- •Preface
- •Contents
- •Contributors
- •Introduction
- •The Eponymy of Exophthalmos Associated with Thyroid Disease
- •Genetics of Graves’ Disease
- •Pregnancy and Hyperthyroidism
- •Radioactive Iodide Therapy for Graves’ Disease
- •Glaucoma in Thyroid Eye Disease
- •External Beam Radiotherapy for Thyroid Eye Disease
- •Fat-Only Decompression for Graves’ Orbital Disease
- •Blepharoplasty in Graves’ Disease
- •Index
- •About the Editors
13
Genetics of Graves’ Disease
RATNASINGAM NITHIYANANTHAN and STEPHEN C.L. GOUGH
University of Birmingham, Birmingham, England
I.INTRODUCTION
The principal function of the immune system is to offer protection against the invasion of exogenous antigen. However, at the same time it must also have the ability to recognize self antigen and avoid damage to host tissues. Autoimmune diseases appear to arise, however, as a result of failure of the immune system to recognize self antigen. The common autoimmune disorders collectively affect around 5% of the population, of which the most common are type 1 diabetes, autoimmune thyroid disease, and rheumatoid arthritis.
Graves’ disease is an organ-specific autoimmune disease, characterized by the clinical features of thyrotoxicosis and a diffuse goiter with or without ophthalmopathy and dermopathy or myxedema (1). Biochemical features include elevated serum thyroxin levels with suppressed thyroid-stimulating hormone (TSH) levels. Specific antibodies directed against the TSH receptor (TSHR) have been detected in more than 95% of patients with Graves’ disease (2). A primary etiological role for TSHR antibodies is further supported by the development of thyrotoxicosis in neonates born to mothers with Graves’ disease that lasts only for a few weeks until the inhibiting IgG is metabolically cleared to an ineffective concentration (3,4). Biopsies, however, from the thyroid gland in patients with Graves’ disease also show extensive lymphocytic infiltration (1), demonstrating that both antibodyand cell-mediated immune responses are involved in development of the disease process.
Graves’ disease affects 0.5–1% of the population in the United Kingdom and commonly presents in the fourth decade of life. There is a strong female-to-male preponderance (5–10:1) (5) and around 50% of patients presenting with Graves’ disease give a family history of thyroid disease (6). A number of factors have been implicated in the etiology
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of Graves’ disease including both environmental and genetic components. With respect to environmental effects, a variety of factors have been reported to contribute to the development of Graves’ disease including, for example, dietary iodine intake, infectious agents such as viruses, and stressful life events. Direct evidence of causation for any of these components awaits confirmation.
II. GENETIC SUSCEPTIBILITY
In support of a genetic component, Graves’ disease tends to cluster in families with an increased risk of thyroid disease in siblings of affected individuals (6). The concordance rate of Graves’ disease has been reported to be between 30 and 50% in monozygotic twins and less than 5% in dizygotic twins (6,7). Brix and his colleagues have recently confirmed these findings in a population-based study of Danish twins (8). They reported a proband wise concordance rate of 35% in monozygotic twins and 7% in dizygotic twins identified from the Danish twin registry. This is undoubtedly one of the most accurate estimates of concordance rates in Graves’ disease. Although starting with over 20,000 twin pairs, meticulous clinical phenotyping of twins on the register discovered only 5 twin pairs being concordant and 40 discordant for Graves’ disease. Higher concordance rates among monozygotic twins who have identical genes compared to dizygotic twins, who have approximately 50% identical genes, clearly support the involvement of the genetic factors in the development of Graves’ disease. However, since this is well below 100%, environmental factors are also playing an important role in the development of disease.
The magnitude of genetic contribution or familial clustering can be estimated by dividing the lifetime risk to a second sibling (in cases in which the first has the disease) by the population frequency of the disease to produce the lambda (λ) sib (s) statistic (9). A λs of 1 implies no genetic contribution to disease, whereas a disorder arising from rare single-gene defects with high penetrance, such as hemophilia, will have a λs of greater than 1000. We have estimated that Graves’ disease has an overall λs of 7.5–10, supporting a genetic contribution to disease (10). However, the magnitude of this value suggests that Graves’ disease develops as a result of a complex inheritance pattern to which several genetic susceptibility loci and environmental factors are likely to contribute. Analysis of familial clustering data by gender further highlights the female preponderance of Graves’ disease (6). The risk of Graves’ disease developing in a sister when her sibling already has the disease is reported to be between 5 and 10%. In contrast, the risk for a brother is 0.9–7.4%. This suggests that a sister is 5.4–12.6 times more likely and the brother 1.2– 7.4 times more likely to develop Graves’ disease than an individual in the general population when a sibling already has disease. The reasons for the female preponderance are unknown. A number of hypotheses have been advanced, including effects resulting from differences in sex hormones. Although it has also been suggested that gender differences may arise because of differences in the sex chromosomes, this needs some clarification. It seems most unlikely that gender differences could arise because of susceptibility loci on the X chromosome. If such a locus existed, a dominant effect would lead to no difference between males and females, whereas a recessive effect would lead to an increase in Graves’ disease in males (since they only have one X chromosome they only need one susceptibility allele). Gender differences could arise because of a susceptibility locus on the Y chromosome, but this would need to confer protection to males.
In an attempt to identify loci conferring susceptibility to Graves’ disease, two main approaches have been adopted: the candidate gene approach and the genome-wide search
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using linkage analysis (10). Advances in the dissection of Graves’ disease susceptibility loci have been made by linkage analysis and allelic association methods. These have been greatly assisted by the emergence of detailed maps of the human genome and several collections of large population-based, case–control, family-based data sets.
Because Graves’ disease is immunologically mediated, many researchers employing the candidate gene approach have focused on genes that regulate the immune response and also the target antigen: the TSH receptor.
III. MAJOR HISTOCOMPATIBILITY COMPLEX REGION
The human major histocompatibility complex (MHC) region on chromosome 6p21 encodes proteins involved in the human leukocyte antigen (HLA) system. This chromosomal region is well researched and may influence the ultimate outcome of somatic recombination by affecting the selection of T cells and B cells. The region can be organized into three main gene clusters. The class I region genes include those encoding the α-chains of HLA-A, HLA-B, and HLA-C antigens. These are membrane-bound proteins expressed on the cell surface of the nucleated cells involved in the process of presentation of endogenous peptide to the cytotoxic (CD8 ) T lymphocytes. The class II gene region, on the other hand, encodes proteins expressed on specialized antigen-presenting cells, including the macrophages and B lymphocytes and also, under certain circumstances, other cell types. Class II molecules are likely to be involved in the autoimmune disease process as they bind products generated by the degradation of proteins in the endocytic pathway. These complexes can then stimulate T-helper (CD4 ) lymphocytes. The class III region contains genes that encode immune regulator proteins, including some of the cytokines.
Several population-based case–control studies have shown an association between Graves’ disease and polymorphisms within the MHC–HLA region. Consistent associations have been reported between class II gene polymorphisms and, specifically, HLADR3 (Table 1). The magnitude of the contribution of the HLA region to Graves’ disease is summarized in Table 1, which shows relative risks of between 1.9 and 3.8 for polymorphism in the class II region. Reports of the association between Graves’ disease and other
Table 1 Reported Associations Between MHC-HLA Region and Graves’ Disease Since 1990
|
Size of |
HLA |
Relative |
Study (Ref.) |
data set (n) |
association |
risk |
|
|
|
|
Mangklabruks et al., 1991 (26) |
130 |
DR3 |
3.4 |
|
|
DQB1*0201 |
3.3 |
Badenhoop et al., 1992 (51) |
374 |
DR3 |
2.3 |
Badenhoop et al., 1995 (52) |
542 |
DQA1*0501 |
2.5 |
Yanagawa et al., 1996 (53) |
169 |
DR3 |
2.5 |
|
|
DQA1*0501 |
3.7 |
Cuddihy and Bahn, 1996 (54) |
134 |
DR3 |
3.5 |
Barlow et al., 1996 (13) |
177 |
DR3 |
2.7 |
|
|
DQA1*0501 |
3.8 |
Heward et al., 1998 (11) |
592 |
DRB1*0304 |
2.7 |
|
|
DQB1*0301/4 |
1.9 |
|
|
DQA1*0501 |
3.2 |
|
|
|
|
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class II genes are less convincing. Strong linkage disequilibrium exists across the HLA region, for example, HLA-DRB1*0304, DQB1*02, and DQA1*0501 are in tight linkage disequilibrium. This makes it difficult to ascertain which allele is exerting a primary effect (11) or whether susceptibility is conferred by a haplotype. Part of the reason for this uncertainty results from the fact that there are 14 alleles at DRB1*0304, DQB1*02 and DQA1*0501, and most case-control data sets have lacked the power to withstand the appropriate correction factor to identify an independent effect. Yanagawa et al. (12) reported for the first time an independent effect of the HLA-DQA1*0501 allele, conferring a greater risk than the HLA-DR3. Barlow and co-workers (13) subsequently reported an uncorrected significant association of HLA-DQA1*0501 in DR3-negative subjects in the United Kingdom. Using our data set that comprises more than 1000 cases and controls, we are unable to confirm the independent effect of the HLA-DQA1*0501 allele in DR3 negative subjects (Nithiyananthan, unpublished data).
