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LARGE BOWEL
Colon Carcinoma
% Relative Survival
Months
IIIA IIIB IIIC
Months
Rectal Carcinoma
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259
Neoadjuvant and Adjuvant Therapy forColorectal Cancer
Yilin (Linda) Cao, MD, and Nilofer Azad, MD
olon and rectal cancer, or colorectal cancer (CRC), is a common disease in the United States with an estimated 104,610 new cases
C
of colon cancer and 43,340 new cases of rectal cancer in 2020. The lifetime risk of developing CRC is approximately 1 in 23 (4.4%) for men and 1 in 25 (4.1%) for women. Although the mortality and incidence rates have been declining over the last few decades, CRC remains the second leading cause of cancer-related deaths in the United States, expected to cause nearly 53,000 deaths during 2021. Moreover, deaths from CRC among individuals under the age of 55 have actually increased 1% annually from 2008 to 2017.
For early-stage CRC (stages I–III), surgical resection remains the basis of curative treatment. Distant recurrence, despite appropriate surgical resection, increases based on stage and is thought to be due to micrometastatic disease that is not readily detectable by current methods. For this reason, neoadjuvant and adjuvant therapies are often utilized to target micrometastases with the goal of complete eradica­tion and prolonged survival. The challenge lies in determining which patients will benefit from additional therapy beyond surgical resection. The decision to add neoadjuvant or adjuvant therapy is based in large part on evaluating risk factors, which take into consideration not only clinical tumor stage but also patient-specific data like clinicopathologic features, such as lymphovascular invasion, and molecular profiling, such as microsatellite instability (MSI) status. Adjuvant and neoad­juvant therapeutic approaches to CRC are different for colon versus rectal cancer and are discussed separately in this chapter.
STAGING
Formal CRC staging is essential to risk stratification for guiding clini­cian treatment decisions for individual patients. Guidelines from the National Comprehensive Cancer Network (NCCN) for preoperative workup of newly diagnosed CRC should include the following: colo­noscopy (plus consideration of rigid proctoscopy for rectal cancer) with biopsy and pathology review; complete blood counts, chemistry profile, and carcinoembryonic antigen (CEA) serum level; and com­puted tomographic (CT) scan of chest, abdomen, and pelvis for colon cancer versus CT chest with magnetic resonance imaging (MRI) of the abdomen and pelvis with contrast for rectal cancer. Endorectal
ultrasound for rectal cancer is no longer indicated unless a patient has contraindications to MRI, such as an incompatible pacemaker. Preoperative staging is particularly important in rectal cancer because it determines whether patients receive neoadjuvant radiation therapy (RT), with the goal of both improved long-term local control as well as down-staging, allowing for less morbidity from curative surgical resec­tion. Per the 2021 NCCN Guidelines, positron emission tomography is not recommended. CRC is staged based on the TNM staging system (T, primary tumor; N, regional lymph nodes; M, distant metastasis) adopted by the American Joint Committee on Cancer (AJCC). In the most recent version of the AJCC Cancer Staging Manual (eighth edi­tion, 2017), several modifications were made to assist clinicians with prognostication, including the additional subdivision of M1c, which qualifies peritoneal carcinomatosis as a poor prognostic factor; clarifi­cation as to how tumor deposits in lymph nodes are defined; reintro­duction of the “L” and “V” elements to better identify lymphatic and vessel invasion; and the identification of MSI status, KRAS, NRAS, and BRAF mutations as additional prognostic and predictive factors. The importance of accurate staging is reflected in Figure 1, which outlines the predicted 2-year overall survival rates by stage.
Colon Cancer
Stage II Colon Cancer
Adjuvant chemotherapy in stage II disease remains controversial due to a lack of demonstrated survival benefit in subset analyses of large clinical trials encompassing stage II–III colon cancer patients. However, stage II colon cancer is a highly heterogeneous group, and accordingly, stratification into a low-risk and high-risk group has been established. Based on NCCN 2021, high-risk factors for recurrence include poorly differentiated/undifferentiated histology, lymphovas­cular invasion, perineural invasion, emergency presentation such as bowel obstruction or perforation, inadequate lymph node sampling (<12 nodes in the surgical specimen), tumor budding, and indetermi­nate/close/positive margins. Tumor budding is the presence of single tumor cells or small clusters of tumor cells in the stroma at the invasive front of the tumor (i.e., “buds” that have detached from the main mass) and is thought to reflect epithelial-mesenchymal transition.
Unfortunately, there is currently no consensus for interpreting the relative importance of these diverse factors and how each should impact adjuvant chemotherapy selection in stage II disease. Studies do suggest that pT4 staging may be one of the most prognostic of these factors, with T4 accounting for a loss of 10% to 15% in 5-year overall survival (OS) compared with T3. A particularly pertinent risk factor within the surgeon’s purview is that of lymph node sample size. The minimum number of 12 noted in NCCN stems from a 1989 publication reporting that this was an adequate number to determine node positivity in 94% of specimens. Furthermore, the importance
100
80
60
40
FIG. 1 Survival by stage for colon and rectal cancer patients in the SEER database since 2010. (Data from AJCC Cancer Staging Manual. 8th ed. New York:
Springer; 2017.)
20
0
012
24 012
% Relative Survival
100
80
60
40
20
I IIA IIB IIC
0
24
IV
260 NEOADJUVANT AND ADJUVANT THERAPY FORCOLORECTAL CANCER
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of adequate lymph node sampling was demonstrated clinically by the Intergroup 0089 study, which found an absolute 5-year OS difference of 14% in stage II patients who had <10 negative lymph nodes exam­ined compared with those with >20. These data and similar patterns demonstrated by other studies may be enough to warrant surgical reas­sessment in cases of particularly low-yielding lymph node dissection.
Generally, the presence of any of these high-risk features sup­ports at least the consideration of adjuvant chemotherapy in stage II patients. The most common regimens are 6 months of FOLFOX (folinic acid, 5-FU, and oxaliplatin) or 3 months of XELOX (also known as CAPOX, capecitabine and oxaliplatin). An analysis of high-risk stage II patients from four of the six studies in the Interna­tional Duration Evaluation of Adjuvant Chemotherapy (IDEA) col­laboration published in 2021 found that, while noninferiority of 3 vs. 6 months of therapy could not be demonstrated, the decreased cost and toxicity of 3 months of adjuvant therapy made it a reasonable choice in this population given the small relative difference in out­comes. DNA mismatch repair status is another emerging prognostic factor, where MSI-high (i.e., mismatch repair deficient or dMMR) tumors portend a survival advantage, favoring observation over adjuvant therapy due to high rates of resistance.
There are also molecular assays that predict recurrence of CRC in the stage II setting. Five assays are commercially available, with the most data available for Oncotype-DX colon, a 12-gene recurrence score that has been validated to predict recurrence in mismatch repair proficient stage II disease. However, the assay has not been validated to show which patients benefit from adjuvant therapy. Multiple assays are in development and will require prospective studies to show that they have both a prognostic and predictive benefit, the latter of which could help in clinical decision making regarding adjuvant therapy.
