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Ординатура / Офтальмология / Английские материалы / Handbook of Optical Coherence Tomography_Bouma, Tearney_2002

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Optical Coherence Tomography: Theory

51

contains the quadratic phase variation. The propagation equation, Eq. (7), then reduces to an inverse Fourier transform relation between the time and electric frequency domains, described by

 

vg

1

d!~

 

vg

 

 

l /

 

ð1 S T 1ð!~Þ e j ð!~Þej!~t

 

 

¼

 

F 1nS T 1ð!~Þ e j ð!~Þo

ð40Þ

2vs

2

2vs

The Fourier transform FfIg of the photocurrent from the time domain t to the electrical frequency domain !~ simply reverses the inverse transform in Eq. (40):

vg

S T 1ð!~Þ e j ð!~Þ

ð41Þ

FfIg / 2vs

Equation (41) shows that the frequency domain representation of the photocurrent is simply a shifted and scaled version of the light source power spectrum that is multiplied by a quadratic phase factor that accounts for dispersion. In other words, in the case of nondispersive propagation, the shape of the frequency domain representation of the electronic signal is exactly the shape of the light source power spectrum. The mapping of optical frequencies f to electrical frequencies f~ is given by Eq. (37), which, for the case of free space propagation, reduces to

f~ ¼

2vs

ð42Þ

 

where we have written the optical frequencies in terms of optical wavelengths . Note that Eq. (42) holds not only for the Doppler shift frequency f~D corresponding to the center optical wavelength 0 but also for the other optical wavelengths within the source spectral bandwidth as well.

Equation (37) is particularly useful for calculating the bandwidth and quality factor of the photocurrent from the bandwidth and quality factor of the source spectrum because the mapping is independent of both the specific shape of the source spectrum and the particular definition of bandwidth. If f~, f , and are arbitrary but equivalent measures of electrical frequency bandwidth, optical frequency bandwidth, and optical wavelength bandwidth, respectively, then

f~ ¼

2vs

f

 

2vs

 

c

 

ð43Þ

vg

vg

02

where 0 is the center optical wavelength. In free space, Eq. (43) becomes

 

f~

2v

 

 

 

 

 

 

 

s

 

 

 

 

 

 

ð44Þ

2

 

 

 

 

 

 

0

 

 

 

 

 

 

 

Note that the scaling factor in Eq. (43) is the ratio between the round-trip mirror velocity 2vs and the optical group velocity vg. Because the scaling factor is constant, the mapping is linear, and the scaling factor cancels out of any ratios. Therefore, the quality factors Q in the optical and electrical domains are identical and are given by the simple relations

1

¼

f~

f

 

 

 

 

 

¼

 

 

 

ð45Þ

Q

fD

f0

0

52

Hee

where the subscript 0 denotes the center optical frequency or optical wavelength and the subscript D indicates the center (Doppler shift) electronic frequency. Equation (45) approximately gives the Q desired for the bandpass filter in terms of the wavelength bandwidth of the light source.

2.3.2Transimpedance Amplifier

The photodetector is followed by a transimpedance amplifier, shown in Fig. 4, which converts the photocurrent i into an output voltage v. For low frequencies, the output voltage is simply

v ¼ iR

ð46Þ

The capacitance C in parallel with the feedback resistance is necessary for amplifier stability and causes the amplifier to roll off at 20 dB per decade above the dominant pole at

!c ¼

1

ð47Þ

RC

2.3.3Bandpass Filter

A bandpass filter follows the transimpedance amplifier (after a simple single-pole RC circuit that removes the DC photocurrent) to separate the band-limited interferometric signal from noise. The filter is designed with a center frequency f~D and quality factor Q given by Eqs. (36) and (45), respectively. In the discussion below, the tilde indicating electrical frequencies will be dropped. Design strategies for both an active and a passive filter will be given.

Active Sallen and Key Cascade Filter

An active bandpass filter is most useful for barrier frequencies below 100 kHz. For higher frequencies, active filters may be limited by the slew rate of the operational amplifier and passive network filters are required. An active bandpass filter may be created by cascading a low-pass Sallen and Key biquad filter followed by a high-pass one.

