- •Preface
- •Contents
- •Contributors
- •1: Living with Diabetic Retinopathy: The Patient’s View
- •My Patient Experience
- •Others’ Experiences
- •Photos of the Meaning of Diabetes
- •References
- •2: Diabetic Retinopathy Screening: Progress or Lack of Progress
- •Definitions of Screening for Diabetic Retinopathy
- •Studies Reporting the Prevalence of Diabetic Retinopathy
- •Reports on Blindness and Visual Impairment
- •Is There Evidence That Treatment for Sight-Threatening Diabetic Retinopathy Is Effective and Agreed Universally?
- •The Evidence That Diabetic Retinopathy Can Be Prevented or the Rate of Deterioration Reduced by Improved Control of Blood Glucose, Blood Pressure and Lipid Levels, and by Giving Up Smoking
- •The Evidence that Laser Treatment Is Effective
- •The Evidence That Vitrectomy for More Advanced Disease Is Effective
- •Progress of Lack of Progress in Screening for Diabetic Retinopathy in Different Parts of the World
- •References
- •3: Functional/Neural Mapping Discoveries in the Diabetic Retina: Advancing Clinical Care with the Multifocal ERG
- •Introduction
- •The Diabetes Epidemic
- •Current Treatment Focus
- •Vasculopathy and Neuropathy of the Retina
- •The Early Efforts
- •Some Breakthroughs
- •Predictive Models of Visible Retinopathy Onset at Specific Locations
- •How Is the mfERG Measured and What is it Measuring?
- •Where Are These Neural Signals Generated in the Retina?
- •Some Key Results
- •Adolescents and Adult Diabetes
- •Type 1 vs. Type 2: Differences in Retinal Function
- •References
- •4: Corneal Diabetic Neuropathy
- •Introduction
- •Corneal Confocal Microscopy
- •Corneal Nerves and Diabetes
- •Conclusion
- •References
- •5: Clinical Phenotypes of Diabetic Retinopathy
- •Natural History
- •MA Formation and Disappearance Rates
- •Alteration of the Blood–Retinal Barrier
- •Retinal Capillary Closure
- •Multimodal Macula Mapping
- •Clinical Retinopathy Phenotypes
- •Relevance for Clinical Trial Design
- •Relevance for Clinical Management
- •Targeted Treatments
- •References
- •6: Visual Psychophysics in Diabetic Retinopathy
- •Introduction
- •Visual Acuity
- •Color Vision
- •Contrast Sensitivity
- •Macular Recovery Function (Nyctometry)
- •Perimetry
- •Microperimetry (Fundus-Related Perimetry)
- •Conclusion
- •References
- •7: Mechanisms of Blood–Retinal Barrier Breakdown in Diabetic Retinopathy
- •The Protective Barriers of the Retina
- •The Inner and the Outer BRB
- •Inflammation and BRB Permeability
- •Leukocyte Mediators of Vascular Leakage
- •Other Mediators of Leukocyte Recruitment in DR
- •Structural Compromise of the BRB
- •Vascular Endothelial Growth Factor
- •Anti-VEGF Properties of Natriuretic Peptides
- •Proposed Model of BRB Breakdown in DR
- •Key Role of AZ in VEGF-Induced Leakage
- •Azurocidin Inhibition Prevents Diabetic Retinal Vascular Leakage
- •References
- •8: Molecular Regulation of Endothelial Cell Tight Junctions and the Blood-Retinal Barrier
- •The Blood-Retinal Barrier
- •The Retinal Vascular Barrier
- •The Junctional Complex
- •ZO Proteins
- •Claudins
- •Junctional Adhesion Molecules
- •Occludin and Tricellulin
- •Vascular Permeability in Diabetic Retinopathy
- •VEGF-Induced Regulation of Endothelial Permeability
- •Occludin Phosphorylation and Permeability
- •Protein Kinase C in Regulation of Barrier Properties
- •Conclusions
- •References
- •9: Capillary Degeneration in Diabetic Retinopathy
- •Vascular Nonperfusion in Diabetes: Mechanisms
- •Molecular Causes of Capillary Degeneration
- •Unexplained Aspects of Diabetes-Induced Degeneration of Retinal Capillaries
- •What Is the Relation Between the Retinal Vasculature and Neuronal Retina Structure and Function in Diabetes?