The population-based case-control study, is one of the most sensitive methods for the identification of susceptibility loci exerting small effects. However, this approach lacks specificity and can lead to false-positive results as a consequence of population stratification and inadequate matching of cases and controls (10). Mismatching can be minimized by large data sets but unfortunately most published reports lack sufficient power to detect adequately a true effect and exclude a random chance event. For example, for a susceptibility locus that confers a relative risk of 2.0 for development of Graves’ disease, and a susceptibility genotype frequency of 20%, a total data set of more than 800 cases and controls would be needed to have an 80% power to achieve a result with significance of p 0.001. Most published case–control studies have used numbers well below this figure.
Population stratification can be eliminated using the intrafamilial association study approach using family-based data sets. One such approach utilizes the transmission disequilibrium test (TDT), which requires genotype data and therefore DNA from both parents and at least one affected sibling (14). This approach can be further strengthened by incorporating data from unaffected siblings to exclude segregation distortion. We have, for the first time, reported an allelic association between the HLA class II haplotypes DRB1*0304-DQB1*02-DQA1*0501 and Graves’ disease using the TDT approach (11). These data provide evidence for linkage in the presence of linkage disequilibrium between HLA and Graves’ disease.
Classic linkage analysis can also be used to identify susceptibility loci. This method has been used successfully to identify the genes that have major effects. However, it has a limited ability in detecting genes that have modest effect (15), which again, in part, relates to data sets of inadequate size. In Graves’ disease it is likely that a number of susceptibility loci, each with a modest effect, are contributing to disease development. Power calculations suggest that large numbers of Graves’ disease families are required to pick up these effects (between 600 and 1000 sib-pairs). It is not surprising, therefore, that this approach to date has met with a very limited success and largely failed to detect the HLA region as a susceptibility locus. A recent report, however, does provide weak evidence for linkage between HLA and Graves’ disease (16). As this was reported in only 77 sib-pairs, this result and certainly the magnitude of the effect at this locus should be viewed with caution.
Although the exact mechanism by which polymorphism in the HLA region confers susceptibility to Graves’ disease is unknown, it is highly likely that polymorphism within the HLA region results in differences in amino acid sequences. These differences could
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affect antigen-binding sites, thereby influencing antigen-binding affinity, the nature of the stimulation of T lymphocyte, and the development of the immune response.
Although MHC-HLA association is a general feature of autoimmune diseases (17) there is evidence to suggest this region may be facilitating a tissue-specific effect. Using animal models it was possible to show that by swapping diabetogenic and autoimmune thyroid MHC haplotypes, the tissue in which the autoimmune process developed could be changed. Hence thyroiditis was initiated in an animal model of diabetes with thyroid MHC haplotype (18,19).
IV. CYTOTOXIC T-LYMPHOCYTE-ASSOCIATED-4 GENE
An immune response initiated by the presentation of an antigen by an MHC-HLA class II molecule to the T-cell receptor on the T lymphocyte can only progress in the presence of a second costimulatory pathway. This can either be provided by local infection (20) or by an interaction between the cluster designation-28 (CD28)/cytotoxic T-lymphocyte associated-4 (CTLA-4) molecules on the T lymphocyte and the B7 molecule of the antigen presenting cell. The interaction between CD28/CTLA-4 and B7 molecule appears to be an important step in the process of autoimmune disease (Fig. 1). Without costimulation provided by CD28/B7 binding the T lymphocyte remains in a state of anergy and may even undergo cell death.
CD28 and CTLA-4 are two T lymphocyte surface molecules that bind their ligands B7.1 and B7.2 (CD86 and CD80, respectively) on antigen-presenting cells and other activated cells (21,22). CD28 is expressed on resting and activated T lymphocytes, and its interaction with the B7.1 molecule on the antigen-presenting cell leads to expansion of the antigen-specific T-lymphocyte and cytokine production (23,24). The CTLA-4 molecule, on the other hand, is only produced after activation of T lymphocyte. Its interaction with the B7.2 on the antigen-presenting cell modulates the immune response, especially CD4 responses, by downregulation of T-cell receptor (25,26). This pathway is tightly regulated, and can strongly influence the immune response.
CD28 and CTLA-4 genes are closely located on chromosome 2q33, suggesting a common ancestral origin. Yanagawa and co-workers in 1995 reported an association between a polymorphism of the (AT)n microsatellite marker in the 3′untranslated region of the CTLA-4 gene and Graves’ disease (27). A single nucleotide polymorphism (SNP) in exon 1 of this gene (A → G polymorphism) was subsequently found to be in linkage disquilibrium with the (AT)n microsatellite, with the G allele being associated with disease in a European case–control data set. Linkage to type 1 diabetes has also been reported (28). Further reports have shown association of the A-G polymorphism of the CTLA-4 gene with Graves’ disease (29–31), Hashimoto’s thyroiditis (31,32), type 1 diabetes (33), Addison’s disease (32,34), celiac disease (35,36), and primary biliary cirrhosis (37). We have also shown intrafamilial allelic association between the G allele of the A-G polymorphism and Graves’ disease in a cohort of 179 families (30), and therefore excluded population stratification as an alternative explanation. We also demonstrated that the G allele was associated not only with the disease but also with its severity at the time of presentation by showing that the presence of the GG genotype is associated with a more severe biochemical disturbance of circulating free thyroxin levels (30).
Family linkage data are also available showing linkage of the CTLA-4 gene region to Graves’ disease in a UK data set (16) and linkage to thyroid antibody production in a
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Figure 1 The thyroid-stimulating hormone receptor (TSHR) antigen is presented to the T-cell receptor (TCR) by the major histocompatibility complex (MHC) class II molecules on the antigen-presenting cell (APC), leading to the development of potentially autoreactive T cells. For the progression of an immune response, a second signal is required, which is provided by the interaction of B7 (on the APC) and CD28 (on the T lymphocyte). The interaction of B7 and cytotoxic T-lymphocyte-associated-4 (CTLA- 4) leads to a decrease of the T lymphocyte, largely by a decrease of the TCR. Disequilibrium of CD28 and CTLA-4 could lead to a more aggressive immune response and contribute to the autoimmune disease process.
US data set (38). Linkage data from affected sib-pairs in the UK, as with HLA, was in a relatively small number of families, the magnitude of the contribution reported at this locus needs verification.
Association and linkage between the CTLA-4 gene polymorphism and Graves’ disease merely suggests that there is likely to be a susceptibility locus in this chromosomal region. These data, however, do not pinpoint the locus to the CTLA-4 gene directly. Although polymorphism within the CTLA-4 gene may well confer susceptibility to Graves’ disease, it is just as likely that the polymorphisms studied are in linkage disequilibrium with a disease-causing mutation, even in a neighboring gene. Genes in this region include CD28, the inducible costimulatory molecule (ICOS) gene, Caspace 8, and Caspace 10, all of which are equally good immune response candidate genes. Only comprehensive fine mapping of all polymorphisms in the region leading to the determination of maximal point and extent of linkage disequilibrium will identify the location of the etiological mutation. Examination of one SNP in a neighboring gene such as CD28 merely excludes that polymorphism but not the gene (38). Comprehensive screening for all polymorphisms is vital.