Stage III Colon Cancer
In stage III colon cancer, adjuvant chemotherapy has been the stan­dard of care since 1990, with several large randomized clinical trials showing benefits in both OS and disease-free survival (DFS). The addition of adjuvant chemotherapy to surgical resection in patients with stage III colon cancer leads to an approximately 40% to 50% reduction in recurrence and 22% to 32% reduction in mortality. The National Surgical Adjuvant Breast and Bowel Project (NSABP) C-01, conducted from 1977 to 1983, was the first trial to demonstrate 5-year OS benefit for adjuvant therapy in colon cancer, specifically with the regimen of semustine, vincristine, and 5-FU (MOF). The NSABP C-03 trial, along with other similar studies, later demon­strated inferiority of MOF to intravenous 5-FU/LV regimens.
The benefit of the addition of oxaliplatin to 5-FU/LV (i.e., to become modern-day FOLFOX) was demonstrated by the MOSAIC trial. The primary endpoint of 5-year DFS was significantly higher with FOLFOX (73% vs. 67%, hazard ratio [HR]: 0.8). However, this came at the cost of increased rates of febrile neutropenia, peripheral neuropathy, and grade 3 to 4 diarrhea. OS rates were significantly higher for stage III disease (60% of the cohort) with FOLFOX but not in stage II disease. Subsequently, when capecitabine was com­bined with oxaliplatin (i.e., XELOX or CAPOX) in the NO16968 trial and compared with bolus 5-FU/LV, this demonstrated significantly improved 7-year DFS (63% vs. 56%, HR: 0.8), which translated to a 7-year OS benefit.
The current recommendation for adjuvant therapy for stage III colon cancer is 3 to 6 months of an oxaliplatin-containing regimen such as FOLFOX or XELOX. The IDEA collaboration analyzed six randomized trials of 3 versus 6 months of oxaliplatin-based adjuvant therapy. Results suggested that 6 months of therapy remains the standard of care for high-risk stage III colon cancer (T4N1-2; or any N2 disease). However, in low-risk disease (T1-3N1), 3 months of XELOX is considered noninferior to 6 months while conferring significantly less neuropathy. For patients with significant comor­bidities, peripheral neuropathy, or age greater than 70 years, 3 to 6 months of infusional 5-FU/LV or capecitabine without oxaliplatin can be considered.
As new biomarkers and predictors of recurrence/prognosis are discovered and more antineoplastic agents are developed, recommen­dations will continue to be updated. A promising tool in its infancy is the use of cell-free DNA (cfDNA) for minimal residual disease detec­tion after surgery to guide adjuvant therapy. One biomarker study by Tie et al. in 100 stage III colon cancer patients found that detectable cfDNA in postoperative plasma samples was significantly associated with inferior recurrence-free survival (HR 3.8), which remained inde­pendently predictive after adjusting for known clinicopathologic risk factors. Tools such as this will likely lead to more highly individualized cancer therapy algorithms in the coming years, but a graphical sum­mary of current clinical decision making can be found in Figure 2.
RECTAL CANCER
Although rectal cancer has similar pathogenesis and molecular phenotypes to colon cancer, local recurrence rates in rectal cancer are significantly higher than in colon cancer. This discrepancy may be secondary to differences in both tumor factors, such as vascula­ture and lymphatic drainage patterns associated with the anatomic location, and surgical factors, such as completeness of mesorectal excision and extent of lymphadenectomy. As many as 10% of patients with T1 or T2 rectal cancer, 15% to 35% of patients with T3N0 rectal cancer, and 45% to 65% of patients with node positive T3 or T4 rec­tal cancer will experience local recurrence with standard resection, which can be significantly decreased with total mesorectal excision (TME) and neoadjuvant or adjuvant radiation.
In terms of the adjuvant/neoadjuvant therapy approach, two significant factors distinguish the management of rectal cancer from colon cancer. The first is that, in rectal cancer, there has been increas­ing emphasis of neoadjuvant as opposed to adjuvant therapy, termed “total neoadjuvant therapy” or TNT. The second is that RT and radiation therapy with concurrent chemotherapy (chemoRT) play a significant role in rectal cancer, whereas it is not standardly indicated in colon cancer. Concurrent chemotherapy refers to chemotherapy that overlaps the RT course (altogether termed chemoRT), which is delivered at lower than standard doses to help potentiate the ability of RT to kill tumor cells, or “radiosensitization”.
Adjuvant Therapy for Rectal Cancer
Although neoadjuvant therapy is now the standard of care, histori­cally, adjuvant therapy was intended to address the high rates of local recurrence and low rates of survival in rectal cancer. In 1985, the Gastrointestinal Tumor Study Group (GITSG) published a prospective randomized control trial of 227 patients with T3-4 or node-positive disease and negative margins on resection who were randomized to (1) surgery alone, (2) post-op bolus 5-FU/lomustine, (3) post-op RT alone, or (4) post-op chemoRT with 5-FU followed by 5-FU/lomus­tine. In this trial, recurrence rates were significantly reduced with com­bined chemoRT (33%) versus observation (55%), and OS was longer for chemoRT as well, although it did not reach statistical significance.
It was not until the mid-2000s and the era of TME that the Ger­man Rectal Study established the role of neoadjuvant chemoRT in cT3-4 or node-positive disease. It compared 50.4 Gy in 28 fractions (5.5 weeks of RT) with concurrent infusional 5-FU preoperatively 6 weeks before TME to postoperatively 4 weeks after TME. All patients had four cycles of IV bolus 5-FU after completion of trial arm ther­apy. Although the study did not show any benefit in the primary endpoint of OS (60% at 10 years for both arms), several advan­tages of the neoadjuvant setting led to this becoming the prevailing paradigm for chemoradiation therapy. Specifically, the study found that the neoadjuvant arm had much higher compliance (90% vs. 50%), decreased nodal involvement rate (25% vs. 40%), significantly improved acute and late grade ≥3 toxicity rates, 3% absolute reduc­tion in 10-year local recurrence rate (7% vs. 10%), and improved likelihood of sphincter-preservation surgery in those initially felt to require abdominal perineal resection (39% vs. 19%).
Resected colon cancer
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Low-risk
No therapy
FOLFOX
CAPOX
or XELOX
FOLFIRI
Yes
Stage II
<12 LN,
perforation
No
dMMR,
MSI-H
No
Intermed.
risk
Clinical factors
Molecular markers
Stage III
Yes
High-risk
FOLFOX or
XELOX
5–FU/LV or
capecitabine
FOL = Folinic acid (Leucovorin) F = Fluorouracil OX = Oxaliplatin
CAP = Capecitabine OX = Oxaliplatin
FOL = Folinic acid (Leucovorin) F = Fluorouracil IRI = Irinotecan
Age >70,
Borderline PS
5FU/LV
FIG. 2 Algorithm for use of adjuvant treatment for colon cancer. dMMR, Defective mismatch repair; LN, lymph nodes; MSI-H, microsatellite instability high;
PS, performance status.
