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314

Shun-nan Yang and F. Vitu

incongruent sentences, the three-group model may not fit the data as well because of the need of an additional group of saccades to account for cognitive influences.

Models of eye-movement control in reading that posit word-based eye guidance may be able to account for the relationship between launch site and landing site for mediumlength saccades (Engbert et al., 2006; Reichle et al., 2003; Reilly & Radach, 2003, 2006). The assumption of oculomotor range error, that oculomotor aiming errors result from a bias toward the center of the range of saccade lengths in the task, would predict a preference for the same saccade length at different launch sites (Kapoula, 1985; McConkie et al., 1988; Radach & McConkie, 1998). However, these models would have difficulty accounting for three findings in the present experiments. First, both pseudoand normal reading favored an early bias toward saccades of about 7–8 letters (estimated mean length of medium-length saccades), whereas the length of pseudo-words was actually greater than the length of words in normal reading. This result is in contradiction with the prediction of oculomotor range error. Second, the distributions of initial landing sites in words and pseudo-words presented similar shifts over the period of a fixation, suggesting that effects of saccade latency were unrelated to ongoing word-identification processes. Third, the rather small percentage of late-latency (or large-length) saccades in reading and the small percentage of corrective saccades severely question the importance of a saccade-target mechanism in reading. Finally, it should be noted that in this chapter, we favored the C/I model and the distinction between strategy-based and visually based activation, as it accounts for the dissociation between mediumand large-length saccades or between early and late saccades. However, the present findings are also consistent with the assumption that in reading, the eyes move forward in a center-of-gravity manner without aiming for specific target locations (Vitu, 2003). As the launch site moves further away from the beginning of a word, the center of gravity of the peripheral configuration would move accordingly, shifting the distribution of initial landing sites, but producing only negligible changes on the distribution of saccade length (see also Vitu, 1991a–b). It would be only at later times, when visual information becomes more detailed and center-of-gravity influence are reduced (Coëffé & O’Regan, 1987; Findlay, 1982) that the eyes would attempt to reach predefined target locations. However, as suggested by the present data, this would occur only occasionally.

4.2. Word-based gaze guidance

As we have seen above, the term “word-based guidance” can be interpreted from a linguistic or a visual perspective and implemented based on wordor letter-units. Some may consider this chapter as arguing radically against the proposal that eye movements in reading are word-based; this would be a misunderstanding of the C/I model. What the C/I model proposes is that eye guidance is not mainly controlled by the processing of the content of a word, such as its identification; cognitive/linguistic influences may exist but they would come in late and they would be relatively infrequent. The C/I model suggests that the visual configuration of words/letters serves as the basis for visual guidance. The proposal of strategy-based activation does not exclude the use of visual

Ch. 13: Dynamic Coding of Saccade Length in Reading

315

information; it suggests that both processes can influence the decision of saccade length via population coding. The strategy-based activation provides a way for saccades to be triggered ahead of the processing of visual or linguistic information and when lacking useful visual segmentation.

Some recently proposed models of eye-movement control in reading adapted a more compromised view on how the content of word processing can influence the computation of saccade length. For instance, the SWIFT model added letter-based influence to its originally word-based targeting, allowing the activation level of each letter to influence the landing site. Word frequency was used to compute the activation of the word itself. In this model, the completion of word identification deactivates the word’s representation, allowing more distant words to become the next saccade target. Letter-based activation determines where in a word the eyes will land. The Glenmore model proposes a similar mechanism for exerting time-related change in saccade length. These models allow the selected saccade-target location to shift gradually from left to right, as observed in this chapter. However, they cannot account for the findings reported by Yang and McConkie (2004) or Vitu, O’Regan, Inhoff and Topolski (1995) that saccade length was not greatly affected even when the visual and/or linguistic information was lacking. They may also have difficulty explaining the variations of saccade length observed in the current pseudoreading study, as it involved no lexical processing at all.