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Polymorphism of the CTLA-4 gene leading to alteration in gene function may lead to the development of the autoimmune disease process by interfering with the regulatory role of CTLA-4 in the CD28/CTLA-4 -B7 pathway. Functional studies are now emerging in a number of disease states including Graves’ disease (39), myasthenia gravis (40), and multiple sclerosis (41). Although none of these studies has demonstrated differences between subjects with and without disease, there are reports of differences in T-cell proliferation and CTLA-4 expression between individual CTLA-4 genotypes. Again, although these data are interesting and provide a potential functional link to the autoimmune disease process, they do not directly incriminate the A-G polymorphism as an etiological polymorphism.
Finally a number of candidate gene loci have been examined with respect to the development of Graves’-associated orbital disease including the CTLA-4 gene region. Although association between the CTLA-4 gene and eye disease has been reported, this was in a data set of 94 subjects with eye disease and 94 subjects without eye disease (42). These data lacked sufficient power to support the hypothesis that eye disease is related to CTLA-4 genotype. In our own data set of 323 patients with Graves’ disease without eye disease and 161 patients with eye disease (NOSPECS classification 2–6), there were no differences in CTLA-4 genotype between the groups. As might be expected, however, multiple regression analysis confirmed association between thyroid eye disease and smoking (42a).
V. GENOME-WIDE SEARCHES
There is little doubt that the MHC-HLA region and CTLA-4 gene region contribute to the genetic susceptibility to development of Graves’ disease. However, these regions do not explain all of the genetic contribution to disease. Although candidate gene studies will continue to play an important role in the identification of susceptibility loci, genome-wide searches have also been employed to identify further loci.
A number of new candidate loci have been identified by genome-wide linkage analysis. As with many other complex diseases, replication of linkage in independent data sets has proved problematic and this approach has so far failed to deliver novel candidate genes.
The GD-1 gene region is located on chromosome 14q31 (43,44). Chromosome 14 was initially screened with 14 microsatellite markers in 323 individuals from 53 families. The inclusion of additional markers within the region of linkage were used in a multipoint parametric analysis that gave a significant maximum logarithm of odds (LOD) score of 2.5 between the markers D14S81 and D14S1054 ( 3cM apart), with the data supporting a model of recessive inheritance. Further analysis has localized GD-1 to within 2cM of the multinodular goiter-1 (MNG-1) locus identified in a family pedigree of subjects with a multinodular nonautoimmune thyroid goiter (45). This raises the possibility that MNG- 1 and GD-1 are the same and that this locus confers susceptibility to both Graves’ disease and multinodular goiter. Within the chromosomal region of GD-1 are other possible thyroid autoimmune candidate genes such as the TSHR gene, immunoglobulin heavy chain gene (IgH), the T-cell receptor α gene, the insulin-dependent diabetes mellitus 11 (IDDM11) gene, and the estrogen receptor β (ESRβ) gene. However, most if not all of these candidates are outside the region of linkage identified as GD-1. Association studies have revealed conflicting results from some of the candidate genes in this region, including the
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|
Table 2 Candidate Genes That Have Been Studied in Graves’ Disease |
||||
|
|
|
|
|
|
|
|
|
Association ( ) |
|
|
|
Size of |
or |
Candidate gene |
Study (Ref.) |
data set (n) |
no association ( ) |
|
|
|
|
|
|
TSHR |
Cuddihy et al. (55) |
246 |
|
(females) |
|
Watson et al. (56) |
297 |
|
|
|
Kotsa et al. (57) |
425 |
|
|
|
Allahabadia et al. (58) |
562 |
(Caucasians) |
|
|
|
167 |
(Chinese) |
|
IL-IRA |
Blakemore et al. (59) |
361 |
|
|
|
Heward et al. (60) |
680 |
|
|
IDDM2 |
Allahabadia et al. (61) |
537 |
|
|
LMP2 and LMP7 |
Heward et al. (62) |
670 |
|
(2° to DR3) |
TNF-β |
Badenhoop et al. (51) |
347 |
|
|
|
Caven et al. (63) |
149 |
|
|
IL-4 |
Hunt et al. (64) |
239 |
|
|
|
Heward et al. (65) |
672 |
|
|
|
|
|
|
|
TSHR, thyroid-stimulating hormone receptor; IL-1RA, interleukin 1 receptor antagonist; LMP, large multifunctional proteasome; TNF-β, tumor necrosis factor-beta; Il-4, interleukin-4.
TSHR gene (see Table 2). It is unlikely that current markers at GD-1 or MNG-1 represent the known polymorphisms in the candidate genes listed above and both replication and fine mapping of the GD-1/MNG-1 locus are needed to identify the Graves’ disease-specific locus.
Using the same data set used to identify the GD-1, Tomer and co-workers found a second Graves’ disease locus designated GD-2 that was mapped onto 20q11.2 (46). Multipoint parametric linkage analysis of this region showed a significant maximum LOD score of 3.5 in a 6cM region between microsatellite markers D20S195 and D20S107, assuming a recessive mode of inheritance. Similar results were shown when the data were analyzed using a nonparametric method, which has the advantage of not assuming the mode of inheritance. Several candidate genes have been mapped in this region, including the interleukin-6 nuclear factor (NF-IL6). NF-IL6 gene is a good candidate gene for autoimmunity as it encodes protein that binds to several regulatory regions of other cytokines.
In 45 families collected as part of the original 53 families described above, linkage has also been reported in a region designated GD-3 on chromosome Xq21.33–22 (47). The X chromosome was initially screened with 20 microsatellite markers, and multipoint linkage analysis of 8 markers between DXS1196 to DXS1001 ( 46cM) produced a maximum LOD score of 2.5, suggestive of linkage. The same report also excluded a number of gender-related candidate genes as susceptibility loci for Graves’ disease.
In the UK sib-pairs in which linkage was reported at HLA and CTLA-4 gene region, linkage has also been reported on chromosome 18q21 (48) and the X chromosome at Xp11, conditioned for allele sharing at the CTLA-4 gene region (49). Linkage at marker DS18S487 (48) has previously been reported in type 1 diabetes and rheumatoid arthritis, suggesting the possibility of a general autoimmunity gene at this locus. No evidence for linkage in this data set was found at GD-1 or GD-3. It should be pointed out, however, that the small size of this data set does not have the power to exclude an effect equivalent to GD-1 or GD-3. Furthermore, despite the small size of this data set, subgroup analysis
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was performed to replicate GD2 (50). Such data should, therefore, be viewed with extreme caution. At the present time replication of linkage data in family data sets of sufficient size to detect loci of modest effect is needed to confirm the present findings and to quantify the contribution of linked loci to the genetic susceptibility to Graves’ disease.
Preliminary data from the UK suggest that the HLA and CTLA-4 gene regions may contribute up to 50% of the familial clustering, leaving the remaining 50% to be explained by as yet unknown loci (16).
VI. OTHER CANDIDATE GENES
Table 2 shows the results of the candidate genes examined to date. Most of these have been tested in population-based case–control studies. The inconsistent findings are almost certainly the result of inadequately sized data sets and, in some instances, poor matching of controls. At present only the HLA gene cluster and the CTLA-4 gene have been consistently reported to be associated with Graves’ disease, in both case–control and family–based data sets.
VII. CONCLUSION
Graves’ disease is a common complex autoimmune disease of unknown etiology. There is clear evidence for an immunological basis, with TSHR acting as the primary autoantigen. Clustering in families and twin data confirm an important role for genetic causes, with the same studies highlighting an equally important contribution from the environment. The HLA and CTLA-4 gene regions undoubtedly contain important susceptibility loci, although the magnitude of their effect awaits confirmation. Although genome-wide searches have identified chromosomal regions of linkage to Graves’ disease, including GD-1, GD-2, GD-3 chromosome 18, and the X chromosome, these preliminary findings need replication and novel candidate genes within these regions are eagerly awaited.
Data from HLA and the CTLA-4 gene regions suggest that susceptibility loci are common polymorphisms also present in the general ‘‘unaffected’’ population. For example, in the United Kingdom (11) the HLA susceptibility haplotype DRB1*0304- DQB1*02-DQA1*0501 is present in 47% of the patients with Graves’ disease and 32% of the controls. Similar findings have been observed for polymorphisms of the CTLA-4 gene present in 42% of the cases and 32% of the controls (30). These data support the hypothesis that common polymorphisms that protect or predispose to development of autoimmune diseases are the same common polymorphisms that confer resistance or susceptibility to development of infectious disease.