Neoadjuvant Therapy for Rectal Cancer
Currently, the majority of United States cancer centers utilize a com­bined modality approach to neoadjuvant therapy with radiotherapy (50.4 Gy total radiation dose over the course of 5.5 weeks) and concurrent chemotherapy (5-FU/LV or capecitabine), followed by surgical resection 4 to 6 weeks after completion of chemoRT. An emerging alternative strategy that is quickly gaining increasing utili­zation is short-course (or hypofractionated) radiotherapy of 5 Gy × 5 fractions (25 Gy total dose), which is not delivered with concurrent chemotherapy but is generally followed by a variable number of cycles of neoadjuvant chemotherapy. The need for adjuvant chemo­therapy after TNT is still being assessed, with recent trials described in the following sections suggesting that it may not be necessary.
RT is most clearly indicated in stage II–III rectal cancers (i.e., T3-4 disease or node-positive disease). The goal of RT is two fold: to shrink the primary disease and to sterilize the draining lymph nodes. The typical radiation field will cover the perirectal, presacral, and internal iliac lymph nodes to a dose of 45 Gy followed by a more focused field on the primary tumor and mesorectum to 50.4 Gy when using standard chemoRT. For the short-course RT approach, the entire volume receives 25 Gy over 5 fractions (Fig. 3). If there is tumor extension to the prostate or vagina, one would consider adding the external iliac nodal region to the RT treatment volume
FU = Fluorouracil LV = Leucovorin (Folinic acid)
as well. The Polish II trial established oncologic equivalence of neo­adjuvant short-course RT and standard chemoRT in patients with cT3-4 disease, with no difference in sphincter preservation, local recurrence, and disease-free or overall survival. Short-course RT was associated with significantly lower grade ≥3 acute toxicity, but both regimens are considered to be acceptable and largely dependent on institutional practice preferences.
Preoperative therapy offers the opportunity to achieve pathologic complete response, with rates as high as 12% to 16% in the aforemen­tioned Polish II trial. There has been increasing interest in modifying perioperative therapy to optimize pathologic complete response (pCR) rates and oncologic outcomes, potentially even opening a window for patients who may qualify for nonoperative treatment strategies aimed at organ preservation. The Timing of Rectal Cancer Response to Chemoradiation Consortium designed a phase II trial to investigate the effect of extending the interval between neoadjuvant chemoRT and surgery while administering additional chemotherapy (modified-FOLFOX) during the waiting period. Nearly 300 patients with stage II–III locally advanced rectal cancer were assigned to four treatment groups ranging from standard therapy (chemoRT followed by TME in 6–8 weeks), to groups receiving two, four, or six cycles of mFOLFOX6 following chemoRT. The pCR rate increased linearly by number of chemotherapy cycles, ranging from 18% in standard
262 NEOADJUVANT AND ADJUVANT THERAPY FORCOLORECTAL CANCER
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FIG. 3 An example of a preoperative short-course radiation therapy field for rectal cancer, including the perirectal, presacral, and internal iliac nodes (blue
colorwash) and gross disease (red colorwash).
chemoRT alone to 38% in the group receiving six additional cycles of neoadjuvant mFOLFOX. This promising data encouraged further studies in TNT. The RADIPO trial enrolled 920 patients with high­risk, locally advanced rectal cancer based on pelvic MRI features. Patients received 50 to 50.4 Gy of chemoRT with concurrent oral capecitabine and postoperative chemotherapy (XELOX or FOLFOX) vs. the experimental arm of short-course RT followed by preopera­tive chemotherapy. The 3-year treatment failure rate was significantly lower in the experimental arm (23.7% vs. 30.4%). The PRODIGE 23 trial corroborated the improvement in oncologic results with TNT, although it utilized a more rigorous chemotherapy regimen
The “watch and wait” strategy for organ preservation has also gained increasing academic interest. A case series of 113 patients at Memo­rial Sloan Kettering who elected for a watchful waiting approach after clinical complete response to neoadjuvant therapy demonstrated excellent rectal preservation and pelvic tumor control rates (82% and 91%, respectively). However, when compared with a surgical group that achieved pCR, the watchful waiting group had worse overall survival (73% vs. 94%), potentially owing to a high rate of distant metastasis in patients who had local recurrence (36%). These data suggest that better tools for risk stratification are necessary to iden-
tify optimal candidates for organ preservation strategies. (FOLFIRINOX), and chemoRT therapy in both arms and allowed both low- and high-risk rectal cancer, with a 7% absolute benefit in 3-year DFS for the neoadjuvant group. These key trials for TNT are summarized in Table 1.
Treatment deescalation is also being actively investigated. Cur­rently, a large phase III randomized prospective trial (PROS­PECT-N1048) is ongoing to assess R0 resection rate and DFS for neoadjuvant chemotherapy alone vs. chemotherapy plus RT in patients with locally advanced rectal cancer (T2N1, T3N0, T3N1).
SURVEILLANCE
Despite the ever-evolving therapies for CRC, distant and local recur­rence rates can be as high as 40%, with the majority of recurrences occurring in the first 2 years after completion of initial definitive therapy. Early identification of recurrence or new primary tumors may allow for potentially curative therapy (surgical resection or sys­temic therapy) and improved outcomes. For this reason, appropriate
TABLE 1 Key Trials Investigating Total Neoadjuvant Therapy in Rectal Cancer
Neoadjuvant Treatment
Trial Patient Population
RAPIDO 920 high-risk
patients*
Regimen
Short course RT  CAPOX 6c or
FOLFOX 9c  surgery
vs.
ChemoRT  surgery  optional
adjuvant chemo
TIMING 259 patients w/ T3-4,
N1-2 disease <12 cm from anal verge
PRODIGE 23 461 patients w/ cT3-4
disease <15 cm from anal verge
Concurrent chemoRT with
5-FU  FOLFOX for 0c, 2c, 4c, or 6c  surgery
FOLFIRINOX × 6c  concur-
rent chemoRT with capecit­abine  surgery  adjuvant FOLFOX × 3c
vs.
Concurrent chemoRT  sur-
gery  adjuvant chemo × 6 months
*High risk was defined as at least one of the following MRI features: cT4, cN2, enlarged lateral lymph nodes, extramural vascular invasion, or mesorectal fascia involvement.c, Cycles; CAPOX, capecitabine and oxaliplatin; FOLFOX, folinic acid, fluorouracil, oxaliplatin; FOLFIRINOX, folinic acid, fluorouracil, irinote- can, oxaliplatin; pCR, pathologic complete response; TNT, total neoadjuvant therapy.