- •Conclusion
- •References
- •10: Proteases in Diabetic Retinopathy
- •Proteases in Retinal Vasculature
- •Extracellular Proteases
- •Urokinase Plasminogen Activator System (uPA/uPAR System)
- •Matrix Metalloproteinases
- •Endogenous Inhibitors of Proteases
- •Tissue Inhibitors of Metalloproteinases (TIMPs)
- •Plasminogen Activator Inhibitors (PAI)
- •Proteases in Retinal Neovascularization
- •Tissue Inhibitor of Matrix Metalloproteinases in Retinal Neovascularization
- •Inhibition of Retinal Angiogenesis by MMP Inhibitors
- •Inhibition of Retinal Angiogenesis by Inhibitors of the uPA/uPAR System
- •Proteases in Diabetic Macular Edema
- •Conclusion
- •References
- •11: Proteomics in the Vitreous of Diabetic Retinopathy Patients
- •Introduction
- •Vitreous Anatomy
- •A Candidate Approach
- •Proteomic Approaches
- •Vitreous Acquisition
- •Sample Pre-Fractionation
- •Mass Spectrometry
- •Spectral Analysis
- •Data Analysis
- •The Vitreous Proteome
- •2-DE-Based Proteomics
- •1-DE-Based Proteomics
- •Summary and Conclusions
- •References
- •12: Neurodegeneration in Diabetic Retinopathy
- •Introduction
- •Histological Evidence
- •Early Pathology Studies
- •Histological Evidence of Apoptosis
- •Gross Morphological Changes in the Retina
- •Reductions in Numbers of Surviving Amacrine Cells
- •Retinal Ganglion Cell Loss
- •Abnormalities in Ganglion Cell Morphology
- •Centrifugal Axon Abnormalities
- •Nerve Fiber Layer Thickness
- •Biochemical Evidence of Neurodegeneration and Cell Death
- •Functional Evidence of Neurodegenerative Changes
- •Electrophysiological Evidence for Neurodegeneration
- •Optic Nerve Retrograde Transport
- •Other Changes in Visual Function
- •Summary and Conclusions
- •References
- •13: Glucose-Induced Cellular Signaling in Diabetic Retinopathy
- •Introduction
- •Cellular Targets in DR
- •Endothelial Cell (EC) Dysfunction
- •Endothelial-Pericyte Interactions
- •Endothelial-Matrix Interactions
- •Signaling Mechanisms in DR
- •Altered Vasoactive Factors
- •Alteration of Metabolic Pathways
- •Polyol Pathway
- •Hexosamine Pathway
- •Protein Kinase C Pathway
- •Activation of Other Protein Kinases
- •Mitogen-Activated Protein Kinase (MAPK)
- •Increased Oxidative Stress
- •Protein Glycation
- •Aberrant Expression of Growth Factors
- •Transcription Factors
- •Transcription Regulators
- •Concluding Remarks
- •References
- •Introduction
- •The Growth-Hormone/Insulin-Like Growth Factor Pathway in Proliferative Retinopathies
- •Proliferative Diabetic Retinopathy (PDR)
- •Retinopathy of Prematurity (ROP)
- •Animal Models of Proliferative Retinopathies
- •IGFBP-3 as a Regulator of the Growth-Hormone/ Insulin-Like Growth Factor Pathway
- •Conclusion
- •References
- •15: Neurotrophic Factors in Diabetic Retinopathy
- •Diabetic Retinopathy
- •Neurotrophic Factors
- •Neurotrophins and Others
- •Nerve Growth Factor
- •Glial-Cell-Derived Neurotrophic Factor
- •Ciliary Neurotrophic Factor
- •Anti-angiogenic Neurotrophic Factors
- •Pigment-Epithelium-Derived Factor
- •SERPINA3K
- •Brain-Derived Neurotrophic Factor
- •Fibroblast Growth Factors
- •Insulin and Insulin-Like Growth Factor 1
- •Erythropoietin
- •Vascular Endothelial Growth Factor
- •Neurotrophic Factors and the Future of DR Research
- •References
- •16: The Role of CTGF in Diabetic Retinopathy
- •Introduction
- •ECM Remodeling and Wound Healing Mechanisms in Diabetic Retinopathy
- •ECM Remodeling in PCDR
- •Wound Healing Mechanisms in PDR
- •CTGF Structure and Function