Over the last 10 years or so we have gained a greater understanding of factors leading to the development of Graves’ disease. We are beginning to unravel some of the susceptibility loci that make up the genetic contribution to the development of disease. The establishment of large case–control and family-based data sets for linkage and association analysis combined with the publication of human genome sequence data are likely to lead to further advances in our understanding of the genetic susceptibility to the development of Graves’ disease.
ACKNOWLEDGMENTS
This work is supported by the grant (No. 95/3717) from the Wellcome Trust and the Regional Research and Development NHS Executive, West Midlands, United Kingdom.
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27.Yanagawa T, Hidaka Y, Guimaraes V, Soliman M, DeGroot LJ. CTLA-4 gene polymorphism associated with Graves’ disease in a Caucasian population. J Clin Endocrinol Metab 1995; 80:41–45.
28.Nistico L, Buzzetti R, Pritchard LE, Van der Auwera B, Giovannini C, Bosi E, Larrad MT, Rios MS, Chow CC, Cockram CS, Jacobs K, Mijovic C, Bain SC, Barnett AH, Vandewalle CL, Schuit F, Gorus FK, Tosi R, Pozzilli P, Todd JA. The CTLA-4 gene region of chromosome 2q33 is linked to, and associated with, type 1 diabetes. Belgian Diabetes Registry. Hum Mol Genet 1996; 5:1075–1080.
29.Donner H, Rau H, Walfish PG, Braun J, Siegmund T, Finke R, Herwig J, Usadel KH, Badenhoop K. CTLA4 alanine-17 confers genetic susceptibility to Graves’ disease and to type 1 diabetes mellitus. J Clin Endocrinol Metab 1997; 82:143–146.
30.Heward JM, Allahabadia A, Armitage M, Hattersley A, Dodson PM, Macleod K, Carr-Smith J, Daykin J, Daly A, Sheppard MC, Holder RL, Barnett AH, Franklyn JA, Gough SC. The development of Graves’ disease and the CTLA-4 gene on chromosome 2q33. J Clin Endocrinol Metab 1999; 84:2398–2401.
31.Kotsa K, Watson PF, Weetman AP. A CTLA-4 gene polymorphism is associated with both Graves disease and autoimmune hypothyroidism. Clin Endocrinol (Oxf ) 1997; 46:551–554.
32.Donner H, Braun J, Seidl C, Rau H, Finke R, Ventz M, Walfish PG, Usadel KH, Badenhoop K. Codon 17 polymorphism of the cytotoxic T lymphocyte antigen 4 gene in Hashimoto’s thyroiditis and Addison’s disease. J Clin Endocrinol Metab 1997; 82:4130–4132.
33.Marron MP, Raffel LJ, Garchon HJ, Jacob CO, Serrano-Rios M, Martinez Larrad MT, Teng WP, Park Y, Zhang ZX, Goldstein DR, Tao YW, Beaurain G, Bach JF, Huang HS, Luo DF, Zeidler A, Rotter JI, Yang MC, Modilevsky T, Maclaren NK, She JX. Insulin-dependent diabetes mellitus (IDDM) is associated with CTLA4 polymorphisms in multiple ethnic groups. Hum Mol Genet 1997; 6:1275–1282.
34.Kemp EH, Ajjan RA, Husebye ES, Peterson P, Uibo R, Imrie H, Pearce SH, Watson PF, Weetman AP. A cytotoxic T lymphocyte antigen-4 (CTLA-4) gene polymorphism is associated with autoimmune Addison’s disease in English patients. Clin Endocrinol (Oxf ) 1998; 49:609–613.
35.Clot F, Fulchignoni-Lataud MC, Renoux C, Percopo S, Bouguerra F, Babron MC, DjilaliSaiah I, Caillat-Zucman S, Clerget-Darpoux F, Greco L, Serre JL. Linkage and association study of the CTLA-4 region in coeliac disease for Italian and Tunisian populations. Tissue Antigens 1999; 54:527–530.
36.Djilali-Saiah I, Schmitz J, Harfouch-Hammoud E, Mougenot JF, Bach JF, Caillat-Zucman S. CTLA-4 gene polymorphism is associated with predisposition to coeliac disease. Gut 1998; 43:187–189.
37.Agarwal K, Jones DE, Daly AK, James OF, Vaidya B, Pearce S, Bassendine MF. CTLA-4
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gene polymorphism confers susceptibility to primary biliary cirrhosis. J Hepatol 2000; 32: 538–541.
38.Tomer Y, Greenberg DA, Barbesino G, Concepcion E, Davies TF. CTLA-4 and not CD28 is a susceptibility gene for thyroid autoantibody production. J Clin Endocrinol Metab 2001; 86:1687–1693.
39.Kouki T, Sawai Y, Gardine CA, Fisfalen ME, Alegre ML, DeGroot LJ. CTLA-4 gene polymorphism at position 49 in exon 1 reduces the inhibitory function of CTLA-4 and contributes to the pathogenesis of Graves’ disease. J Immunol 2000; 165:6606–6611.
40.Huang D, Giscombe R, Zhou Y, Pirskanen R, Lefvert AK. Dinucleotide repeat expansion in the CTLA-4 gene leads to T cell hyper-reactivity via the CD28 pathway in myasthenia gravis. J Neuroimmunol 2000; 105:69–77.
41.Ligers A, Teleshova N, Masterman T, Huang W-X, Hillert J. CTLA-4 expression is influenced by promoter and exon 1 polymorphisms. Genes Immunity 2001; 2:145–152.
42.Vaidya B, Imrie H, Perros P, Dickinson J, McCarthy MI, Kendall-Taylor P, Pearce SH. Cytotoxic T lymphocyte antigen-4 (CTLA-4) gene polymorphism confers susceptibility to thyroid
associated orbitopathy. Lancet 1999; 354:743–744.
42a. Allahabadia A, Heward J, Nithiyananthan R, Gibson SM, Reuser TTQ, Dodson PM, Franklyn JA, Gough SCL. MHC class II region, the CTLA-4 gene and ophthalmology in patients with Graves’. Lancet 2001; 358:984–985.
43.Tomer Y, Barbesino G, Keddache M, Greenberg DA, Davies TF. Mapping of a major susceptibility locus for Graves’ disease (GD-1) to chromosome 14q31. J Clin Endocrinol Metab 1997; 82:1645–1648.
44.Tomer Y, Barbesino G, Greenberg DA, Concepcion E, Davies TF. Linkage analysis of candidate genes in autoimmune thyroid disease. III. Detailed analysis of chromosome 14 localizes Graves’ disease-1 (GD-1) close to multinodular goiter-1 (MNG-1). International Consortium for the Genetics of Autoimmune Thyroid Disease. J Clin Endocrinol Metab 1998; 83:4321– 4327.
45.Bignell GR, Canzian F, Shayeghi M, Stark M, Shugart YY, Biggs P, Mangion J, Hamoudi R, Rosenblatt J, Buu P, Sun S, Stoffer SS, Goldgar DE, Romeo G, Houlston RS, Narod SA, Stratton MR, Foulkes WD. Familial nontoxic multinodular thyroid goiter locus maps to chromosome 14q but does not account for familial nonmedullary thyroid cancer. Am J Hum Genet 1997; 61:1123–1130.
46.Tomer Y, Barbesino G, Greenberg DA, Concepcion E, Davies TF. A new Graves diseasesusceptibility locus maps to chromosome 20q11.2. International Consortium for the Genetics of Autoimmune Thyroid Disease. Am J Hum Genet 1998; 63:1749–1756.
47.Barbesino G, Tomer Y, Concepcion E, Davies TF, Greenberg DA. Linkage analysis of candidate genes in autoimmune thyroid disease: 1. Selected immunoregulatory genes. International Consortium for the Genetics of Autoimmune Thyroid Disease. J Clin Endocrinol Metab 1998; 83:1580–1584.