Time to Surgery pCR Rate Result
4–6 weeks 28% vs. 14% No differences in complication
rates, TNT improved pCR and 3-yr disease-related fail­ure rates
6–8 weeks 0c = 18%
2c = 25% 4c = 30% 6c = 38%
No significant differences in
surgical complications when bridging with FOLFOX during increasing interval to surgery
6–8 weeks 28% vs. 12% Significant improvement in
3-yr disease-free survival and increased pCR rate with neo­adjuvant FOLFIRINOX
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263
aggressive surveillance is imperative. Although there are subtle dif­ferences among professional organizations, most guidelines are gen­erally in line with those published by NCCN.
For patients with stage I–III colon or rectal cancer, recommended surveillance is colonoscopy 1 year after resection, with subsequent colonoscopy in 3 years, then followed by every 5 years assuming no advanced adenomas are detected. For patients with rectal cancer who underwent transanal local excision only, the addition of proc­toscopy with endoscopic ultrasound scan or MRI with contrast is recommended every 3 to 6 months for the first 2 years, then every 6 months through year 5.
For patients with stages II–III colon or rectal cancer, serum CEA is recommended every 3 to 6 months for 2 years, then every 6 months until year 5. CT chest, abdomen, and pelvis should be performed
Management of Colorectal Polyps
Gifty Kwakye, MD, MPH, and Genevieve B. Melton-Meaux, MD, PhD
OVERVIEW
Colorectal cancer (CRC) remains the second leading cause of cancer deaths in the United States for men and women combined. Rates of early-onset CRC have also increased steadily over the past several decades, with 1 in 10 CRC patients diagnosed under the age of 50 years associated with a 58% greater risk of presenting with late-stage disease than their older counterparts. Identifying and removing pre­malignant colorectal polyps forms the basis of CRC screening pro­grams using a variety of approaches. Of those approved by governing bodies, colonoscopy is the only one that allows for both detection and simultaneous removal of polyps, facilitating CRC prevention.
A colorectal polyp is a macroscopically visible lesion or mass that results from pathologic epithelial elevation of the colonic mucosa. Several other lesions can present as luminal masses, such as lipomas, carcinoid tumors, and leiomyomas. These lesions are covered by nor­mal mucosa and, by definition, are not polyps. Most colonic polyps are asymptomatic; however, they are of clinical concern because of their malignant potential. The term polyp is nonspecific, and the impor­tance of any one colorectal polyp is based on its histopathology, which determines the patient’s risk of malignancy and, therefore, further treatment and follow-up. Colorectal polyps can be classified as either sporadic (approximately 60%) or hereditary, with the latter comprising a variety of familial syndromes that are potentially malignant condi­tions. A variety of approaches are used to address polyps, as outlined.
HISTOPATHOLOGY OF POLYPS
Adenomas
Adenomas are the most common neoplastic polyp identified in patients undergoing colonoscopy, representing 50% to 65% of all colonic polyps. Of sporadic CRC, approximately 80% develop from adenomas. The adenoma-carcinoma sequence, also known as the loss of heterozygosity or chromosomal instability pathway, is a cascade of sequentially accumulated genetic mutations (Fig. 1). Approximately 10% to 25% of asymptomatic patients at average risk and older than 50 years of age have an adenomatous polyp. The histology of these adenomas is most commonly tubular (65% to 85%), but they
every 6 to 12 months for 5 years. Positron emission tomography/CT is not indicated for routine surveillance.
S u g g e S t e d R e a d i n g S
André T, Meyerhardt J, Iveson T, et al. Effect of duration of adjuvant che-
motherapy for patients with stage III colon cancer (IDEA collaboration): final results from a prospective, pooled analysis of six randomised, phase 3 trials. Lancet Oncol. 2020;21(12):1620–1629.
Iveson TJ, Sobrero AF, Yoshino T, et al. Duration of Adjuvant Doublet
Chemotherapy (3 or 6 months) in Patients With High-Risk Stage II Colorectal Cancer. 2021;39(6):631–641, https://doi.org/10.1200/JCO2001330.
Kong JC, Soucisse M, Michael M, etal. Total Neoadjuvant Therapy in Locally
Advanced Rectal Cancer: A Systematic Review and Metaanalysis of Oncological and Operative Outcomes. Ann Surg Oncol. 2021;2021:1–11.
may also be tubulovillous (10%–25%) or villous (10%). Advanced adenomas are those that are greater than 1 cm or having a villous architecture, severe dysplasia, or carcinoma. The prevalence rate of advanced adenomas ranges from 3.5% to 9.5%, depending on gender and age. Identification of an adenoma should prompt a complete colonoscopy because of the 20% to 40% risk of proximal neoplastic lesions. Recommendations for follow-up colonoscopy are made based on the number, size, and histopathology of the adenomas and other clinical factors such as personal risk factors and family history. Removal of adenomas reduces future CRC and the development of advanced adenomas.
Serrated Polyps
In addition to the adenoma-carcinoma sequence, an increasingly recognized CRC carcinogenesis process is the serrated pathway (see
Fig. 1). In fact, recent studies show that prevalence of serrated polyps
in average-risk individuals is as high as 20% to 40%, accounting for almost 25% of sporadic CRCs. As outlined by the updated World Health Organization (WHO) classification system, serrated polyps include hyperplastic polyps (HPs), sessile serrated lesions (SSLs) and traditional serrated adenomas (TSAs). HPs are small, diminutive polyps, typically located in the left side of the colon and are identified by the absence of SSL architectural features on pathology. They have traditionally been thought of as benign but in special situations can have an increased malignant potential. These include large size (>1 cm diameter), location in the right colon, mixed adenoma/hyper­plastic histology, more than 20 hyperplastic colonic polyps, familial hyperplastic polyposis, and a family history of CRC.
SSL is the recommended terminology for polyps previously called
sessile serrated adenoma, sessile serrated polyp, or sessile serrated adenoma/polyp. Unlike HPs, SSLs have crypt distortion, presence
of mucosal prolapse, or stromal proliferations. TSAs have distinct features that include ectopic crypts with narrow slits, prominent eosinophilic cytoplasm, and penicillate nuclei. Serrated polyposis syndrome can occur, characterized by the presence of either (1) ≥5 serrated lesions/polyps proximal to the rectum, all being ≥5 mm in size, with ≥2 being ≥10 mm in size or (2) >20 serrated lesions/polyps of any size distributed throughout the large bowel, with ≥5 being proximal to the rectum.
