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CHAPTER

14 Thermo-sensitive hydrogels

Jennifer J. Kang-Mieler, PhD and William F. Mieler, MD

INTRODUCTION

Since the initial development of hydrogels in 1960, they have been of great interest to biomaterial scientists and tissue engineers. Hydrogels are polymers which have the ability to swell in water or aqueous solvent system, and they hold the solvents in a swollen crosslinked gel system for delivery. Through manipulation of permeation and diffusion characteristics, they can retain hydrophobic and hydrophilic agents, small molecules, and macromolecules. Depending on the specific structure, they can be nondegradable or degradable in application.1,2 There are numerous advantages that make hydrogels an attractive drug delivery platform.1,3 The aqueous environment of hydrogels can protect cells and fragile drugs (such as peptides, proteins, oligonucleotides, and DNA). They serve as a good means of transport of nutrients to cells and products from cells. They can also be modified with cell adhesion ligands, and can change physical state (liquid to solid) in response to pH or temperature changes, and, most importantly, they are highly biocompatible.

Among all the hydrogel systems investigated over the years, temperatureand pH-responsive hydrogels have demonstrated great promise in drug delivery due to their novel ability to change physical state. Poly(N-isopropylacrylamide) (PNIPAAm) hydrogel is one of the well-known thermo-sensitive materials which has a lower critical solution temperature (LCST) or transition temperature at ~32°C.4,5 Below the LCST, the hydrogel is swollen and above the LCST, the hydrogel will collapse (shrink). The change in physical state is rapid and reversible, which makes the thermo-sensitive hydrogel an attractive means of drug delivery. Figure 14.1 shows an image of PNIPAAm at room temperature and at body temperature (37°C). At room temperature, the hydrogel exists in a liquid gel-like phase; however, once the temperature is raised beyond its LCST, a solid gel is formed rapidly.

Based on its novel phase transition characteristics, thermo-sensitive hydrogel can be a potential drug delivery platform. The thermosensitive hydrogel can encapsulate various agents, including anti-vas- cular endothelial growth factor (VEGF), antibiotics, and steroids. In the past several years, considerable progress has been made in the treatment of the wet form of age-related macular degeneration and diabetic retinopathy by employing anti-VEGF therapy. While intravitreal antiVEGF therapy is a very promising treatment, the major drawback is that the treatment must be repeated every 4–6 weeks. Currently, there is no alternative method for delivery of the anti-VEGF agent into the eye; hence, there is a great need and desire to develop a relatively noninvasive delivery method that is more effective and longer-lasting than the current clinical regimen. One possible application of thermosensitive hydrogel may be to deliver anti-VEGF agents to the posterior segment. This chapter will address a potential use of the thermosensitive hydrogel to deliver to the posterior segment.

CHARACTERISTICS OF THERMOSENSITIVE HYDROGEL

PNIPAAm is by far the most prominent temperature-responsive hydrogel and can be a powerful drug delivery system.6–10 However, a potential drawback of PNIPAAm hydrogel is the limited amount of

drug released in response to a change in temperature. With a fast response to temperature stimuli, the drug can be released from the hydrogel quickly, and act as an on–off switching release system.11 In order to address this limitation, several groups have proposed to use poly(ethylene glycol) (PEG) as a pore-forming agent to obtain macroporous PNIPAAm hydrogels.12–16 PEG is an ideal polymer as it has unique biocompatibility and polymerization characteristics. It is soluble in water and is readily cleared by the body.17 It can be immobilized either chemically or physically, it is highly resistant to protein adsorption and cell adhesion,18,19 and it is not readily recognized by the immune system.20,21 By incorporating PEG in the synthesis, Zhang and colleagues12 have shown that crosslinked PNIPAAm hydrogels have a homogeneous structure. Zhang and Chu16 also demonstrated that by introducing PEG diacrylate (PEG-DA) to PNIPAAm, it retained better thermo-sensitive characteristics of PNIPAAm with homogeneous pores. Acrylates are used as end groups because they undergo very rapid photopolymerization.22 By incorporating PEG-DA with PNIPAAm in the polymerization process, a nondegradable formulation can be achieved.