Figure 5 depicts the low-pass Sallen and Key filter in a unity gain configuration. The transfer function is given by the standard second-order form

Figure 4 Transimpedance amplifier.

Optical Coherence Tomography: Theory

Figure 5 Sallen and Key low-pass filter.

H s

VoðsÞ

 

!n2

ViðsÞ

¼ s2 þ ð!n=QÞS þ !n2

ð Þ ¼

where the undamped natural frequency !n is

 

 

 

1

 

 

 

 

 

 

 

 

and the quality

!n ¼ RpC1C2

 

 

 

 

factor Q is

 

1

s

C2

Q ¼

 

 

 

 

2

C1

53

ð48Þ

ð49Þ

ð50Þ

using the simplification R ¼ R1 ¼ R2.

The resonance frequency !n is chosen to be equal to the signal carrier frequency !D. In practice the quality factor Q is chosen to be smaller than the value given by Eq. (45) so that the filter bandwidth is larger than the signal bandwidth. A filter bandwidth that is too narrow will widen the signal in time and arbitrarily limit the axial point spread function. Section 2.5 will show that a filter bandwidth that is too large will let in more noise and reduce the minimum detectable reflectivity or dynamic range of the system.

The unity gain Sallen and Key high-pass filter is exactly the dual or the lowpass filter except that resistor are interchanged with capacitors (Fig. 6). The high-

pass transfer function is

 

 

 

H s

VoðsÞ

 

!n2s2

 

51

 

ViðsÞ

¼ s2 þ ð!n=QÞs þ !n2

ð

Þ

ð Þ ¼

 

Figure 6 Sallen and Key high-pass filter.

54

Hee

where

1

!n ¼ p ð52Þ

C R1R2

and

s

Q ¼ 1 ¼ 1 R1 ð53Þ 2 2 R2

using the simplification C ¼ C1 ¼ C2. The resonance frequency and quality factor are chosen to match those for the low-pass filter.

The bandpass filter HbpðsÞ created by the cascade of the low-pass and high-pass filters has two sets of pole pairs at

 

!n

j!n 1

1

 

1=2

P1;2 ¼

ð54Þ

2Q

4Q2

Thus, the frequency response rolls off at 40 dB per decade in both directions outside of the resonance peak.

Passive Network Butterworth Filter

A passive network bandpass filter may be designed for high frequency operation using the standard techniques for broadband-matching network synthesis. The problem is formulated as follows in relation to Fig. 7: Given a Thevenin equivalent voltage source defined by Vt and Rt, synthesize a lossless two-port network that is matched to the load impedance R2 and has the desired transfer function power gain characteristic jHðj!Þj2 ¼ jV2ðj!Þ=Vtðj!Þj2.

The solution to the general problem has been explored in detail, and only one particular solution using resistive termination will be given here. A passive network bandpass filter can be designed easily by starting with a prototypical low-pass filter and then ‘‘frequency warping’’ this filter into the bandpass domain. The Butterworth low-pass filter works well for this purpose because an LC ladder can always be obtained to match a purely resistive source and load and achieve the nth order

Butterworth low-pass characteristic given by

 

Hðj!Þ 2

¼

K

ð55Þ

1 þ ðj!=j!cÞ2n

 

 

 

 

 

 

The Butterworth filter with DC gain K and low-pass cutoff !c is maximally flat in the passband and has evenly spaced poles placed in the left half plane (LHP) on a circle centered at the frequency origin. Furthermore, explicit recursive formulas exist for

Figure 7 Network synthesis problem.

Optical Coherence Tomography: Theory

55

Figure 8 LC ladder network of order n.

the element values of the LC ladder, shown in Fig. 8, which simplifies the design process. (An odd-order filter is realized by removing the terminating capacitor.)