Hamartomas
A hamartoma is an outgrowth composed of normal mature cells that originate from below the mucosa. When sporadic, hamartomas
264 MANAGEMENT OF COLORECTAL POLYPS
Adenomatous pathway
Serrated pathway
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K-ras
activation
methylation
FIG. 1 Colorectal carcinogenesis pathways.
p16
Intermediate adenoma
serrated lesions
inactivation
Normal mucosa
APC
BRAF
mutation
Early
adenoma
Microvesicular
hyperplastic
polyps
are frequently called juvenile polyps because they are relatively common in children. This second histologic category of colorectal polyps is mostly associated with one of three autosomal-dominant familial syndromes: Peutz-Jeghers syndrome, juvenile polyposis, and Cowden’s syndrome. Although sporadic hamartomatous polyps are not considered premalignant, the familial syndromes have a significant rate of cancer development; therefore patients with these syndromes should undergo regular colonoscopic surveillance.
The typical phenotype of patients with Peutz-Jeghers syndrome includes perioral hyperpigmentation and multiple hamartomatous polyps located in the small or large bowel. These polyps may cause intussusception, bleeding, or obstruction at a young age. After the third decade, patients with Peutz-Jeghers syndrome have a 2% to 13% risk of gastrointestinal (GI) cancer and therefore should undergo regular endoscopic surveillance.
Juvenile polyposis is diagnosed when a young patient has 10 or more hamartomatous GI polyps. Lesions may occur anywhere within the GI tract, although they are frequently in the colon. These polyps may twist and auto-amputate, causing bleeding. Colon cancer affects up to 50% of those afflicted with juvenile polyposis and may occur in the fourth decade of life.
Cowden’s disease, also known as multiple hamartoma syndrome, is characterized by hamartomatous neoplasms of the skin and mucosa, GI tract, bones, central nervous system, eyes, and genitouri­nary tract. A significant risk exists for skin, thyroid, endometrial, and breast cancer in Cowden’s syndrome. Emerging evidence suggests an increased incidence of CRC as well.
TECHNIQUES FOR EXCISING POLYPS
Colonoscopic Approach
Polypectomy has proven to be an effective means of CRC prevention, allowing for identification, removal, and histopathologic evaluation of polyps. Most colorectal polyps are treated with endoscopic pol­ypectomy, either with biopsy forceps or snare polypectomy, both of which can be either hot with electrocautery or cold. Snare excision typically provides a larger specimen, and the stalk (or base) can be evaluated histopathologically to better define the level of superficial malignancy if present. Large lesions may be removed with a piece­meal excisional technique, which allows for sequential excision of the entire lesion or en bloc with more advanced endoscopic techniques described in the next section.
Relative contraindications to colonoscopic polypectomy include anticoagulation therapy, bleeding diathesis, acute colitis, and
Sessile
DCC
inactivation
CDKN2A
MLH1 methylation
TGFβ mutation
Advanced adenoma
p53
inactivation
Carcinoma
Microsatellite stable (MSS)
Carcinoma
Microsatellite Instability
High (MSI-H) Carcinoma
evidence of invasive malignancy, such as central ulceration, a hard or fixed lesion, necrosis, or inability to raise the lesion with submucosal injection.
Complications related to colonoscopic polypectomy are uncommon and typically minor. The risk of death is 1 in 14,000. The most common serious complications are bleeding and perforation. Bleeding occurs in 4.8 in 1000 patients after colo­noscopic polypectomy and may occur immediately or days later when clot dissolution occurs. Most post-polypectomy bleeds stop spontaneously and, when persistent, can usually be controlled with endoscopic clipping or cauterization. Rarely, interventional angiography or colectomy is necessary. Bleeding risk should be minimized by stopping warfarin and aspirin 5 days before polyp­ectomy and clopidogrel 7 days before and possibly holding these agents for several days after polypectomy, although stopping any of these agents must be tailored to the patient’s risk profile (e.g., patient with a mechanical mitral valve with a high risk of stroke off anticoagulation therapy).
Colonic perforation after conventional polypectomy occurs in
0.1% of patients, most of whom undergo successful treatment with conservative therapy that includes inpatient observation, bowel rest, and intravenous antibiotics. These patients must be followed closely as inpatients for any sign of clinical deterioration warranting laparot­omy. One alternative approach is early laparoscopic primary repair of the defect, with colonoscopic assistance if the perforation is not easily identified on laparoscopy. The patient should be in the lithotomy position, and if colonoscopy is necessary, minimal insufflation with carbon dioxide should be used. Contraindications to this approach include peritonitis, malignancy, and the presence of significant fecal soilage.
Post-polypectomy syndrome has been reported to occur in up to
0.3% of patients after polypectomy, most often when cauterization has been used. The etiology is believed to be that the cautery causes a microperforation in the colonic wall and results in bacterial translo­cation. Patients typically present anywhere from 0 to 3 days after the polypectomy with abdominal pain and tenderness, fever, and leuko­cytosis. On computerized tomographic scan, fat stranding is typically seen in the mesentery, and the colonic wall of the polypectomy site is thickened; however, unlike with colonic perforation, pneumo­peritoneum is not present. Patients should be treated with bowel rest, intravenous antibiotics, and close observation until symptoms resolve. Recognition of post-polypectomy syndrome is important to avoid unnecessary laparotomy in these patients, who may present with localized peritonitis.
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CBA
FIG. 2 Endoscopic mucosal resection (EMR) of a large multilobar colonic polyp. (A) Polyp. (B) Injection of a lifting agent. (C) Resection bed after polyp
removal. (Photographs courtesy Dr. Allison Schulman, Advanced Gastrointestinal Endoscopist, University of Michigan).
265
Endoscopic Mucosal Resection
Initially described in Japan, endoscopic mucosal resection (EMR) is one of two advanced endoscopy techniques gaining traction that allows for removal of large superficial polyps within the GI tract. A solution is injected into the submucosa, right underneath the polyp (Fig. 2). This raises the mucosal layer, facilitating bet­ter encirclement with the snare device. Solutions typically used include saline (normal or hypertonic), glycerol, hyaluronic acid, and diluted epinephrine. EMR improves the safety of polypectomy by increasing the distance between the mucosa and the muscularis propria. It is critical to tattoo the area with India ink when large or suspicious polyps are removed because typically further endoscopic evaluation or resection is indicated. For larger lesions, a piecemeal polypectomy typically still occurs because of the limitations of the procedure. This affects the ability to perform accurate pathologic staging, resulting in the need for a segmental colectomy that could potentially have been avoided.
Endoscopic Submucosal Dissection
Compared with EMR, endoscopic submucosal dissection (ESD) better allows for en bloc resection of even large polyps. The bor­der of the polyp is typically marked by injecting indigo carmine. The polyp is then lifted with introduction of solution into the submucosal layer, like in EMR. Using special endoscopic knives and electrocautery, the lesion is excised in one piece. Because of violation of the submucosal layer, bleeding is quite common and can be easily controlled with electrocautery or placement of endo­scopic hemoclips. Caution should however be used when applying any heat device in the thin-walled colon because this could lead to perforation. Although ESD allows for en bloc polyp excision con­sistent with oncologic principles, it has a higher perforation rate, takes longer to complete, and has a steeper learning curve, which have affected widespread adoption.