Crosslinked thermo-sensitive hydrogels potentially offer a better controlled drug delivery system. Investigation was performed to examine whether the crosslinked system retained the thermo-sensitive characteristic of PNIPAAm.23 Figure 14.2 shows the LCST of PNIPAAm alone and crosslinked thermo-sensitive hydrogels, where LCST was obtained by measuring the average absorbance of the hydrogel as a function of temperature. PNIPAAm alone hydrogel changed its phase (LCST) at ~31°C. Crosslinked hydrogel (PNIPAAm-PEG-DA) changed its phase at ~32°C. By crosslinking with PEG-DA, LCST was shifted by ~1°C due to the increased hydrophilicity24; however, the change in temperature is still within an optimal range of injection.

Crosslinked thermo-sensitive hydrogel also retained the swelling/ deswelling characteristic of hydrogel. Figure 14.3 shows the equilibrium swelling measurement above and below the LCST. Three different crosslinked thermo-sensitive hydrogels with varying amount of crosslinker (PEG-DA) were used to examine the equilibrium swelling. The hydrogels were weighed before and after swelling to calculate the percentage mass ratio. As the data suggested, the crosslinked thermosensitive hydrogels exhibit temperature sensitivity as well as the ability to swell and deswell in response to temperature. This characteristic is important as deswelling (collapsing) of the hydrogel will provide an initial burst release of protein, which will be discussed later in this chapter.

DELIVERY CHARACTERISTICS

In order to release protein in a controlled manner, the pore size of the thermo-sensitive hydrogels becomes an important characteristic to consider. The pore size is one factor that can govern the release rate of the hydrogels and can be modified by the amount of crosslinker PEG-DA added to the system. In order to examine the thermo-sensitive hydrogel’s ability to encapsulate and release protein, the effect of crosslink density on the protein release rate was investigated.23 The protein release rate of thermo-sensitive hydrogel is governed by two factors:

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Figure 14.1  Images of crosslinked thermo-sensitive gels. A vial containing the hydrogel (A) at room temperature and (B) at 37°C. For illustration purpose, a high concentration of poly(N-isopropylacrylamide) (PNIPAAm) was used to produce the hydrogel. Proposed thermosensitive hydrogel is more transparent.

 

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Figure 14.2  Lower critical solution temperature measurement of uncrosslinked hydrogel (pure poly(N-isopropylacrylamide) (PNIPAAm) hydrogel) and crosslinked thermo-sensitive hydrogels. PEG-DA, poly(ethylene glycol) diacrylate.

the initial release due to compression of the hydrogel in response to temperature and the pore size of the hydrogel. The initial compression due to change in temperature is difficult to control, though it is partially related to pore size. The pore size or crosslink density is easily controlled by varying the ratio of PNIPAAm and PEG-DA in the poly­ merization process. A higher PEG-DA concentration in the system yields a higher crosslink density and smaller pore size.

Kang Derwent and Mieler23 examined two different fluorescently labeled proteins, bovine serum albumin (BSA, 66 kDa) and immunoglobulin G (IgG, 150 kDa) to examine the release rate characteristics of thermo-sensitive hydrogel. The rationale for using BSA and IgG is that

 

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Figure 14.3  Equilibrium swelling ratios for three different crosslinked thermo-sensitive hydrogels at 25°C and 37°C. A ratio of poly(N- isopropylacrylamide) and poly(ethylene glycol) diacrylate was varied.

their sizes are similar to ranibizumab (Lucentis) and bevacizumab (Avastin), respectively, and this is the key anticipated application of this drug delivery system. The different crosslink densities of thermo-sen- sitive hydrogel release profiles of BSA and IgG are seen in Figure 14.4. Immediately after temperature change, there was a burst of initial release of proteins, and then the rate of release reached a steady state. Lower crosslink density hydrogels (i.e., hydrogel labeled as 8 mM PEG-DA) released protein faster compared to the higher crosslink density hydrogels. In contrast, the more highly crosslinked hydrogels (i.e., hydrogel labeled as 360 mM PEG-DA) yielded smaller pore size and longer release times.