Under the condition of equal source and load resistances ðRt ¼ R2Þ, a simple nonrecursive formula is applicable. Using this restriction, in order to realize a Butterworth filter of order n with cutoff frequency !c and a DC gain of unity, the mth component values of the LC ladder shown in Fig. 8 are given by the following definitions:

 

m ¼

2Rt

 

 

ð2m 1Þ

 

ð

 

Þ

L

 

sin

 

 

 

 

56

 

!c

 

 

 

2n

 

 

 

C

m ¼

2

 

sin

 

2m 1Þ

 

ð

57

Þ

Rt!c

 

 

 

ð

2n

 

 

To realize a bandpass filter with low-pass cutoff !1 and high-pass cutoff !2, one first designs a normalized, prototype low-pass filter with a cutoff frequency of !c ¼ 1 rad/s. The following frequency transformation is then used to warp the filter

from the low-pass domain s, with a passband of 1

$ 1 rad/s, to the bandpass

domain s~, with passbands !1

$ !2 and !2

$ !1:

 

!m

 

s~

!m

 

 

 

s ¼

 

 

 

þ

 

 

 

 

ð58Þ

B

!m

s~

 

 

We have defined B ¼ !2 !1 as the desired bandpass filter bandwidth and !m ¼ !1!2 as the midband (geometric mean) frequency. It is straightforward to verify that the transformation described by Eq. (58) involves replacing inductors in the prototypical filter (Fig. 8) by an inductor and a capacitor in series and replacing capacitors in the prototypical filter by an inductor and a capacitor in parallel. The necessary component values for this low-pass to bandpass frequency warping are shown in Fig. 9. Resistors remain unchanged. The low-pass to bandpass frequency warping process doubles the number of poles in the system.

Figure 10 shows an example of a second-order prototypical Butterworth lowpass filter that is transformed into a four-pole bandpass filter. For Rt ¼ R2 ¼ 5 k and design parameters of a center frequency of 400 kHz and a quality factor of 10,

Figure 9 Low-pass to bandpass frequency warping.

56

Hee

Figure 10 Second-order Butterworth bandpass filter.

the following component values are obtained: L1 ¼ 28:1 mH, C1 ¼ 5:64 pF, L2 ¼ 141 H, and C2 ¼ 1:13 nF. The frequency response of the resulting bandpass filter is shown in Fig. 11. The filter has two zeros located at the origin and two complex pole pairs located at

p1;2 ¼ 0:092 j2:60 and p3;4 ¼ 0:086 j2:42 rad=s 106 ð59Þ

Thus, the frequency response rolls off at 40 db per decade in both directions off the main peak.

2.3.4Demodulation

Amplitude demodulation can occur by either mixing or envelope detection. Both models will be briefly introduced here so that noise propagation through the electronics can be understood for both methods.

Mixing

Demodulation by mixing entails multiplication with a reference sinusoidal signal of the correct phase followed by low-pass filtering. Mixing is easily implemented by

Figure 11 Frequency response of Butterworth bandpass filter.

Optical Coherence Tomography: Theory

57

using a lock-in amplifier. The reference frequency is chosen to match the Doppler shift carrier frequency !D, and the bandwidth of the low-pass filter is chosen to be slightly larger than approximately one-half the signal bandwidth !. In a typical lock-in amplifier, a single-pole RC time constant is used, giving a low-pass transfer function

HlpðsÞ ¼

H0

 

ð60Þ

RCs

þ

1

 

 

 

 

with a bandwidth of 1=RC rad/s.

The phase of the reference sine wave must be locked to the phase of the signal for adequate demodulation. If this is not possible, then the signal can be divided and correlated simultaneously in quadrature (i.e., with both a sine and a cosine). The sum of the squares of the two quadrature components accurately gives the signal power independent of the actual phase.

Envelope Detection

Envelope detection occurs by rectification followed by low-pass filtering. A singlechip implementation may be used that can provide either a linear or a logarithmic output. For ease of calculation, envelope detection can be modeled by a single-pole low-pass transfer function [e.g., Eq. (60)] operating on the square of the input voltage.

Envelope detection is more advantageous than mixing when the phase or frequency of the carrier has nonlinear variations (for example, due to nonlinear sweeping of the reference mirror).