Combined Endo-Laparoscopic Surgery
Even with advanced endoscopic techniques described earlier, removal of large colonic polyps is not always feasible. Tradi­tionally, these cases have been referred for segmental colectomy, which has an associated increased risk for morbidity and, in select patients, even mortality. In combined endo-laparoscopic surgery (CELS), endoscopic resection of the polyp is performed while manipulating the bowel laparoscopically by either invaginating the bowel wall to allow for easier polyp snaring or mobilizing the bowel to improve reach endoscopically. One of its advantages is immediate detection of full-thickness bowel injury, which can be repaired laparoscopically in experienced hands. However, it is limited by the challenges presented by combining two very dif­ferent techniques. For instance, insufflation of the bowel lumen
endoscopically might limit the ability to visualize and maneuver laparoscopic instruments, increasing the risk for injury to under­lying intraabdominal structures. Clamping the terminal ileum during endoscopic insufflation could limit distension of the small bowel but fails to address colonic distension. At the end of the case, an air leak test can be performed to identify any injury not detected previously. With careful patient selection, CELS has been shown to be successful in 70% to 97% of cases.
Surgical Approach
Large polyps or early rectal cancers not amendable to endoscopic excision can be addressed using surgical techniques performed transanally. These allow for complete en bloc excision of the lesion, which is important for pathologic evaluation. This also potentially avoids the morbidity and mortality of a more invasive low anterior resection or abdominoperineal resection in patients with benign disease or early cancers. The surgical approach used is determined by location of the polyp relative to the anal verge. In addition to routine history and physical examination, patients should have a proctoscopy completed to assess the location of the polyp and its size to assist with both patient positioning intraoperatively but also choice of surgical technique to use. Placement of the patient in the lithotomy position, prone with split legs or lateral decubitus should be performed aiming to have the lesion located inferiorly in the 5 to 7 o’clock position. Orientation of the specimen once removed needs to be always maintained in case additional margin(s) must be resected after pathology review. An easy strategy to accomplish this involves pinning the specimen to the white pad found in most sur­gical needle boxes and labeling the cardinal points with permanent ink. Complications related to surgical polypectomy include urinary retention, bleeding, infections, and bowel perforation. There is also a chance for incomplete resection or need to convert to a different more invasive approach. Both can be avoided with proper patient selection following careful review of perioperative workup. The surgery can be done as an outpatient or with a short period of inpa­tient observation depending on practice preferences.
Conventional Transanal Excision
to be effective at complete removal, where lymph node sampling is not required. Polyps amendable to standard conventional transanal excision (TAE) must be located within 6 to 8 cm from the anal verge, be <3 cm in size, and occupy less than 30% of the rectal circumference. For known malignant polyps, recommendation is to proceed with TAE in tumors with T1 depth of invasion only. Because of the tendency for suboptimal visualization, higher rates of positive margins and recurrence following conventional TAE resections have been reported.
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Transanal Endoscopic Microsurgery
Transanal endoscopic microsurgery (TEM) allows for excision of lesions higher up in the rectum than conventional TAE, including up to the distal sigmoid colon per published reports. It requires a reusable, rigid 4-cm-diameter proctoscope, which comes in either a 12-cm or 20-cm length; a laparoscopic camera; and modified angled laparoscopic instruments. The rigid platform has three additional 5- to 9-mm ports through which instruments and a suction device can be passed. CO
pneumorectum is established
2
through a port on the proctoscope to help maintain distension of the bowel wall while operating. Electrocautery is used to demar­cate a 5- to 10-mm margin around the lesion. Then, using an instrument to grasp and adjust the distal edge, an energy device is used to perform submucosal or full-thickness dissection of the outlined area. For mainly posterior tumors, a partial resection of the mesorectum can be performed en bloc with the polyp. Care must be taken to avoid grasping the lesion directly because this could result in tissue breakage. Also, it is important to remain perpendicular to the lesion during dissection to avoid early tunneling, which could compromise the deep margin. Once the specimen is removed, hemostasis is achieved.
If a full-thickness excision was performed, it is recommended that the defect be closed transversely using a running or interrupted figure-of-8 absorbable suture. This tends to be a more time-consum­ing aspect of the procedure and requires some comfort with laparo­scopic suturing to complete successfully. One could consider using barbed suture (e.g., V-lock), a knot pusher, or laparoscopic suture clips to eliminate the need to tie intracorporal knots, which can be challenging. Studies show that lesions located anteriorly in the upper or middle rectum tend to have a higher rate of intraperitoneal entry during dissection. In experienced hands, this can be sutured closed using the TEM platform with the patient placed in the steep Trende­lenburg position to shift the bowel out from the pelvis. If unable, a transabdominal approach might be required.
The main limitation of TEM is the cost of the equipment. In addition, the rigid proctoscope can make it difficult to manipulate instruments when operating, requiring a steep learning curve to troubleshoot. Patients should complete a full bowel prep before the procedure to avoid stool interfering with visualization during the intraluminal portion of the case. This is also important if one antic­ipates a higher risk for intraperitoneal entry, with the potential need for transabdominal surgery based on lesion location.
Transanal Minimally Invasive Surgery
Because of the limitations associated with TEM, transanal minimally invasive surgery (TAMIS) was introduced as an alternative. It com­bines TEM principles with single-site laparoscopy, without the need for expensive specialized equipment or complex learning curves. The setup includes a flexible disposable single-site laparoscopic platform
along with standard laparoscopic cameras, insufflators, and instru­ments. The more commonly used GelPOINT Path access channel comes in three lengths: 4 cm, 5.5 cm, and 9 cm. Channel length selection again is based on lesion location from the anal verge. The kit comes with self-retaining sleeves that are inserted into the gel cap, which can accommodate 5- to 10-mm standard instruments, in addition to frequently used needle sizes. Pneumorectum is estab­lished through a side port using standard insufflation equipment. If available, the AirSeal device can be used instead with the added advantage of providing stable bowel distension, even during suction­ing activities. Dissection is performed in a similar fashion as in TEM.
Although the flexible platform allows easier maneuvering of instru­ments, the most challenging part of the procedure remains suturing the defect close at the end of the case because of the confined intra­luminal space. To navigate this issue, many have turned to using the robotic platform with the TAMIS setup, capitalizing on the increased degree of articulation at the wrist of the robotic instruments.
Even though most vendors offer a shorter channel length, lesions in the distal rectum just above the dentate line might still be difficult to resect completely because of the platform. A hybrid approach using TAMIS for the proximal margin and then removing the plat­form to facilitate a conventional TAE can allow for complete excision and closure of the defect.
APPROACH TO THE MALIGNANT POLYP
Up to 5% of polyps that appear benign contain invasive cancer. This risk of cancer correlates with increasing polyp size such that polyps greater than 2 cm have an approximately 30% risk of cancer. For this reason, as mentioned previously, the colon should be tattooed at the site of any large polyp or any suspicious polyp if further treatment and evaluation are necessary.
