- •Diabetic Retinopathy
- •Preface
- •Contents
- •Contributors
- •Nonproliferative Diabetic Retinopathy
- •Nonproliferative Diabetic Retinopathy
- •Inflammatory Mechanisms
- •Microaneurysms
- •Vascular Permeability
- •Capillary Closure
- •Classification Of Nonproliferative Retinopathy
- •Macular Edema
- •Risk Factors For Progression Of Retinopathy
- •Severity of Retinopathy
- •Glycemic Control
- •The Diabetes Control and Complications Trial
- •Epidemiology of Diabetes Interventions and Complications Trial
- •The United Kingdom Prospective Diabetes Study
- •Hypertension
- •The United Kingdom Prospective Diabetes Study
- •Appropriate Blood Pressure Control in Diabetes Trials
- •Elevated Serum Lipid Levels
- •Pregnancy and Diabetic Retinopathy
- •Other Systemic Risk Factors
- •Management Of Nonproliferative Diabetic Retinopathy
- •Photocoagulation
- •Scatter Photocoagulation for Nonproliferative Diabetic Retinopathy
- •Scatter Photocoagulation for Proliferative Retinopathy
- •Focal Photocoagulation for Diabetic Macular Edema
- •Other Treatment of Diabetic Macular Edema
- •Medical Therapy
- •Aspirin And Antiplatelet Treatments
- •Aldose Reductase Inhibitors
- •Other Medical Treatments
- •Summary
- •Acknowledgment
- •References
- •Proliferative Diabetic Retinopathy
- •Development and Natural History
- •Histopathology and Early Development
- •Proliferation and Regression of New Vessels
- •Contraction of the Vitreous and Fibrovascular Proliferations
- •Retinal Distortion and Detachment
- •Burned-Out Proliferative Diabetic Retinopathy
- •Systemic Associations
- •Proliferative Diabetic Retinopathy and Glycemic Control
- •Other Risk Factors for Proliferative Diabetic Retinopathy
- •Rubeosis Iridis
- •Anterior Hyaloidal Fibrovascular Proliferation
- •Management of Proliferative Diabetic Retinopathy
- •Pituitary Ablation
- •Photocoagulation
- •Randomized Clinical Trials of Laser Photocoagulation
- •The Diabetic Retinopathy Study
- •Risks and Benefits Photocoagulation In The Drs
- •The Early Treatment Diabetic Retinopathy Study
- •Indications For Photocoagulation of Pdr
- •PRP and Macular Edema
- •PRP Treatment Techniques
- •Vitrectomy for PDR
- •Pharmacologic Treatment of PDR
- •Acknowledgment
- •References
- •Brief Historical Background
- •The Wesdr
- •Prevalence of Diabetic Retinopathy
- •Incidence of Diabetic Retinopathy
- •Diabetic Retinopathy in African American and Hispanic Whites
- •Native Americans and Asian Americans
- •Age and Puberty
- •Genetic and Familial Factors
- •Modifiable Risk Factors
- •Hyperglycemia
- •Clinical Trials of Intensive Treatment of Glycemia
- •Diabetes Control and Complications Trial
- •The United Kingdom Diabetes Prospective Study (UKPDS)
- •Hypertension
- •Lipids
- •Subclinical and Clinical Diabetic Nephropathy
- •Microalbuminuria and Diabetic Retinopathy
- •Gross Proteinuria and Retinopathy
- •Diabetic Retinopathy as a Risk Indicator of Subclinical Nephropathy
- •Other Risk Factors For Retinopathy
- •Smoking and Drinking
- •Body Mass Index and Physical Activity
- •Hormone and Reproductive Exposures in Women
- •Prevalence and Incidence of Visual Impairment
- •Conclusions
- •Acknowledgments
- •References
- •Introduction
- •Fluorescein Angiography
- •Properties
- •Side Effects
- •Normal Fluorescein Angiography
- •Terminology
- •Fluorescein Angiography in the Evaluation of Diabetic Retinopathy
- •Fluorescein Angiography in the Evaluation of Diabetic Macular Edema
- •Optical Coherence Tomography
- •Low-Coherence Interferometry
- •OCT Image Interpretation
- •OCT Technology Development
- •The Role of OCT in Diabetic Macular Edema
- •Morphologic Patterns of Diabetic Macular Edema
- •Clinical Applications of OCT in Diabetic Macular Edema
- •Conclusions
- •References
- •Diabetic primates
- •Type of Diabetes
- •Histopathology and Rate of Development of the Retinopathy
- •Therapies Studied in this Model
- •Advantages and Disadvantages of the Model
- •Diabetic dogs
- •Type of Diabetes
- •Histopathology and Rate of Development of Retinopathy
- •Therapies Studied in this Model
- •Advantages and Disadvantages of the Model
- •Diabetic cats
- •Type of Diabetes
- •Histopathology and Rate of Development of Retinopathy
- •Therapies Studied in this Model
- •Advantages and Disadvantages of the Model
- •Diabetic rats
- •Type of Diabetes
- •Type 1 diabetes
- •Type 2 diabetes
- •Histopathology and Rate of Development of Retinopathy
- •Vascular disease