2.4NOISE SOURCES

In OCT, the principle of heterodyne detection is used to achieve a detection sensitivity that approaches the quantum limit of a single photon. This section will review thermal noise, shot noise, relative intensity noise, and amplified spontaneous emission noise, which are the dominant sources of noise that affect the OCT electronics.

The noise sources below can be described by wide-sense stationary (WSS)

stochastic processes. A WSS stochastic process pðtÞ has a constant mean

 

E pðtÞ ¼ pðtÞ ¼ mp

ð61Þ

and a

statistical autocorrelation

 

 

 

 

Rpðt1; t2Þ ¼ E pðt1Þpðt2Þ ¼ pðt1Þpðt2Þ

ð62Þ

that is a function of ¼ t2 t1 alone. A description of the frequency content of a

WSS stochastic process is given by the power spectral density

ð1

Spð!Þ ¼

Rpð Þe j!t d

ð63Þ

 

1

 

which is simply the Fourier transform of the statistical autocorrelation.

The power spectral density Spð!Þ is defined for both positive and negative frequencies and is a real and even function of ! by definition. In practice, however, only positive frequencies are measured. For convenience we define a positive frequency or single-sided power spectral density

58

Hee

Spþð!Þ ¼ Spð!Þ þ Spð !Þ ¼ 2Spð!Þ

ð64Þ

which is valid for ! 0 and allows comparison of theory with experiment.

 

2.4.1Thermal Noise

Thermal noise arises from random particle motion due to the thermal energy of a system. In electric circuits, resistors are the only passive elements that exchange energy with the environment. Thus, thermal noise is associated with the transfer of energy and the temperature equilibrium established between a resistor and its surroundings. A noisy resistor can be modeled as the parallel combination of an ideal resistor with resistance R and a noisy current source in that represents the thermal noise or energy provided by the environment. The noise current is approximated by zero-mean white noise with a double-sided power spectral density

Sin ð!Þ ¼

2kT

ð65Þ

R

where T is the temperature and k is Boltzmann’s constant.

2.4.2Shot Noise

Shot noise arises from current fluctuations due to the quantization of light and charge. A photodetector will emit charge corresponding to a mean rate defined by the photocurrent; however, the time between specific emissions will be random. The photon arrival and electron emission times may be described by a Poisson distributed random variable. It can be shown that the shot noise associated with any photocurrent hii is a white noise process with mean hii and double-sided power spectral density

Sin ð!Þ ¼ ehii

ð66Þ

The shot noise power is proportional to the electronic charge and the square root of the photocurrent power hii2.

2.4.3Relative Intensity Noise and Amplified Spontaneous Emission

Relative intensity noise (RIN) includes any noise source whose power spectral density scales linearly with the mean photocurrent power hii2. Examples include fluctuations in optical power from the source and from the mechanical motion of optical mounts. With a superluminescent diode source using heterodyne detection, amplified spontaneous emission (ASE) also results in noise that scales linearly with the photocurrent power. The spectral density of RIN and ASE noise can be approximated as white over the frequency band of interest and can be modeled as

Sin ð!Þ ¼ e hii2

ð67Þ

where the noise parameter must usually be determined by experiment.

2.5SENSITIVITY

This section will give expressions for the expected sensitivity of the OCT system considering the noise sources described in Section 2.4. The sensitivity is a measure

Optical Coherence Tomography: Theory

59

of the minimum detectable reflectivity of the OCT system. The sensitivity, or signal-

to-noise ratio (SNR), for any system is defined simply as the signal power Psignal divided by the noise process variance var fnðtÞg. If the noise process is zero-mean

WSS, then

SNR

 

Psignal

 

Psignal

 

 

Psignal

 

 

68

 

¼ var fnðtÞg

¼ Rnð0Þ ¼ Ð11

Snð!Þ d!=2

ð

Þ

 

 

which shows that the SNR is equal to the signal power divided by the mean noise power, where the noise power is the integral of its power spectral density Snð!Þ over all frequencies.