48.Vaidya B, Imrie H, Perros P, Young ET, Kelly WF, Carr D, Large DM, Toft AD, KendallTaylor P, Pearce SH. Evidence for a new Graves disease susceptibility locus at chromosome 18q21. Am J Hum Genet 2000; 66:1710–1714.
49.Imrie H, Vaidya B, Perros P, Kelly WF, Toft AD, Young ET, Kendall-Taylor P, Pearce SH. Evidence for a Graves’ disease susceptibility locus at chromosome Xp11 in a United Kingdom population. J Clin Endocrinol Metab 2001; 86:626–630.
50.Pearce SH, Vaidya B, Imrie H, Perros P, Kelly WF, Toft AD, McCarthy MI, Young ET, Kendall-Taylor P. Further evidence for a susceptibility locus on chromosome 20q13.11 in families with dominant transmission of Graves’ disease. Am J Hum Genet 1999; 65:1462– 1465.
51.Badenhoop K, Schwarz G, Schleusener H, Weetman AP, Recks S, Peters H, Bottazzo GF, Usadel KH. Tumor necrosis factor beta gene polymorphisms in Graves’ disease. J Clin Endocrinol Metab 1992; 74:287–291.
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52.Badenhoop K, Walfish PG, Rau H, Fischer S, Nicolay A, Bogner U, Schleusener H, Usadel KH. Susceptibility and resistance alleles of human leukocyte antigen (HLA) DQA1 and HLA DQB1 are shared in endocrine autoimmune disease. J Clin Endocrinol Metab 1995; 80:2112– 2117.
53.Yanagawa T, Mangklabruks, A, Cahng, YB, et al. Human histocompatibility leukocyte antigen DQA1*0501 allele associated with genetic susceptibility to Graves’ disease in a Caucasian population. J Clin Endocrinol Metab 1993; 76:1569.
54.Cuddihy RM, Bahn RS. Lack of an independent association between the human leukocyte antigen allele DQA1*0501 and Graves’ disease. J Clin Endocrinol Metab 1996; 81:847–849.
55.Cuddihy RM, Dutton CM, Bahn RS. A polymorphism in the extracellular domain of the thyrotropin receptor is highly associated with autoimmune thyroid disease in females. Thyroid 1995; 5:89–95.
56.Watson PF, French A, Pickerill AP, McIntosh RS, Weetman AP. Lack of association between a polymorphism in the coding region of the thyrotropin receptor gene and Graves’ disease. J Clin Endocrinol Metab 1995; 80:1032–1035.
57.Kotsa KD, Watson PF, Weetman AP. No association between a thyrotropin receptor gene polymorphism and Graves’ disease in the female population. Thyroid 1997; 7:31–33.
58.Allahabadia A, Heward JM, Mijovic C, Carr-Smith J, Daykin J, Cockram C, Barnett AH, Sheppard MC, Franklyn JA, Gough SC. Lack of association between polymorphism of the thyrotropin receptor gene and Graves’ disease in United Kingdom and Hong Kong Chinese patients: case control and family-based studies. Thyroid 1998; 8:777–780.
59.Blakemore AI, Watson PF, Weetman AP, Duff GW. Association of Graves’ disease with an allele of the interleukin-1 receptor antagonist gene. J Clin Endocrinol Metab 1995; 80:111– 115.
60.Heward J, Allahabadia A, Gordon C, Sheppard MC, Barnett AH, Franklyn JA, Gough SC. The interleukin-1 receptor antagonist gene shows no allelic association with three autoimmune diseases. Thyroid 1999; 9:627–628.
61.Allahabadia A, Heward J, Carr-Smith J, Daykin J, Barnett AH, Sheppard MC, Franklyn JA, Gough SC. Sharing of susceptibility loci between autoimmune diseases: lack of association of the insulin gene region with Graves’ disease. Thyroid 1999; 9:317–318.
62.Heward JM, Allahabadia A, Sheppard MC, Barnett AH, Franklyn JA, Gough SC. Association of the large multifunctional proteasome (LMP2) gene with Graves’ disease in a result of linkage disequilibrium with the HLA haplotype DRB1*0304-DQB1*02-DQA1*0501. Clin Endocrinol (Oxf ) 1999; 51:115–118.
63.Cavan DA, Penny MA, Jacobs KH, Kelly MA, Jenkins D, Mijovic CH, Chow CC, Cockram CS, Hawkins BR, Barnett AH. Analysis of a Chinese population suggests that the TNFB gene is not a susceptibility gene for Graves’ disease. Hum Immunol 1994; 40:135–137.
64.Hunt PJ, Marshall SE, Weetman AP, Bell JI, Wass JA, Welsh KI. Cytokine gene polymorphisms in autoimmune thyroid disease. J Clin Endocrinol Metab 2000; 85:1984–1988.
65.Heward J, Nithiyananthan R, Allahabadia A, Gibson S, Barnett AH, Franklyn J, Gough SC. No association of an interleukin-4 (IL-4) promoter polymorphism with Graves’ disease. J Clin Endocrinol Metabol 2001; 86:3861–3863.
14
Environmental Factors
in the Pathogenesis
of Graves’ Disease
¨
THOMAS H. BRIX and LASZLO HEGEDUS
Odense University Hospital, Odense, Denmark
I.INTRODUCTION
Graves’ disease (GD) is an organ-specific autoimmune thyroid disorder characterized clinically by hyperthyroidism, various degrees of diffuse goiter, ophthalmopathy, and, less commonly, pretibial myxedema (1). The hyperthyroidism is due to the presence of autoantibodies that bind to and activate the thyrotropin receptor, thus simulating the action of thyrotropin (2). Although GD is one of the most common thyroid disorders its cause is still incompletely understood. According to current thinking (3–5), GD is considered as a member of the group of diseases referred to as ‘‘complex diseases,’’ which include insulin-dependent diabetes mellitus, rheumatoid arthritis, osteoporosis, and hypertension, among others. These conditions are common, show familial clustering but no Mendelian mode of transmission, and vary in their prevalence and severity. They are thus multifactorial, with the clinical phenotype representing the net effect of all the contributing environmental, endogenous, and genetic factors (Fig. 1). In these complex conditions, GD being no exception, it has been difficult to separate environmental influences from genetic susceptibility (6,7).
This chapter will briefly review current knowledge in this field with focus on the influence of environmental factors in the causes of GD. The importance of genetic factors in the etiology of GD are considered elsewhere in this volume. The topics covered are wide-ranging and each could be the subject of detailed review in its own right. This chapter, however, is presented as an overview of the main issues and is primarily aimed at clinicians rather than theoreticians.
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Figure 1 The development of clinically overt Graves’ disease seems to involve a complex interplay of genetic, endogenous, and environmental factors. At present, it is, however, not clear how and to what degree, if any, the candidate genes or genetic markers interact with the endogenous or environmental risk factors. HLA, human leukocyte antigen; CTLA-4, the cytotoxic T-lymphocyte antigen 4; AITD-1, GD-1, GD-2, and GD-3, susceptibility loci for GD, located on chromosome 6, 14, 20, and X, respectively; TSHR, the thyrotropin receptor. (Modified from Ref. 7.)
II.DO ENVIRONMENTAL FACTORS PLAY A ROLE IN THE CAUSES OF GRAVES’ DISEASE?
The influence of genetic and environmental factors in the causes of ‘‘complex diseases’’ have traditionally been studied in families and twins (6). Family and twin studies have provided indisputable evidence for the contribution of both genetic and environmental factors in the development of GD (7–9). This is based on familial clustering of GD and on concordance rates for GD being significantly higher in monozygotic than in dizygotic twins. Since monozygotic twins share all genes and dizygotic twins, on average, share half of their genes, the difference in concordance rates can be explained by genetic factors. On the other hand, even with more than 25 years of follow-up, the crude probandwise concordance rates for GD are no higher than 30–60% in monozygotic twins (8,9). In other words, although they are genetically alike, in 40–70% of monozygotic twins one twin develops GD but the second twin does not, thus providing evidence that environmental factors play a causative role in GD. This is further supported by recent studies that have assessed the role of specific candidate genes or genetic markers in the causes of GD. These studies demonstrate that a large number of healthy subjects harbor one or several of the currently known genetic risk markers for GD without having the disease (3,7,10). The considerable regional variations in the prevalence of GD demonstrated in large epidemiological surveys (11–13) also point strongly toward environmental factors. Accepting, therefore, that environmental factors play a role in the causes of GD, how large is the effect?