Malignant polyps with deeper depth of invasion (i.e., >T1) have increased risk for lymph node metastases and should proceed to formal segmental resection. Even superficial or T1 early cancers can have higher risk for lymph node involvement based on the location within the polyp. To assist with risk prediction in this setting, the Haggitt level and Kikuchi submucosal (Sm) classification systems are used (Table 1). Haggitt levels 1 to 3 correspond with Sm1, but Haggitt level 4 can be Sm1, Sm2, or Sm3. A malignant polyp with an Sm3 classification is an indication for formal resection. Other factors predictive of lymph node metastases or recurrence are high tumor grade, extensive tumor budding, and lymphovascular invasion. In the absence of any of these features, the risk of adverse outcome is less than 1%; however, if a malignant polyp has one of these features, the risk increases to 20%. If two or more of these adverse features are present, the risk of adverse outcomes increases to 36%. Further evaluation of these features may better define patients who can be spared major surgery.
TABLE 1 Classification of Invasion Level
Haggitt Classification (Pedunculated Polyps) Definition
1 Invades submucosa but lim-
2 Invades the neck of the polyp Sm2 Invades into the middle third of
3 Invades the stalk of the polyp Sm3 Invades into the lower third of
4 Invades the submucosa of the
Haggit 1-3 corresponds to Sm1. Haggit 4 corresponds to Sm1, Sm2, or Sm3 levels.
ited to the head of the polyp
bowel wall below the stalk
Kikuchi Classification (Sessile Polyps) Definition
Sm1 Invades into the upper third of
the submucosa
the submucosa
the submucosa
Risk of Lymph Node Metastasis
3%
8%
23%
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267
Criteria for close surveillance after endoscopic removal of a malignant polyp include complete excision, a microscopic margin greater than 2 mm, no lymphatic or vascular invasion, moderate to well differentiation, Haggitt level 1 to 3, or Sm level 1 to 2.
All other malignant polyps that do not meet the aforementioned criteria should be considered for surgical resection. However, even with some high-risk features, patients with serious medical comor­bidities may be best managed with close surveillance and nonsurgical treatment. An alternative to patients at high risk with a malignant rectal polyp may be full-thickness surgical excision (TAE, TEM, or TAMIS) with adjuvant chemoradiation.
Management of Peritoneal Surface Malignancies
Fabian M. Johnston, MD, and Juliet Siena Lumati, MD
eritoneal surface malignancies represent a heterogenous group of intraperitoneal malignancies arising from the lining of the
P
abdominal and pelvic cavity. They include primary malignancies of the peritoneum such as diffuse malignant peritoneal mesothelioma, peritoneal serous papillary carcinoma, desmoplastic small round cell tumors, and metastases from other primary tumors typically involving the colon, stomach, and ovaries. Cytoreductive surgery (CRS) and hyperthermic intraperitoneal chemotherapy (HIPEC) have evolved over the past decade to provide a therapeutic advantage to patients who otherwise have limited options beyond systemic chemoradiation for locoregional control or palliation. The purpose of this chapter is to review the epidemiology of peritoneal surface malignancies as well as current treatment guidelines.
EPIDEMIOLOGY AND CLASSIFICATION
Appendiceal Neoplasm
The true incidence of appendiceal neoplasms is unknown but is thought to be about 0.12 cases per 100,000 people per year in the United States. They are more commonly diagnosed incidentally on pathology in about 1% to 2% of appendectomy specimens. These tumors can be of mucinous or non-mucinous histology and may contain a signet ring cell component. Signet ring cell carcinomas are very aggressive, with up to 60% of cases already showing distant metastasis at the time of diagnosis. Patients with mucinous tumors may clinically present with pseudomyxoma peritonei (PMP), which is a condition characterized by mucinous ascites and peritoneal implants. Because of the rarity of these neoplasms, histologic clas­sification had been challenging until 2010, when the World Health Organization recognized three categories of primary appendiceal neoplasms: mucinous adenoma, low-grade appendiceal mucinous neoplasm (LAMN), and mucinous adenocarcinoma. Subsequently in 2016, The Peritoneal Surface Oncology Group International Consensus developed a classification system to describe both the primary lesion and peritoneal disease. It also classified noncar­cinoid epithelial neoplasms of the appendix itself and added a new term, high-grade appendiceal mucinous neoplasm (HAMN) for lesions with the low-grade architectural features of low-grade appendiceal mucinous neoplasm but with high-grade cytologic features (Box 1).
S u g g e S t e d R e a d i n g
Leggett B, Whitehall V. Role of the serrated pathway in colorectal cancer
pathogenesis. Gastroenterology. 2010;138:2088–2100.
Rai V, Mishra N. Transanal approach to rectal polyps and cancer. Clin Colon
Rectal Surg. 2016;29(1):65–70.
Shaukat A, Kahi CJ, Burke CA, Rabeneck L, Sauer BG, Rex DK. ACG Clinical
Guidelines: Colorectal Cancer Screening 2021. Am J Gastroenterol. 2021;116(3):458–479.
Wickham CJ, Wang J, Mirza KL, et al. “Unresectable” polyp management
utilizing advanced endoscopic techniques results in high rate of colon preservation. Surg Endosc. 2022;36(3):2121–2128.
CLINICAL MANIFESTATION
Clinical symptoms on presentation can be quite nonspecific. Com­mon presentations include increasing abdominal girth, weight loss, fatigue, bloating, constipation, and pain. Not uncommonly the diag­nosis is made on presentation with acute appendicitis obstruction of the appendiceal lumen by malignant cells, which may lead to inflammation and infection of the appendix. Similarly, mucinous tumors may present with cystic dilation of the appendix, which could also mimic symptoms of appendicitis or be found incidentally on imaging for a different etiology. Men may also present with hernias and women with a bulky pelvic mass. Anorexia, early satiety, and massive ascites are also common manifestations, and in some ways, likely underestimate the true incidence of the disease given the late clinical presentation of these neoplasms.
PREOPERATIVE WORKUP
Preoperative workup should include staging CT of the chest, abdo­men, and pelvis. Routine CBC, basic metabolic panel, and nutritional markers are often helpful. Other parameters include serum tumor markers including CEA, CA 19-9, CA125, and chromogranin A as well as obtaining a preoperative colonoscopy to evaluate for syn­chronous or metachronous colonic lesions, which at times may be negative. A diagnostic laparoscopy may be useful in determining eli­gibility for cytoreductive surgery in addition to obtaining histologic assessment, which may help guide treatment plans.