The signal-to-noise ratio will be derived below by propagating the various sources of noise described in Section 2.4 through the detection electronics described in Section 2.3. In the shot noise limit, the noise power is dominated by the shot noise of the reference beam, also termed the local oscillator. The signal power is given by the correlation of the power reflected from the sample with the power in the local oscillator. Weak reflections from within the sample are therefore multiplied by the local oscillator field to create a relatively strong interference signal at the detector. In this manner, a relatively high SNR can be achieved. Figure 12 displays the variables used for the noise process, power spectral densities, and noise equivalent bandwidths at various points in the system and will be helpful in the subsequent sections.

2.5.1Photodetection Noise

From Eq. (3), the photodetector current is the sum of the DC power PR ¼ jARj2=2 0 returning from the reference path, the DC power PS ¼ jASj2=2 0 returning from the sample, and an interference term real fESERg from the correlation of the signal and the local oscillator:

 

e

PR þ PS þ

1

 

þ idark

 

l ¼

hv

0

real ESER

ð69Þ

We have also added a term idark that represents the dark current of the photodiode. The signal power is completely contained within the term real fESERg, which is

separated from the DC components PR and PS by bandpass filtering and demodula-

Figure 12 Noise variable definitions.

60

Hee

tion. The filtering and demodulation steps, however, do not eliminate the noise associated with these components, which may exist at all frequencies.

Both shot noise [Eq. (66)] and RIN [Eq. (67)] contribute to the photocurrent noise inðtÞ, which can propagate through the detection electronics. Therefore, the power spectral density Sin ð!Þ of this noise can be expressed as the sum of these two uncorrelated components:

Sin ð!Þ ¼ ehii þ e hii2

ð70Þ

where hii is the mean photocurrent and contains contributions from the local oscillator beam, the sample beam, the signal, and the dark current.

2.5.2Transimpedance Amplifier Noise

At the input to the transimpedance amplifier (Fig. 4), thermal noise [Eq. (65)] from the feedback gain resistor R is added to the photocurrent noise. Because all the noise sources are uncorrelated, the power spectral density of the noise current becomes

Sin ð!Þ ¼ ehii þ e hii2 þ

2kT

ð71Þ

R

At the output of the transimpedance amplifier, the noise current niðtÞ is transformed into a voltage nvðtÞ with a gain of R. Because the variance scales as R2, the spectral density Svn ð!Þ of the output noise voltage is

Svn ð!Þ ¼ ehiiR2 þ e hii2R2 þ 2kTR

ð72Þ

Equation (72) can also be written in terms of the mean output voltage hvi ¼ hiiR as

Svn ð!Þ ¼ ehviR þ e hvi2 þ 2kTR ¼ q

ð73Þ

where a new variable q has been defined as representing the amplitude of the noise spectral density, which is constant across all frequencies. Equation (73) is useful because the voltage output of the transimpedance amplifier is more conveniently measured than the photocurrent.

2.5.3 Bandpass Filter Noise Equivalent Bandwidth

Let the bandpass filter have an impulse response hbpðtÞ and a transfer function HbpðsÞ given by one of the design procedures detailed in Section 2.3.3. The noise input to this filter is given by Eq. (73). Since the input noise is white with a constant spectral density, the output noise will be colored, or shaped according to the characteristics of the filter. Using the standard results for a WSS stochastic process through a linear time-invariant filter, we obtain the power spectral density Sbpð!Þ of the noise process nbpðtÞ at the output of the filter:

 

Sbpð!Þ ¼ q

Hbpðj!Þ

2

 

 

bpð Þ

 

ð74Þ

 

 

 

 

 

 

 

 

The

corresponding autocorrelation R

 

can be found by taking

the inverse

 

 

 

 

 

 

Fourier transform:

 

 

 

 

 

 

 

 

1

2

d!

 

 

 

 

 

 

 

 

 

 

 

 

 

Rbpð Þ ¼ q ð1 Hbpðj!Þ ej!

2

 

 

 

ð75Þ

The noise variance at the bandpass filter output is