- •CTGF in the Eye
- •CTGF in Ocular Fibrosis
- •CTGF in Ocular Angiogenesis
- •CTGF in Diabetic Retinopathy
- •CTGF in BL Thickening in PCDR
- •AGEs and CTGF in BL Thickening in PCDR
- •Role of VEGF in BL Thickening
- •BL Thickening in Diabetic CTGF-Knockout Mice
- •CTGF in PDR
- •Role of CTGF and VEGF in the “Angiofibrotic Switch” in PDR
- •Conclusions
- •References
- •17: Ranibizumab and Other VEGF Antagonists for Diabetic Macular Edema
- •Introduction
- •Pathogenesis of DME and Current Standard of Care
- •Ranibizumab for DME
- •Pegaptanib for DME
- •Bevacizumab for DME
- •VEGF Trap-Eye for DME
- •Other Considerations in the Management of DME
- •Combination Treatment for DME
- •DME and Quality of Life
- •Conclusions
- •References
- •18: Neurodegeneration, Neuropeptides, and Diabetic Retinopathy
- •Introduction
- •Neuropeptides Involved in the Pathogenesis of DR
- •Glutamate
- •Angiotensin II
- •Pigment Epithelial-Derived Factor
- •Somatostatin
- •Erythropoietin
- •Docosahexaenoic Acid and Neuroprotectin D1
- •Brain-Derived Neurotrophic Factor
- •Glial Cell Line-Derived Neurotrophic Factor
- •Ciliary Neurotrophic Factor
- •Adrenomedullin
- •Concluding Remarks and Therapeutic Implications
- •References
- •19: Glial Cell–Derived Cytokines and Vascular Integrity in Diabetic Retinopathy
- •Introduction
- •The BRB Functional Unit Composed of Glial and Endothelial Cells
- •Tight Junctions Between Endothelial Cells Are Substantial Barrier of the BRB
- •Major Cytokines Derived from Glial Cells Affecting Tight Junctions of the BRB
- •VEGF
- •GDNF
- •APKAP12
- •A Possible Treatment of the Retinopathy with Retinoic Acid Analogues
- •Conclusion
- •References
- •20: Impact of Islet Cell Transplantation on Diabetic Retinopathy in Type 1 Diabetes
- •Introduction
- •What Are the Benefits and Risks of Reducing Blood Glucose?
- •On Average, 3 Years Was Required to Demonstrate the Beneficial Effect of Intensive Treatment
- •The Earlier in the Course of Diabetes That Intensive Therapy Is Initiated, Even Before the Onset of Retinopathy, the Greater the Long-Term Benefits
- •Risk Reduction in the Primary Prevention Cohort
- •Risk Reduction in the Secondary Prevention Cohort
- •There Was No Glycemic Threshold Regarding Progression of Retinopathy
- •Diabetic Ketoacidosis (DKA)
- •Efforts to Normalize Blood Glucose Are Associated with Weight Gain in People with Type 1 Diabetes
- •Connecting Peptide (C-Peptide) Responders Have Less Risk of Progression of Retinopathy
- •Effects of Improved Control on Retinopathy Were Sustained in the Long-Term
- •Quality of Life Measure
- •“Metabolic Memory”: A Phenomenon Producing a Long-Term Beneficial Influence of Early Metabolic Control on Clinical Outcomes
- •Need for a More Physiologic Glycemic Control Regimen
- •Effect of Intensive Insulin Therapy on Hypoglycemia Counterregulation
- •b Cell Function
- •Whole Pancreas Transplantation
- •Effect of SPK Transplantation on Diabetic Retinopathy
- •Islet Cell Transplantation
- •Adverse Effects of Chronic Immunosuppression
- •Effect of Islet Cell Transplantation on Retinopathy
- •References
- •Index
9
Capillary Degeneration in Diabetic Retinopathy
Timothy S. Kern
CONTENTS
VASCULAR NONPERFUSION IN DIABETES: MECHANISMS
MOLECULAR CAUSES OF CAPILLARY DEGENERATION
UNEXPLAINED ASPECTS OF DIABETES-INDUCED DEGENERATION
OF RETINAL CAPILLARIES
WHAT IS THE RELATION BETWEEN THE RETINAL VASCULATURE
AND NEURONAL RETINA STRUCTURE AND FUNCTION IN DIABETES?