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Figure 14.4  Effects of crosslink density on protein release. (A) Bovine serum albumin release profiles and (B) immunoglobulin G release profiles. Different symbols represent different crosslink density, where 8 mM poly(ethylene glycol) diacrylate (PEG-DA) has the lowest density of crosslinker and 360 mM PEG-DA has the highest density of crosslinker.

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Figure 14.5  Injection of fluorescein isothiocyanate (FITC)-labeled thermo-responsive hydrogel in a rodent model. (A) Infrared image before the injection. (B) Fluorescein angiography image before the injection. (C) Fluorescein angiography image after the injection. A bright white spot indicates the FITC-labeled thermo-responsive hydrogel.

Even though smaller pore thermo-sensitive hydrogels offer a slower release rate, there is a disadvantage of small pores. If the pore size is small (i.e., there is a high amount of crosslinker in the hydrogel), the hydrogel becomes stiffer in composition. For example, thermo-sensitive hydrogels labeled as “160 mM or 360 mM PEG-DA” in Figure 14.4 were difficult to inject through small-gauge needles (e.g., 27–30-gauge needles) whereas “8 mM PEG-Da” thermo-sensitive hydrogel was able to be injected through small-gauge needles in a rodent model.23 The inability to inject through small-gauge needles is an important design constraint as the goal is to develop a minimally invasive delivery system to the target sites such as the vitreous cavity or juxtascleral region. Kang Derwent and Mieler23 have shown that ~8 M PEG-DA is an optimal ratio of crosslinker in the system, as this offers both thermo-sensitivity as well as the ability to inject through small-gauge needles. These authors’ work showed that BSA can be released rapidly during the first 48 hours and then slowly released to about 40% of total encapsulated BSA within 1 week. However, a significant amount of protein was still entrapped within the hydrogel when examined under a fluorescent microscope after 3 weeks. Based on their study, it seems that a significant amount of protein can be further released, if the pore

size could be adjusted in a controlled manner. In order to achieve this, a current plan is to add additional copolymer which will slowly degrade, and further extend the delivery time frame. This work is currently in progress.

POTENTIAL DELIVERY SITE

Using the crosslink density proposed by Kang Derwent and Mieler,23 approximately 3–5 l of the fluorescein isothiocyanate (FITC)-labeled thermo-sensitive hydrogel was injected via a 30-gauge needle into the vitreous cavity of the adult rat to test if the thermo-sensitive hydrogel could be readily and safely placed there. The scanning laser ophthalmoscope (SLO) images of infrared reflectance and fluorecein angiography were then obtained before and immediately after the injection (Figure 14.5) and weekly for 2 months. Since the hydrogel was labeled with FITC, the hydrogel can be readily seen in the fluorescein angiography image. There was no other fluorescence emitted from any

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other location of retina, suggesting that the injection was localized. Furthermore, after 2 months, there was no movement of hydrogel location. Future study will include histology as well as evaluation of retinal cellular function via electroretinogram.