In a recent population-based twin study comprising data from over 8,900 Danish twin pairs, it has been estimated that 79% (95% confidence interval, 64–90%) of the liability to develop clinically overt GD is attributable to additive genetic factors (heritability), whereas environmental factors explain the remaining 21% (95% confidence interval,
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10–36%) (9). This does not mean that 79% of all cases of GD are due to genes alone or that 21% are due to environment alone. It is important to point out that no component causes disease alone; rather, they interact to produce disease. To summarize, family and twin studies have provided irrefutable evidence of a substantial influence of environmental factors in the causes of GD.
III.IDENTIFICATION AND CAUSALITY OF SPECIFIC ENVIRONMENTAL FACTORS
Accepting that environmental factors are involved in the development of clinically overt GD, can they be identified? The triggering role of environment in disease development has been suggested since the first descriptions of GD in the 19th century. Since then a number of specific environmental factors have been associated with the development of GD, the most important being the level of dietary iodine intake, cigarette smoking, and stressfull life events (Fig. 1). Before describing these environmental factors in detail, it is worth asking: How do we separate causal from noncausal associations? In clinical medicine, we normally use randomized controlled trials to provide evidence of causal relationships for treatments and preventions. However, for obvious reasons, randomized controlled trials are rarely feasible when studying causes of disease. Thus, with respect to disease causation it is not possible to prove causal relationships with certainty. It is only possible to increase one’s conviction of a causal relationship, by means of empiric ‘‘evidence’’ to the point where cause is established for all intents and purposes. This usually means that several studies must be done to build up ‘‘evidence’’ for or against cause (14). In practice, it has been widely accepted that the following aspects of an association should be considered when attempting to differentiate causal from noncausal explanations (14,15): strength, consistency, specificity, temporality, dose–response, and biological plausibility (Table 1). A summary of the existing evidence for or against a causal relationship between specific environmental exposures and Graves’ disease with respect to these features is given in Table 2.
A. Iodine
As well as being an essential substrate for the biosynthesis of thyroid hormone, iodine also has a number of effects on thyroid growth and function (16,17). The most common
Table 1 Findings Suggesting a Causal Association
Finding |
Comments |
|
|
Strength |
Strong associations are more likely to be causal than weak ones. |
Consistency |
The repeated observation of an association in different populations un- |
|
der different circumstances. |
Specificity |
A cause leads to a single effect, not multiple. |
Temporality |
The cause precedes the effect in time. |
Dose–response |
Larger exposures to cause are associated with higher rates of or more |
|
severe disease. |
Biological plausibility |
The association makes sense, according to the biological knowledge of |
|
the time. |
|
|
Source: Compiled from Ref. 15.
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Table 2 Summary of the Evidence for or Against a Causal Relationship Between Specific Environmental Exposures and Graves’ Disease
Features of the |
|
Environmental exposures |
|
|
|
|
|
|
|
|
|
|
|
|
association |
Iodine |
Smoking |
Stress |
Infections |
|
|
|
|
|
Strength |
Yes |
Yes |
Yes |
No |
Consistency |
Yes |
Yes |
Yes |
No |
Specificity |
No |
No |
No |
No |
Temporality |
Yes |
Yes |
Unknown |
Unknown |
Dose–response |
Yes |
Yes |
Probably |
Unknown |
Biological plausibility |
Yes |
Yes |
Yes |
Yes |
|
|
|
|
|
Causality likely at |
Yes |
Yes |
Probably |
No |
the present time? |
|
|
|
|
|
|
|
|
|
abnormalities leading to thyroid disease are autonomous growth of follicular tissue and thyroid autoimmunity. Since both processes are influenced by the iodine intake level, it is not surprising that iodine has been implicated as playing an important role in the causes of most thyroid diseases.
Considerable evidence exists both in human populations (18) and in animal models (19) that iodine plays an important and probably causal role in the development of GD in genetically predisposed individuals. Epidemiological surveys have repeatedly demonstrated that differences in prevalence and/or incidence of overt GD in different parts of the world closely mimic the magnitude of the iodine intake, with GD being more prevalent in areas with the highest iodine intake (11–13,20). Furthermore, recent longitudinal data from Austria (21) demonstrate that an increase in iodine intake from low to a normal level is accompanied by a twofold increase in the incidence of hyperthyroidism secondary to GD. Although rare, iodine-induced hyperthyroidism has also been described in iodinesufficient areas (22). However, in the great majority of these patients, if not all, the induced hyperthyroidism is secondary to an underlying thyroid autonomy (22,23). On the other hand, the level of thyrotropin receptor antibodies has been shown to increase significantly in hyperthyroid patients with GD when given excess iodine (24). At present there are, however, no epidemiological data available regarding the consequences of incidental exposure to iodine excess (e.g., by amiodarone or kelp tablets, iodine-containing x-ray contrast agents, or iodine-rich foodstuffs) in subjects predisposed for GD living in iodinesufficient areas.
The above epidemiological observations suggest that iodine can affect the course of GD. It has long been recognized that antithyroid drug therapy reduces thyroidal iodine content and that patients given iodine supplementation after discontinuing drug therapy are more likely to have relapses than patients not given iodine (25). More recently it has been shown that the response to antithyroid drugs in patients with GD is more rapid and the dose required to control the disease is smaller in iodine-deficient areas than in iodinereplete areas (26,27). In line with these observations, the remission rate of GD after antithyroid drug therapy is generally lower in areas with a high iodine intake than in areas with a low to normal iodine intake (18,28). Moreover, the difference in GD remission rates between the United States and Europe has, at least in part, been attributed to the higher iodine intake in the United States (28,29). GD is more likely to recur following thyroidectomy in areas with a high iodine intake than in areas with a normal iodine intake
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(30). Thus, it seems evident that iodine administered to subjects genetically predisposed to GD may result in development of a clinically overt disease.
The exact mechanisms by which iodine provokes the development of overt GD in susceptible individuals are uncertain (19). Based on the observation that iodine, in vitro, can stimulate B lymphocytes to increased production of immunoglobulin (18), it has been speculated that iodine may induce GD by enhancing the activity of lymphocytes primed by thyroid-specific antigens (31). Consonant with this view is the observation that excess iodine administered to patients with GD significantly increased the thyrotropin receptor antibody titers (24).
In summary, although the mechanisms by which iodine induces GD in predisposed individuals remain to be defined, the relation between iodine intake and overt GD is well established in terms of both epidemiology and disease course. The available data show consistency, temporality, a dose–response pattern, and the observations are all biologically plausible. In combination, these features strongly indicate a causal relationship between iodine intake and the development of overt GD in genetically susceptible subjects (Table 2).
B.Smoking
Although the global influence of cigarette smoking on the immune system is not yet fully understood, it has long been recognized that smoking has a number of immunological effects involving both the humoral and cellular components of the immune response (32). Some of these immunological effects could theoretically have implications for the genesis of autoimmunity. This is supported by several case–control studies reporting an increased prevalence of autoimmune diseases among smokers compared to nonsmokers (32). Smoking has thus emerged as an environmental factor contributing to the development of autoimmunity.
A relationship between cigarette smoking and GD with or without ophthalmopathy was first suggested in 1987 in a small series of patients by Ha¨gg and Asplund (33). Despite major differences in study designs, size of study populations, definitions of smokers and nonsmokers, iodine intake, and methods used for evaluating the degree of ophthalmopathy and thyroid function, in a large number of retrospective (34–40) and in a few prospective (41,42) studies smoking has subsequently repeatedly been associated with an increased risk of GD and especially Graves’ ophthalmopathy. It has, however, been speculated that the association between smoking and GD is an artifact and occurs indirectly through other (confounding) factors such as stress or other neurobehavioral changes related to hyperthyroidism (43,44). However, in a recent study from Japan (38), even after adjusting for stressful life events, smoking was still an independent risk factor for GD. It is also worth noting that smoking has not been found to be associated with hyperthyroidism secondary to toxic nodular goiter (Plummer’s disease) (34,37).