CONCLUSION
ACKNOWLEDGMENT
REFERENCES
Keywords Diabetic retinopathy • Vasoocclusion • Nonperfusion • Pathogenesis
Capillary degeneration is a required step during normal development [1–5]. Capillary degeneration also has serious and undesirable consequences in several ischemic diseases, including retinopathy of prematurity, sickle-cell retinopathy [6–9], and diabetic retinopathy. This review will focus on causes of vascular nonperfusion and capillary degeneration in the retina, and their relation to diabetic retinopathy.
Vascular pathology in the early stages of diabetic retinopathy is characterized histologically by the presence of saccular capillary microaneurysms, pericyte-deficient capillaries, and nonperfused and degenerate capillaries in patients (Fig. 1). Capillary nonperfusion and/or degeneration are particularly important lesions of the early retinopathy [10, 11]. The area of nonperfusion in the retina is significantly correlated with the mean severity grade of the retinopathy [12], and it is generally accepted that capillary nonperfusion and degeneration play major and causal roles in the progression to preretinal neovascularization that develops in some diabetic patients [13]. The extent of capillary nonperfusion in diabetic retinopathy has been found to correlate with the amount and localization of neovascularization [13]. As more and more capillaries become nonperfused or occluded, local areas of the retina likely become deprived of oxygen and nutrients, thus stimulating production of one or more ischemia-driven growth factors, such as vascular endothelial
From: Ophthalmology Research: Visual Dysfunction in Diabetes
Edited by: J. Tombran-Tink et al. (eds.), DOI 10.1007/978-1-60761-150-9_9 © Springer Science+Business Media, LLC 2012
143
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Kern |
Fig. 1. (A) Low-power view of retinal histopathology in a patient having nonproliferative diabetic retinopathy. There is a large area of capillary degeneration in the photo, indicated by the absence of dark nuclear stain in most vessels. Numerous microaneurysms are along the top and bottom of the micrograph. (B) Close-up of vascular histopathology in a diabetic patient. Degenerate capillaries are indicated by arrows, and saccular capillary microaneurysm is indicated by asterisk (*).
growth factor (VEGF). VEGF is known to be a key molecule leading to retinal permeability and neovascularization in diabetes and other retinal diseases [14–16].
VASCULAR NONPERFUSION IN DIABETES: MECHANISMS
Capillary nonperfusion can be due either to temporary or permanent occlusion/degeneration. Degenerate capillaries that are detected via histologic preparations of the isolated vasculature (trypsin digest or elastase methods) apparently once were functional capillaries that degenerated until only a basement membrane tube remains. These degenerate capillaries are no longer perfused, and have been used as histologic markers of nonperfused capillaries [10]. Although devoid of nuclei, these degenerate vessels sometimes are not truly acellular, and may be filled with cytoplasmic processes of glial cells [17].
Nonperfusion of capillaries also might be temporary. Temporary occlusions do not always cause damage to the capillary or nearby tissue, but repeated ischemic insults in a chronic disease like diabetes likely could cause progressive injury. Moreover, the neural retina of diabetic animals has been shown to be more sensitive to ischemia [18]. Small nonperfused areas observed in some retinas of diabetic patients later were found to be reperfused, and even the entire fundus became reperfused in a small number of other diabetic patients [19]. It is not clear if the reperfusion occurred in vessels that originally were occluded, or if other patent vessels took their place to supply blood to the ischemic region.
Mechanisms believed to contribute to the nonperfusion and degeneration of retinal capillaries in diabetes include occlusion of the vascular lumen by white blood cells, platelets, or other cells (notably glial cell processes), or altered hemodynamics. These mechanisms are not mutually exclusive.