PATIENT SELECTION
Patient selection is extremely important in deciding who will most benefit from CRS and HIPEC and to avoid significant morbidity and mortality in patients who are not expected to benefit. Surgeons
BOX 1 PSOGI 2016 Classification of Noncarcinoid
Appendiceal Epithelial Neoplasms
• Tubular,tubulovillousorvillousadenoma,low-orhigh-grade
dysplasia
• Serratedpolypwithorwithoutdysplasia(loworhighgrade)
• Low-gradeappendicealmucinousneoplasm
• High-gradeappendicealmucinousneoplasm
• Mucinousadenocarcinoma:well,moderately,orpoorly
differentiated
• Poorlydifferentiated(mucinous)adenocarcinomawithsignet
ring cells
• (Mucinous)signetringcellcarcinoma
• Adenocarcinoma:well,moderately,orpoorlydifferentiated
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should consider the extent of disease, tumor biology, physiologic age, comorbidities, and the ECOG/WHO functional and frailty status when selecting patients. Scoring systems such as the peri­toneal disease severity score (PDSC), which was devised to stage patients with colon cancer based on clinical symptoms, extent of carcinomatosis based on radiographic evidence, and tumor histo­pathology may be useful to facilitate appropriate patient selection. For patients with LAMN (grade 1) CRS + HIPEC is the treatment of choice if complete cytoreduction can be achieved. Patients with adenocarcinoma and peritoneal metastasis are less likely to have complete cytoreduction and overall have poorer survival than those with LAMN. It is important to note that not all LAMNs or well-dif­ferentiated mucinous adenocarcinomas require a right hemicolec­tomy unless there is clear involvement of the colon serosa, which would necessitate colectomy. Furthermore, The American College of Surgeons’ NSQIP surgical risk calculator may also be used to estimate perioperative risk, especially in patients with significant cardiopulmonary comorbidities not captured by the PDSC. It is important to note that no risk calculator is absolute; therefore, it is the combination of risk factors and expected net benefit that guides preoperative discussions with patients to set appropriate expecta­tions. Furthermore, all patients should be presented at multidisci­plinary team with considerations given to probability of extensive organ resection, morbidity, quality of life, and recurrence risk. The Chicago Consensus Guidelines on the management of appendiceal neoplasms are highlighted in Figures 1 and 2.
COLORECTAL CANCERS
The care of patients with advanced colorectal cancer has evolved over the past several decades, with overall improvement in the median survival
for patients with stage IV disease. This has been largely attributed to improvements in the use of multimodal targeted therapy (i.e., neoadjuvant chemotherapy [NACT] and chemoradiation for rectal tumors), surgical technique, adjuvant chemotherapy for colon cancer, and improved patient selection. This is in addition to improving evidence that metastasectomy of liver and lung metastases improves 5-year survivorship.
In 2003, Verwall et al. randomized 105 patients with metastatic colon cancer with peritoneal carcinomatosis to receive CRS + HIPEC or systemic therapy alone that consisted of monotherapy 5FU/leu­covorin. Results from this clinical trial showed an improvement in median survival in the HIPEC arm at 22.3 months compared with 12 months in the standard group at the median follow-up of 22 months. However, a subsequent follow-up study published in 2008 found no difference at the 8-year follow-up. Similarly, the COLOPEC trial, which was a multicenter randomized controlled trial (RCT) of 204 patients compared adjuvant HIPEC + systemic chemotherapy to systemic chemotherapy alone. The authors found no difference in metastasis-free survival at 18 months and a slight increase in post­operative complications in the HIPEC + chemotherapy group. Given that HIPEC is typically performed concurrently with CRS, the first study to evaluate HIPEC + CRS versus CRS alone was the PRODIGE trial with results recently published as of February 2021. This was an RCT comparing HIPEC + CRS versus CRS alone and recruited 265 patients across 7 centers. The authors found no significant difference in the median survival in the HIPEC + CRS group versus the CRS group (41 months vs. 40 months, respectively) at a median follow-up of 63 months. In a subgroup analysis, patients with a moderate bur­den of peritoneal disease (peritoneal cancer index [PCI] 11–15) who received HIPEC had a significant improvement in overall survival at 41 months compared with 32 months in CRS, though outpatient complication rates were higher in the HIPEC + CRS group versus
*A positive appendiceal margin should be addressed with conservative
of the appendiceal cuff or partial cecectomy, avoiding if possible an anastomosis.
Intraoperatively,
Routine right hemicolectomy is discouraged.
†A small percentage of tumors with low-grade histopathology will present
with high-grade peritoneal disease. These should be treated as high-grade
Surgical
Exploration
H & P CEA, CA125, CA19-9, CRP
Consider
Colonoscopy
Incident Mass on Imaging or
No Peritoneal
Disease
CA19-9: Carbohydrate Antigen 19-9 CA125: Cancer Antigen 125 CEA: Carcinoembryonic Antigen CRP: C-reactive Protein CRS: Cytoreductive Surgery CT A/P: Computed Tomography of Abdomen/Pelvis DPAM: Disseminated Peritoneal Adenomucinosis H&P: History and Physical IPCT: Intraperitoneal Chemotherapy MRI A/P: Magnetic Resonance Imaging of Abdomen/Pelvis PMCA: Peritoneal Mucinous Carcinomatosis RLQ: Right Lower Quadrant
primary tumor.
No Evidence of
Peritoneal
Spread
Peritoneal
Spread
Appendectomy
Appendectomy
and Biopsy or
Biopsy Only
Low-Grade Mucinous
Carcinoma Peritonei
(DPAM/PMCA-I)†
CT A/P or MRI
A/P
LAMN
Negative
Margin
Positive
Margin
Acellular Mucin
(Local Only: RLQ)
Acellular Mucin
(Widespread)
Cellular Mucin
No Perforation and
No
Extraappendiceal
Mucin or
Neoplastic Cells
Perforation with
Extraappendiceal
Mucin or
Neoplastic Cells
Cecectomy or
IIeocecectomy*
Resected
Unresected
CRS + IPCT
(Preferred)
Observation,
Consider
Diagnostic
Laparoscopy
CRS + IPCT
Routine Postoperative
Care
No Further
Surveillance
Surveillance
Consider IPCT
Surveillance if
Perforation
Observation,
Consider
Diagnostic
Laparoscopy
IPCT
Observation,
Consider
Diagnostic
Laparoscopy
CRS + IPCT
Progressive
or Recurrent
Disease
Interval < 1 y
Interval > 1 y
Repeated Biopsy
(Assess Tumor
Biology; Consider
Genomic
Sequencing)
Pathology
Noninvasive
Pathology
Invasive
Pathology
Consider
Review
Observation
Consider
Clinical Trial
Consider CRS
+/– IPCT
Appendiceal
Adenocarcinoma
Guidelines
Repeat CRS
+/– IPCT
FIG. 1 The 2018 Chicago Consensus Guidelines on the Management of Low-Grade Appendiceal Mucinous Neoplasm (LAMN). (From Chicago Consensus
Working Group.The Chicago consensus on peritoneal surface malignancies: standards. Cancer.2020;126:2516–2524.)
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