In summary, we have shown that phenomena such as the preferred viewing position effect and the launch site effect can be accounted for by low-level visuomotor processes. These phenomena cannot be taken as direct evidence for specific strategies that aim for specific locations in words; neither are these evidence of direct linguistic control. Rather, by simply assuming the strategy-based movement activity and the influence of visual input based on the configuration of word/letter units in the peripheral area, the same patterns of landing site can be predicted. The properties of words may affect the coding of saccade length, but their effect likely is relatively small and subtle. This conclusion is not meant to exclude any influence of linguistic processing on eye guidance; cognitive eye guidance could also exist but might not be as critical as previous models have postulated in normal reading.

Acknowledgements

We would like to thank G. W. McConkie and P. Kerr for letting us use the eye movement data corpus they collected. We would also like to thank Ralf Engbert and an anonymous reviewer for their very helpful comments on an earlier version of the manuscript.

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Chapter 14

AN ITERATIVE ALGORITHM FOR THE ESTIMATION OF THE DISTRIBUTION OF MISLOCATED FIXATIONS DURING READING

RALF ENGBERT, ANTJE NUTHMANN, and REINHOLD KLIEGL

University of Potsdam, Germany

Eye Movements: A Window on Mind and Brain

Edited by R. P. G. van Gompel, M. H. Fischer, W. S. Murray and R. L. Hill Copyright © 2007 by Elsevier Ltd. All rights reserved.

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Abstract

During reading, oculomotor errors not only produce considerable variance of withinword landing positions, but can even lead to mislocated fixations, that is fixations on unintended words. Recently, we proposed a new quantitative approach for the estimation of the proportion of mislocated fixations from experimental data (Nuthmann, Engbert, & Kliegl, 2005). Here, we present an advanced algorithm, which iteratively decomposes observed landing position distributions into mislocated and well-located contributions. The algorithm is checked with numerical simulations of the SWIFT model (Engbert, Nuthmann, Richter, & Kliegl, 2005). Finally, we outline the link between mislocated fixations and the Inverted-Optimal Viewing Position (IOVP) effect.

Ch. 14: An Iterative Algorithm for the Estimation of Mislocated Fixations

321

1. Introduction

Most research on eye movements in reading is based on the implicit assumption that every saccade lands on an intended target word. The validity of this assumption requires that oculomotor errors are small compared to the spatial extension of words. It was noticed early, however, that within-word landing distributions are rather broad and even that preferred viewing locations (Rayner, 1979) show a systematic leftward bias away from word centers. Consequently, McConkie, Kerr, Reddix, and Zola (1988), who showed in an influential paper that saccadic error can be decomposed into systematic and random contributions, suggested more than 15 years ago that “ the combination of systematic and random error in landing site distributions on a word can lead to eye fixations that were destined for one word but are actually centered on another” (p. 1117). Thus, it is surprising that no quantitative approach to the study of mislocated fixations has been proposed so far.1 If there is a substantial contribution of mislocated fixations, this might be a challenge for theories of eye-movement control during reading, which assume that a specific target word is selected for each saccade.

Recently, we proposed a method for the quantitative estimation of the proportion of mislocated fixations during reading (Nuthmann et al., 2005). We became interested in mislocated fixations as a possible explanation of the Inverted-Optimal Viewing Position (IOVP) effect, discovered by Vitu, McConkie, Kerr, and O’Regan (2001): Fixation durations are lowest, rather than highest, near word boundaries – contrary to predictions derived from visual acuity limitations. As first noticed by McConkie et al. (1988; p. 1117), “ mislocated fixations would occur most frequently at the beginnings and ends of words.” Thus, we suggested that – because of the greater frequency of mislocated fixations near word boundaries – an error-correction strategy in response to mislocated fixations which produces shorter than average saccade latencies should selectively reduce average fixation durations at the beginning and end of words. Thus, error-correction of mislocated fixations might be an important source for the IOVP effect.

In this chapter we develop an advanced algorithm for the estimation of the proportion of mislocated fixations based on an iterative approach (Section 2). Since there is currently no means to identify mislocated fixations experimentally, numerical simulations are necessary to check the algorithm. Using the latest version of the SWIFT model (Engbert et al., 2005) we can directly compare the estimated distributions of mislocated fixations with the exact distributions generated in computer simulations (Section 3). Additionally, we perform various analyses on different classes of mislocated fixations and investigate in depth how the SWIFT model responds to these types of oculomotor errors. Finally, we study the relation between mislocated fixations and the IOVP effect for fixation durations (Section 4).