Although the information is not given directly, it seems that in most studies, persons with Graves’ disease, with or without ophthalmopathy, began smoking more than 1 year prior to diagnosis. This was certainly the case in our own data set (39). These observations suggest a temporal, cause and effect relationship between smoking and GD. In GD with ophthalmopathy, recent prospective data clearly establish such a temporal relationship (42).
Evidence supporting a dose–response effect between smoking and GD with ophthalmopathy (42) and without ophthalmopathy (39) has been reported. In their prospective
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Figure 2 Individual intrapair pack-year difference (pack years of the proband minus pack years of the healthy co-twin) in twin pairs discordant for clinically overt Graves’ disease but concordant for smoking. Note that each bar represents a twin pair and that a positive value is obtained when pack years of the proband are higher than pack years for the corresponding co-twin; proband versus co-twin, 13 pairs, p 0.048. (Modified from Ref. 39.)
study, Pfeilschifter and Ziegler (42) found that the relative risk for eye disease increased in proportion to the current number of cigarettes smoked daily. In a recent twin study (39), it was shown that among twin pairs concordant for smoking (both twins smoke) but discordant for GD (only one of the twins has GD), the twin with GD smoked significantly more than the healthy co-twin (Fig. 2). This finding suggests a positive correlation between the cumulative cigarette consumption (counted in pack-years) and the development of GD in genetically susceptible individuals.
In sharp contrast to previous retrospective data (36,40), more recent prospective data (42) indicate that former smokers have a lower risk of developing eye disease than current smokers even with a comparable lifetime tobacco consumption. This suggests that giving up smoking may be beneficial. Unfortunately, there are no prospective data on whether cessation of smoking reduces the degree of hyperthyroidism, or a preexisting ophthalmopathy, or the risk of development or deterioration of ophthalmopathy.
As with iodine, smoking may also affect treatment outcome in GD. In a historical cohort study comprising 150 consecutive patients treated with high-dose oral prednisone and radiotherapy for severe ophthalmopathy, a response to treatment was seen in up to 93.8% of the nonsmokers but in only 68.2% of the smokers (45). Furthermore, in randomized treatment studies ophthalmopathy was three to five times more likely to improve in nonsmokers than in smokers, whereas ophthalmopathy was more likely to get worse in smokers than in nonsmokers (45,46).
How smoking contributes to the development of GD with or without ophthalmopathy is at present unclear, although several mechanisms have been suggested (40,43,47).
Regardless of the exact mechanisms, the association between smoking and GD, and especially GD with ophthalmopathy, is strong and well established (Table 2).
C.Stress
The triggering role of stressful life events in disease development has been suggested frequently since the very first descriptions of GD in the early 19th century (48,49). Thanks to the development of standardized methods for identification, measurement, and scoring of negative/adverse (stressful) as well as positive life events, this hypothesis is now sup-
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ported by substantial data. The first study to use a standardized methodology in the evaluation of the impact of stressful life events on the development of GD was published in 1991 by Winsa and colleagues (50). The impact of stressful life events was evaluated by comparing the answers to a standardized questionnaire about life changes from 208 subjects with newly diagnosed GD to those from 372 matched control subjects. Compared with controls, subjects with GD reported more negative life events in the 12 months preceding the diagnosis, and negative life event scores were also significantly higher (odds ratio 6.3, 95% confidence interval 2.7–14.7 for the group with the highest negative score). In spite of methodological differences, similar results have been reported from England (51), Italy (52), Hong Kong (53), and Yugoslavia (54). These studies have, however, been criticized for inappropriate control of a number of pertinent modulating factors such as social support, mood disturbances, coping skills, and smoking, which all may influence the immune system (32,55). In one recent study (38), stressful life events were still strongly associated with GD (odds ratio 7.7, 95% confidence interval, 2.2–27) even after adjustment for daily hassles, social support, coping skills, smoking and drinking habits.
Only two studies (38,50) have evaluated whether the association between stressful life events and GD show a dose–response pattern. In both studies, the relative risk of GD increased as the life event score increased, suggesting a dose–response relationship. Although a dose–response effect strongly supports a causal relationship, especially when coupled with a large relative risk, its presence does not exclude bias. Bias may, however, very well be present, since all published studies have been retrospective. Such a study design is highly vulnerable to bias, especially recall bias (48). Subjects with GD may be more prone to remember negative life events than controls, especially when such life changes are thought to be the cause of their disease. Thus, if present, recall bias is a serious problem because it will overestimate the strength of the association (48). In our opinion, recall bias is, to some degree, present in all of these studies. Another serious concern is the combination of the insidious onset of GD and information on stressful life events gathered in a retrospective manner, where by definition both the purported cause (stressful life events) and the effect (GD) are measured at the same time. This combination makes it almost impossible to determine which came first. Since it is absolutely necessary for a cause (stressful life events) to precede an effect (GD), the lack of such a sequence is a strong argument against a causal relationship. This is not to say that the right temporal relationship between stressful life events and GD is lacking, but rather that no film conclusions can be made due to the lack of prospective data.
The mechanisms by which stress might precipitate GD in predisposed individuals remains to be clarified. According to current thinking, the role of stress is explained by tight relations between the hypothalamic–pituitary–adrenocortical axis, the central nervous system, and the immune system (48,49). The suggested pathways are that stress stimulates the hypothalamic–pituitary–adrenocortical axis with a consequent increase in serum glucocorticoids and activation of the autonomic nervous system, followed by release of catecholamines. This altered neuroendocrine equilibrium has a profound effect on the immune system through direct interaction of hormones and neuropeptides with specific receptors, leading to a change in the profile of cytokine secretion.
In summary, the observed association between stress and GD is consistent, strong, probably dose-dependent, and biologically plausible. However, due to the lack of prospective data, no firm conclusions can be made with respect to the temporal sequence of stress (cause) and GD (effect).
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D.Infections
The idea that an infection might trigger the development of overt GD in genetically predisposed individuals has long been a popular theory (31,56,57). Infectious agents may induce thyroid autoimmunity by various well-described mechanisms (56), such as inducing alterations or modifications of self antigens, mimicking self antigens, activating superantigeninduced T cells or inducing expression of human leukocyte antigen (HLA) molecules on thyroid cells.
One of the best-studied infectious agents in relation to GD is Yersinia enterocolitica (56,57). A possible relationship between Yersinia enterocolitica and GD was first suggested in the mid 1970’s by Bech and colleagues (58). In this study, antibodies against Yersinia enterocolitica (serotype 3) were found in 110 of 185 patients (59.5%) with newly diagnosed GD, compared to 27.7% in the control population. Results from subsequent retrospective case–control studies from different parts of the world have, however, been contradictory (57). Moreover, in studies showing an association, the antibody titers against Yersinia enterocolitica are generally low and there are no obvious correlations with age, gender, thyroid antibodies, or disease severity (57,58). In line with these observations is the finding that most patients with Yersinia infection do not develop GD including those who produce antithyrotropin receptor antibodies (56).
In summary, although the proposed association between Yersinia enterocolitica infection and GD is biologically plausible, it does not show consistency, specificity, or temporality, and there is at present no evidence for a causal relationship.
Numerous other infectious agents, such as influenza B virus, various retroviruses, human foamy virus, coxsackie B virus, and Mycoplasma species have also been investigated, but no convincing evidence has been produced. Thus, at present the role of infection in precipitating GD in humans remains purely hypothetical (1,56,57).
E. Other Environmental Factors
Additional proposed environmental risk factors for GD include certain drugs, in particular lithium (59) and amiodarone (23), as well as an adverse intrauterine environment reflected by low birth weight (60,61). For the time being, the evidence of a causal relationship between these environmental factors and GD is rather weak. Lithium-associated hyperthyroidism has only been reported in sporadic case reports or in small retrospective crosssectional studies with inappropriate control populations (59). Amiodarone-induced hyperthyroidism is a well-known condition (17,22), but prospective data show that long-term treatment with amiodarone (in an iodine-sufficient area) does not increase the prevalence of thyroid autoantibodies. This suggests that thyroid autoimmunity plays little, if any, role in the development of hyperthyroidism in amiodarone-treated subjects without underlying thyroid disorders (23). In a cross-sectional study of 305 women aged 60–71 years, the proportion of women with thyroglobulin and thyroid peroxidase antibodies decreased with increasing birth weight (60). In contrast, a recent population-based twin control study did not find any effect of birth weight, or several other birth characteristics, on the risk of developing clinically overt autoimmune thyroid disease (62).