1. Vasoocclusion by white blood cells. Using either ex vivo or in vivo techniques, diabetes increases adhesion of leukocytes to the vascular wall in diabetic animals [20–34]. Moreover, instances have been reported where the circulation of fluorescent dye injected into
Capillary Degeneration in Diabetic Retinopathy |
145 |
the blood or using in situ (whole mount) perfusion methods is blocked by an immobile leukocyte, suggesting that the leukostasis is contributing to the capillary nonperfusion in diabetic retinopathy [27, 35]. Although individual instances of temporary capillary occlusion by a blood cell might be short-lived, cumulative effects of such repeated ischemia/reperfusion injuries over a prolonged interval are not known. Leukocyte stiffness has been reported to be increased in diabetes, thus making the cells less filterable and more likely to occlude retinal vessels [21, 36]. Abnormal leukocyte adherence to retinal vessels in diabetes occurs via expression of ICAM-1 and other adhesion molecules on the endothelial surface. Diabetes increases expression of ICAM-1 and other adhesion molecules in retinas of animals and humans [24, 28, 37–39], and interaction of this adhesion molecule with the CD18 adhesion molecule on leukocytes contributes to the diabetes-induced increase in adherence of white blood cells to the vascular wall in retinal vessels [24]. Diabetic mice lacking ICAM-1 and CD18 do not develop either the diabetes-induced increase in leukostasis, vascular permeability, or degeneration of retinal capillaries [33], providing strong evidence that white blood cells likely contribute to the eventual capillary damage and degeneration that is characteristic of diabetic retinopathy. Leukocytes have been found to be associated with capillary closure in retinas of spontaneously diabetic monkeys [40].
Although evidence suggesting a role for white blood cells in the development of the retinopathy is accumulating [33, 41, 42], whether or not leukostasis [23, 24, 26, 27, 33, 39, 43, 44] per se is a good parameter of the process of leading to capillary degeneration or diabetic retinopathy is less clear. A disconnect between leukostasis per se and the degeneration of retinal capillaries in diabetes was suggested by evidence that 12-lipoxygenase−/− diabetic mice did not develop the diabetes-induced increase in leukostasis, but nevertheless developed the capillary degeneration of diabetic retinopathy [45].
2. Vasoocclusion by platelets. Platelet microthrombi have been detected in the retinas of diabetic rats and humans, and have been spatially associated with apoptotic endothelial cells [46, 47]. Nevertheless, the selective antiplatelet drug (clopidogrel) did not prevent neuronal apoptosis, glial reactivity, capillary cell apoptosis, or degeneration of retinal capillaries in diabetic rats [48], thus providing no support for a postulated role of platelet aggregation in the development of capillary occlusion in diabetes. Moreover, aspirin (delivered at low doses that should have inhibited platelet aggregation) did not [49] or only modestly [50] inhibited the progression of diabetic retinopathy in clinical trials.
3. Hemodynamics. Many studies of diabetes indicate that there are alterations in blood flow to the retina [51–54]. Reduction in flow might be due to diabetes-induced increase in vascular resistance or viscosity, or to a reduction in metabolic activity in the retina which thus reduces the metabolic demand for flow. Whatever the cause, subsequent impairments to flow, even if slight, have been speculated to allow temporary stasis until backpressure increases.
4. Invasion of the vascular lumen by other cell types. Cellular processes from retinal glial cells have been found inside of occasional degenerate capillaries (identified from the basement membrane tube that surrounds vessels) [17, 55, 56]. It is not clear whether this glial invasion precedes and causes the capillary to degenerate or is a result of the capillary cells dying (thus opening spaces for the glial cell to expand into).
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5. Growth factor withdrawal. Intravitreal administration of VEGF antagonists has been reported to cause apparent nonperfusion or regression of neovascular tufts in diabetic retinopathy [57, 58]. The later reappearance of the neovascular tufts in the same area of retina in some patients [57], however, suggests that the treatment had reduced perfusion of the vessels, but apparently had not caused regression.
MOLECULAR CAUSES OF CAPILLARY DEGENERATION
The molecular mechanisms by which capillary degeneration occurs in diabetes have not been studied in humans, human studies instead focusing on the retinopathy as a whole. Thus, the primary focus of the present discussion on molecular causes of dia- betes-induced degeneration of retinal capillaries will focus largely on animal studies. Factors or pathways involved in the capillary degeneration in early stages of diabetic retinopathy have been identified primarily using pharmacologic inhibitors or genetically modified animals.
