outcome. In some instances, comparative
PK/ PD studies may be sufcient to demonstrate the clinical comparability of a proposed biosimilar
and the reference product, provided that the following conditions are met:
• The selected PD marker/ biomarker is an accepted surrogate marker. It can be related to the
patient outcome to the extent that the demonstration of a similar effect on the PD marker will
ensure a similar effect on the clinical outcome. Relevant examples include an absolute neutrophil count to assess the effect of granulocyte colony- stimulating factor (G- CSF), early viral load
reduction in chronic hepatitis C to assess the effect of alpha interferons, and euglycemic insulin
clamp test to compare two types of insulin in terms of tissue sensitivity to insulin. Magnetic resonance imaging of disease lesions can be used to compare two β- interferons in multiple sclerosis.
• Some PD markers may not be established surrogates for efcacy but are relevant for the
pharmacological action of the active substance, and a clear dose- response or a concentrationresponse relationship has been demonstrated. In this case, a single or multiple dose exposure–
response study at two or more dose levels may be sufcient to waive a clinical efcacy
study. This study design ensures that a proposed biosimilar and the reference product can be
compared within the steep part of the dose- response curve.
• In exceptional cases, the conrmatory clinical trial may be waived if physicochemical, structural, and in vitro biological analyses and human PK studies, together with a combination of
PD markers that reect the pharmacological action and concentration of the active substance,
can provide robust evidence for the comparability of the proposed biosimilar.
When evidence to establish the comparability of the clinical proposed biosimilar is derived from
PK studies supported by studies with nonsurrogate PD/ biomarkers, it is recommended to discuss
such (“ngerprinting”) approach with regulatory authorities. The plan should include a proposal of
the size of the equivalence margin(s) with its clinical justication and the measures for the demonstration of a comparable safety prole.
2.5.1.1 Clinical Immunogenicity
Immunogenicity is an inherent property of proteins, and it is best tested in healthy subjects in clinical pharmacology proling. However, it is important to note that the immunogenicity of a specic
protein can be assessed through preclinical and clinical studies during drug development. These
studies evaluate the protein’s potential to elicit an immune response, including antibodies production against the protein.
Immunogenicity testing of a proposed biosimilar and the reference product should be conducted
within a proposed biosimilar comparability exercise using the same assay format and sampling
schedule, which must meet all current standards. Analytical assays should be performed with both
the reference product and the proposed biosimilar molecule in parallel (in a blinded manner) to
measure the immune response against the product that was received by each patient. The analytical assays should preferably detect antibodies against both the proposed biosimilar and the reference product. Yet, they should at least detect all antibodies developed against a proposed biosimilar
molecule. Usually, the incidence and nature (e.g., cross- reactivity, target epitopes, and neutralizing activity) of antibodies and antibody titers should be measured and presented. They should be
assessed and interpreted about their potential effect on clinical efcacy and safety parameters.
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