1 However, there were some speculations on the role of mislocated fixations in reading (Rayner, Warren, Juhasz, & Liversedge, 2004).

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2. Estimation of mislocated fixations from data: An iterative approach

Distributions of within-word landing positions are relatively broad with a leftward shift away from word center (Rayner, 1979). The observation of these broad landing position distributions produced by saccadic errors with systematic and random components (McConkie et al., 1988) implies that a saccade can even be strongly misguided and land on an unintended word. Such an event, which might be potentially more dramatic for word processing than within-word variability in landing positions, was termed a mislocated fixation by McConkie et al. (1988). Since we do not have experimental access to the intended target word for a specific saccade, at least in continuous reading, it is generally assumed that mislocated fixations can be neglected. Recently, however, we developed a numerical algorithm for the estimation of the proportion of mislocated fixations (Nuthmann et al., 2005), which will be refined in this section.

The experimentally observed distribution of relative frequencies of landing positions represents an estimate of the probability PLexp x that a saccade lands on letter x of a word of length L. This probability can be decomposed into the welland mislocated contributions,

PLexp x = WL x · 1 − ML x

(1)

where WL x is the probability that a saccade lands on letter position x of a word of length L, given that the word was the intended target (i.e., well-located fixation) and ML x is the probability (or proportion) that a fixation on position x within a word of length L is mislocated (i.e., a different word was the intended saccade target). A common

assumption underlying almost all studies on eye-movement control during reading is that mislocated fixations are rare, that is PLexp x ≈ WL x and ML x ≈ 0. We show that this

assumption is invalid and that results on landing positions change strongly, when the distributions are corrected for mislocated fixations.

2.1. Extrapolation of landing position distributions

As a first step in deriving a constructive procedure for the distribution of mislocated fixations, we introduce the conditional probability p x n m that a saccade lands on letter x of word n given that word m was the intended saccade target.2 For simplicity, we assume that each word is a target once during the reading process, so that the sequence of intended target words is , n − 2, n − 1, n, n + 1, n + 2 The two most important contributions to mislocated fixations on word n arise from overshoot of word n − 1 and undershoot of word n + 1. The first case will lead to an unintended skipping of word

2 Here words n and m can be the same (n = m) or different words (n = m).

Ch. 14: An Iterative Algorithm for the Estimation of Mislocated Fixations

323

n − 1 or a failed refixation of word n − 1, while the latter case represents an unintended refixation of word n or a failed skipping of word n. Formally we can write

overshoot pn+−1x = p x n n − 1

(2a)

n+1

x

=

 

n

+

1

(2b)

undershoot p

 

p x n

 

Using this notation, the probability for a mislocated fixation on letter position x of word n can be approximated by

mis

 

p+

 

x

+

p

 

x

 

 

 

x =

 

n−1

 

 

n+1

 

 

 

 

(3)

pn

p x n

n

+

p+

x

+

p

x

 

 

 

 

n−1

 

n+1

 

 

 

where p x n n is the well-located landing probability on word n (i.e., word n was intended and realized saccade target). From this quantity, we can compute averages over all words of length L to obtain the desired probability MLx for mislocated fixations on letter x of words of length L,

MLx = pnmisx L

(4)

where L denotes the average over all words of length L.

For numerical calculations, we assume that (i) physical word length L is the only property of a word which modulates its landing probability distribution and that (ii) all landing distributions can be approximated by normal distributions N x with mean L and standard deviation L as a function of word length L. Using these simplifying assumptions, the probability for a well-located fixation at letter position x on word n can be written as

p x n n = N Ln Ln x

(5)

where Ln is the length (i.e., number of letters) of word n. In general, we will observe a mislocated contribution to the landing distribution on word n from a target word m = n, that is

p x n m = N Lm Lm n mx

(6)

where n mx is a linear transformation of x to move the metric of within-word positions of word m to within-word position of word n. The overlapping contributions pn+−1x and pn+1x can be estimated by extrapolation of the corresponding landing position distributions from words n − 1 and n + 1,

pn+−1x = N Ln−1

Ln−1 n n−1x

with n n−1

x = x + Ln−1

(7a)

pn+1x = N Ln+1

Ln+1 n n+1x

with n n+1

x = −x

(7b)