Metabolic control. Intensive insulin therapy, blood pressure medications, and lipid-low- ering therapy all have been shown to inhibit the development of diabetic retinopathy in patients [59–63]. Consistent with this, animal studies have demonstrated that these therapies likewise inhibited degeneration of the retinal vasculature in diabetes [64–67], and they demonstrate that the therapies did inhibit degeneration of the retinal vasculature. Likewise, lipid levels have been shown to influence the development or progression of the retinopathy in diabetic animals [68, 69].
Pathways secondary to poor metabolic control of diabetes. Metabolic sequelae of hyperglycemia have been extensively studied to identify potential causes responsible for the development of diabetic retinopathy and its associated vascular abnormalities. A variety of therapies have reduced the number of TUNEL-positive capillary cells or degenerate capillaries compared to control [27, 33, 39, 44, 48, 67, 70–77], suggesting that related metabolic abnormalities also contribute to the capillary cell death. Tables 1 and 2 summarize a number of therapies or genetic modifications that have been reported to inhibit degeneration of retinal capillaries in diabetic animals. TUNEL-positive retinal capillary cells are a much less reproducible finding in diabetic mice than in diabetic rats (Kern, unpublished).
UNEXPLAINED ASPECTS OF DIABETES-INDUCED DEGENERATION OF RETINAL CAPILLARIES
Nonuniform degeneration of capillaries within the same retina. Despite the evidence indicating that hyperglycemia is a (or the) major determinant of capillary degeneration in diabetic retinopathy, capillary degeneration (like other lesions of the retinopathy) does not develop uniformly across even the same retina of diabetic dogs or patients [78, 79]. The superior temporal portion of retina develops significantly more pathology than, for example, inferior nasal retina. Likewise, midperipheral retina is more prone to undergo capillary nonperfusion in diabetic retinopathy than is the posterior or anterior retina [13].
Why does it take so long for capillary degeneration to become apparent in diabetic retinopathy? As mentioned earlier, vascular remodeling is a normal process, and so all
Table 1. Pharmacologic inhibition of capillary degeneration in retinas from diabetic animals
Presumed target |
Drug |
Presumed pathway |
References |
Other possible mechanisms |
References |
Angiotensin converting |
Captopril |
Blood pressure |
[67] |
Inhibition of glucose uptake |
[93] |
enzyme |
|
|
|
into retina |
|
Caspase-1 |
Minocycline |
Inflammation |
[94] |
Inhibition of microglia |
[95] |
Cyclooxygenase |
Nepafenac |
Inflammation |
[76] |
|
|
Poly(ADP-ribose) |
PARP inhibitor |
Inflammation |
[39] |
|
|
polymerase |
|
|
|
|
|
p38 |
p38 inhibitor |
Inflammation |
[96] |
|
|
Inflammation |
Salicylates |
Inflammation |
[48, 77, 97] |
|
|
TNFa (alpha)a |
Pegsunercept |
Inflammation |
[98] |
|
|
FOXO1 |
siRNA against FOXO1 |
Cell signaling |
[99] |
|
|
RAGE |
sRAGE |
Inflammation |
[69] |
|
|
Aldose reductaseb |
Aldose reductase |
Metabolic abnormality |
[74, 100] |
Inflammation (independent |
[101–104] |
|
inhibitor |
|
|
of hyperglycemia) |
|
Transketolase |
Benfotiamine |
Metabolic abnormality |
[105] |
|
|
Glycation, |
Pyridoxamine |
Metabolic abnormality |
[73] |
CD36 |
[106] |
lipoxidation |
|
|
|
|
|
iNOS |
Aminoguanidine |
Metabolic abnormality |
[71] |
Inhibit formation advanced |
[107, 108] |
|
|
|
|
glycation endproducts |
|
AGE formation |
Tenilsetam |
AGE formation |
[109] |
|
|
Oxidative stress |
Antioxidants |
Oxidative stress |
[72, 75, 110] |
|
|
Oxidative stress |
AREDS diet |
Oxidative stress |
[111] |
|
|
TrkA |
Nerve growth factor |
Indirect action via |
[112], Kern, |
Neuroprotection |
[113] |
|
|
nonvascular cell |
unpublished |
|
|
Although not studied in diabetic animals, inhibition of TNFaa or aldose reductaseb inhibited capillary degeneration in galactose-fed animals [114–116]
Retinopathy Diabetic in Degeneration Capillary
147