TOXICITY TESTING

Pure NIPAAM (unpolymerized form), particularly acrylamide, has been shown to be toxic in the nervous system.25 However, there are a number of studies that have shown that PNIPAAm (polymerized form) is not toxic.26,27 This is an important aspect as the application will involve interfacing of hydrogel with living tissue. In work by Kang Derwent and Mieler,23 the potential toxicity of crosslinked thermo-sensitive hydrogels was examined in a cell culture model. The washes of the hydrogels after polymerization were tested for evidence of possible toxicity. The rationale was that the washes may contain unpolymerized PNIPAAm and other unreacted chemical components of the hydrogel. It is important to determine the number of washes that would be needed in order to prevent any possible toxic effects. Utilizing human umbilical vein endothelial cells (HUVECs), cells were maintained in growth factor supplement medium under standard tissue culture conditions for 3 days to approximately 80% confluence. Cells were then cultured in 0% serum for 24 hours before adding thermosensitive hydrogel washes and incubating cells for 48 hours. Growth response to samples was determined by incubating cells in Hank’s balanced salt solution with MTS (3-(4,5-dimethylthiazol-2-yl)-5-(3- carboxymethoxyphenyl)-2-(4-sulfophenyl)-2H-tetrazolium, inner salt), a tetrazolium salt reduced by only living cells to form an insoluble formazan product. The plate was then incubated for 4 hours before reading at 570 nm in plate reader. Cells were counted and compared to the positive control (Figure 14.6). Compared to the control (20% fetal bovine serum), there was a significant decrease in cell count in response to the first wash of the hydrogel, suggesting that it may contain unpolymerized PNIPAAm or other chemicals which were toxic to the HUVECs. However, after the first wash, there was no significant difference between the second wash and the fifth wash compared to the control. The data suggest that in order to ensure that unpolymerized PNIPAAm is eliminated from the delivery system, multiple washes are needed. Furthermore, after multiple washing of the hydrogels, at least in an in vitro system, there is no toxic effect of the thermo-sensitive hydrogels. Further toxicity studies are planned utilizing both in vitro retinal cell model and in vivo rodent model.

 

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Figure 14.6  Toxicity test of the washes. After overnight polymerization, the hydrogels were washed five times with buffer. Each wash is then added to the cell culture system to test for toxicity. The cell counts from each wash are compared to the positive control. CPM, count per million.

FUTURE DIRECTION

An ideal prolonged drug delivery system would strive to achieve the following criteria: relatively noninvasive delivery method, high encapsulation efficiency of the drug, sustained release, high safety profile, and it should be easy to manufacture, use, and store. A controlledrelease system is needed to overcome the complications associated with intravitreal injections. There are numerous advantages of an extended controlled-release system.28,29 It will significantly decrease the frequency of treatments, and provide sustained and controlled release of drug over an extended period of time. It will also provide protection of the drug from inactivation and degradation, plus provide spatial treatment to localized tissues in the body.

The current investigation by Kang Derwent and colleagues (the current authors) showed that the thermo-sensitive hydrogel can encapsulate protein at a high rate, is nontoxic, and able to release protein for a short period of time. The initial burst of protein delivery governed by convective mass transport can be utilized to act as initial dose delivery. Then, a sustained level of drug will be delivered mainly due to diffusion mechanism. The current system has a limited duration of delivery time; however, when the hydrogels are examined after 3 weeks, a significant amount of protein is still entrapped within the hydrogel complex. The future direction would be to extend the release time and release the remaining protein from the hydrogel network. This could be achieved through the use of degradable crosslinkers. One proposed modification is to extend the central PEG block with oligomers of biocompatible α-hydroxy acids such as oligo(dl-lactic acid) or oligo(glycolic acid) and terminate the molecule with acrylate groups.30 The degradation kinetics of the crosslinks could be controlled for slow, sustained release of the remaining protein.

SUMMARY AND KEY POINTS

One of the ideal biomaterials to design a localized, sustained-release drug delivery platform that can encapsulate and release anti-VEGF agents may be a thermo-sensitive hydrogel delivery system. Due to its thermo-sensitive characteristic, the hydrogel can be injected in a liquid form to the juxtascleral region or the vitreous cavity via a smallgauge needle. Once exposed to body temperature, the solution rapidly becomes a solid gel that releases the encapsulated protein, for example, anti-VEGF agent. The current investigation showed that the thermosensitive hydrogel can encapsulate protein at a high rate, is nontoxic, and is able to release protein for a limited period of time. Further work is required to extend the release time as well as making the system completely biodegradable. This review only discussed a possibility of utilizing thermo-sensitive hydrogel-based drug delivery system for the posterior segment of the eye. However, this hydrogel can be utilized for other ocular drug delivery sites as well as medical drug delivery.

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