IV. CONCLUSIONS
From this brief review of the role of environmental factors in the genesis of GD one can draw several conclusions. First, the influences of environmental exposures have seldom
Environment and Graves’ Disease |
135 |
been studied in a prospective manner. Nevertheless, at present there are convincing epidemiological and clinical observations strongly indicating that the association between GD and iodine intake and smoking is causal.
Second, with very few exceptions (38,50) the impact of various environmental factors on disease development has only been studied in isolation. That is, no study has taken the presence of a possible interaction between two or more environmental risk factors into consideration. It is clear that variation in iodine intake modulates the effect of smoking on the thyroid, with the predominant effect of smoking being goitrogenic and/or antithyroid when the iodine intake is low, and immunogenic when it is adequate (47). The relationship between smoking habits and stress is another example, demonstrating that environmental risk factors for GD can interact and thereby influence disease risk. Future studies aimed at clarifying the role of environmental factors in GD should, therefore, analyze as many factors as possible simultaneously with a multivariate statistical method in order to determine both their independent and combined influences on disease development.
Third, besides two recent twin case–control studies (39,62) the impact of environmental factors on the development of GD has never been studied in conjunction with the genetic background. Neither is it clear whether the environmental risk factors interact with the presently known susceptibility genes or genetic markers for GD, such as HLA-DR3 and CTLA-4 (3,10). In the near future a large number of new susceptibility genes and their numerous allelic variants probably will be identified. Thus, it will be important to assess how modifiable environmental risk factors, such as iodine intake or smoking or both in combination, interact with these susceptibility genes to influence disease risk. At present, the known environmental risk factors in GD, as in most chronic diseases, have a very poor predictive value for disease occurrence. Therefore, stratifying according to genetic susceptibility at one or more loci will greatly improve the predictive value for disease occurrence among biologically susceptible individuals and may thus help us to target preventive and therapeutic interventions.
ACKNOWLEDGMENTS
The present work has been supported by grants from the Agnes & Knut Mørks Foundation and the Clinical Research Institute, University of Southern Denmark.
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15
Graves’ Disease and Myasthenia
Gravis
MICHAEL WEISSEL
University of Vienna, Vienna, Austria
It may be difficult to differentiate the ophthalmoplegia of ocular myasthenia gravis and that of Graves’ ophthalmopathy clinically. The ocular symptom most likely to occur in both disorders is diplopia. Unior bilateral ptosis, which is the other leading symptom of myasthenia gravis, can also, albeit rarely, occur in Graves’ disease. Indeed, even most recent tables of differential diagnosis of myasthenia gravis put endocrine orbitopathy in first place (1). The ocular symptoms of both diseases can be exacerbated by iodinated contrast media (2).
The association of Graves’ disease and myasthenia gravis had been described in individual cases in the early 20th century (3). The association is believed to be due to a shared genetic predisposition to organ autoimmunity and not to a direct effect of one disorder on the other (4). Indeed, in white persons both diseases have been shown to have a significantly higher frequency of HLA B8 and DR 3 than the control population (5,6). In myasthenia gravis this association is especially strong for female patients with earlyonset disease and for patients with thymic hyperplasia (7).
Data regarding the actual prevalence of myasthenia gravis in Graves’ disease in comparison with the general population are sparse. Table 1 shows that available data describe a 5- to 30-fold increase of the occurrence of myasthenia gravis in Graves’ disease with a prevalence of 25 to 350 : 100,000 in comparison to the prevalence observed in the general population of 5 to 12 : 100,000 (11–14). Acetylcholine receptor-binding antibody seropositivity occurs in a small proportion of patients (4 : 50 patients; (15)) with Graves’ ophthalmopathy but, by itself, does not seem to identify an individual at risk of myasthenia gravis. This and the relatively small increase in prevalence contradicts the use of circulat-
139
140 |
|
|
|
Weissel |
Table 1 Prevalence of Myasthenia Gravis (MG) in Graves’ |
||||
Disease (GD) |
|
|
|
|
|
|
|
|
|
|
Prevalence |
|
Patients with GD |
|
Reference |
(%) |
Patients with GD |
and MG |
|
|
|
|
|
|
8 |
0.35 |
4000 |
14 |
|
9 |
0.14 |
22956 |
33 |
|
10 |
0.025 |
12000 |
3 |
|
Prevalence of MG in the general population: 5 to 12/100,000; prevalence of MG in GD: 25 to 350/100,000
ing acetylcholine receptor antibody determination as screening for concurrent myasthenia gravis in patients with Graves’ disease.
On the other hand the prevalence of Graves’ disease in myasthenia gravis is difficult to judge. There are no data in the literature on the occurrence of euthyroid Graves’ disease (defined as classic eye signs and positive thyroid-stimulating hormone [TSH]-receptor antibodies with normal thyroid function) in the general population. Only data on thyrotoxicosis (of any origin) exist, as shown in Table 2. The prevalence of thyrotoxicosis in myasthenia gravis differs according to the reports (see Table 2) from 1.4 to 5.8%, and the prevalence of Graves’ disease from 0 (20) to 7.6% (16). An influence of different gender distributions of the two diseases is highly unlikely since the gender distribution of the myasthenia gravis patients studied shows a female preponderance of about 3 : 2 in all reports but one (18), which is similar to that described for thyrotoxicosis.
As shown in Table 2, the prevalence of thyrotoxicosis is obviously higher in myasthenia gravis than in the general population, where it varies from 0.25 to 0.54% in women and from 0 to 0.21% in men (21–23). This relative increase, however, is rather small and therefore probably does not justify screening for thyroid dysfunction in all patients with myasthenia gravis.
The prevalence of thyroid autoantibodies in the serum of patients with myasthenia gravis has been described in many studies (16,17) to be higher (12–29%) than comparable
Table 2 Prevalence of Thyrotoxicosis/or Graves’ Disease (GD) in Myasthenia Gravis (MG)
|
Prevalence |
Patients with MG |
Patients with MG |
|
Reference |
(%) |
(females) |
and GD |
|
|
|
|
|
|
16 |
7.6 |
91 |
(?) |
7b |
17 |
5.8 |
104 |
(68) |
6 |
18 |
3.3 |
212 |
(125) |
7 |
19 |
2.1 |
48 |
(32) |
1 |
20 |
1.4a |
74 |
(45) |
1 |
Prevalence of thyrotoxicosis in the general population: 250 to 540 women/ 100,000; 0 to 210 men/100,000. Prevalence of thyrotoxicosis in MG: 1400 to 5800/100,000
a This study could not find a significant difference in the prevalence of GD when comparing patients having MG with a genderand age-matched control group.
b Three of these patients had hyperthyroid GD, four had euthyroid GD.
Graves’ Disease and Myasthenia Gravis |
141 |
values of control populations (3–6%) (17,20,24). This relative increase, however, does not reach the level of significance in some studies (20). The occurrence of thyroid autoantibodies, moreover, does not necessarily identify patients who develop thyroid dysfunction because of autoimmune thyroid disease. Therefore, their routine measurement in myasthenia gravis patients without clinical signs of thyroid disease seems also of little prognostic help.
Marino and colleagues (25) have found that myasthenia gravis associated with autoimmune thyroid disease (Graves’ disease and Hashimoto’s thyroiditis) has a mild clinical expression with preferential ocular involvement and lower frequency of thymic disease and of acteylcholine receptor antibodies. They suggest that concurrent ocular myasthenia gravis and endocrine ophthalmopathy may be due to immunological cross-reactivity against common autoimmune targets in the eye muscle as well as to a common genetic background.
The findings of Spurkland et al. (7) substantiate the latter part of this hypothesis to a certain extent: they have pointed out that myasthenia gravis patients with concurrent thymoma tend to be less frequently positive for human leukocyte antigen (HLA)-B8 and DR 3 markers than their controls. Only patients with concomitant thymic hyperplasia had a relatively higher frequency of HLA B8 and DR3, a constellation typical for Graves’ disease. The percentage of patients with thymoma in Marino et al.’s (25) group with concurrent Graves’ disease and myasthenia gravis had indeed the lowest occurrence rate of thymoma (8.9% vs. 19.4% in control).
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