- •Neuronal disease
- •Therapies or Gene Modifications Studied in this Model
- •Advantages and Disadvantages of the Model
- •Diabetic mice
- •Type of Diabetes
- •Type 1 diabetes
- •Type 2 diabetes
- •Histopathology and Rate of Development of Retinopathy
- •Vascular disease
- •Neural disease
- •Therapies or Gene Modifications Studied in this Model
- •Advantages and Disadvantages of the Model
- •Other Rodents
- •Galactose Feeding
- •Nondiabetic Models in Which Growth Factors are Altered
- •VEGF overexpression
- •IGF overexpression
- •PDGF-B-deficient mice
- •Oxygen-Induced Retinopathy
- •Sympathectomy
- •Retinal Ischemia–Reperfusion
- •Summary
- •References
- •Introduction
- •Biochemistry and Genetics of The Polyol Pathway
- •Aldose Reductase
- •The Aldose Reductase Enzyme
- •The Aldose Reductase Gene
- •Polymorphisms of the AR Gene
- •Sorbitol Dehydrogenase
- •The Sorbitol Dehydrogenase Enzyme
- •The Sorbitol Dehydrogenase Gene
- •Ar Polymorphisms and Risk of Diabetic Retinopathy
- •Sdh Polymorphisms and Diabetic Retinopathy
- •Ar Overexpression
- •Sdh Overexpression
- •Ar “Knockout” Mice
- •Sdh-Deficient Mice
- •Osmotic Stress
- •Oxidative Stress
- •Activation of Protein Kinase C
- •Generation of AGE Precursors
- •Proinflammatory Events and Apoptosis
- •Ari Structures and Properties
- •Effects of Aris in Experimental Diabetic Retinopathy
- •The Polyol Pathway in Human Diabetic Retinopathy
- •The Sorbinil Trial
- •Perspective and Needs
- •Rationale for Defining the Pathogenic Role of the Polyol Pathway
- •Needs to be Met to Arrive at Anti-Polyol Pathway Therapy
- •References
- •Introduction to Diabetic Retinopathy
- •Biochemistry of Age Formation
- •Pathogenic Role of Ages In Diabetic Retinopathy
- •AGEs and Clinical Correlation of Diabetic Retinopathy
- •AGE Accumulation in the Eye
- •Effect of AGEs on Retinal Cells
- •RAGE in Diabetic Retinopathy
- •Other AGE Receptors in Diabetic Retinopathy
- •Anti-Age Strategies For Diabetic Retinopathy
- •Conclusion
- •References
- •Introduction
- •Dag-Pkc Pathway
- •Diabetes and Retinal Blood Flow
- •Basement Membrane and Ecm Changes
- •Vascular Permeability and Angiogenesis
- •Conclusions
- •References
- •Sources of Oxidative Stress in The Diabetic Retina
- •Overview
- •Mitochondrial Electron Transport Chain (ETC)
- •Advanced Glycation End (AGE) Product Formation
- •Cyclo-oxygenase (COX)
- •Flux Through Aldose Reductase (AR) Pathway
- •Activation of Protein Kinase C (PKC)
- •Endothelial NO Synthase (eNOS)
- •Inducible NOS (iNOS)
- •NADPH Oxidase
- •Antioxidants in Diabetic Retinopathy
- •Overview
- •Glutathione (GSH)
- •Superoxide Dismutase (SOD)
- •Catalase
- •Effects of Oxidative Stress in The Diabetic Retina
- •Overview
- •Growth Factors and Cytokines
- •Cytoxicity
- •Therapeutic Strategies For Reducing Oxidative Stress
- •Overview
- •Antioxidants
- •PKC Inhibitors
- •Inhibitors of the Renin-Angiotensin System
- •Inhibitors of the Polyol Pathway
- •HMG-CoA Reductase Inhibitors (Statins)
- •PEDF
- •Cannabinoids
- •Cyclo-oxygenase-2 (COX-2) Inhibitors
- •References
- •Pericyte Loss in the Diabetic Retina
- •Introduction
- •Origin and Differentiation
- •Morphology and Distribution
- •Identification
- •Function
- •Contractility
- •Role in Vessel Formation and Stabilization
- •Loss In Diabetic Retinopathy
- •Rats
- •Mice
- •Chinese Hamster
- •Animal Models Mimicking Retinal Pericyte Loss
- •Pdgf-B-Pdgf-Ssr
- •Angiopoietin-Tie
- •Vegf-Vegfr2
- •Mechanisms of Loss
- •Biochemical Pathways
- •Aldose Reductase
- •Age Formation
- •Modification of Ldl
- •Loss Through Active Elimination
- •Capillary Dropout in Diabetic Retinopathy
- •Diabetic Retinopathy
- •Methods to Measure and Detect Capillary Dropout
- •Models to Study Retinal Capillary Dropout in Diabetes
- •Potential Mechanisms For Capillary Dropout
- •Capillary Cell Apoptosis
- •Proinflammatory Changes/Leukostasis
- •Microthrombosis/Platelet Aggregation
- •Consequences of Capillary Dropout
- •Macular Ischemia
- •Neovascularization
- •Macular Edema
- •Acknowledgments
- •References
- •Neuroglial Dysfunction in Diabetic Retinopathy
- •The Neurons of The Retina
- •The Glial Cells of The Retina
- •Diabetes Reduces Retinal Function
- •Diabetes Induces Neurodegeneration in The Retina
- •Neuroinflammation in Diabetic Retinopathy
- •Historical Perspective on Diabetic Retinopathy
- •Neuroglial Dysfunction in Diabetic Retinopathy.
- •References
- •Introduction
- •Inflammatory Cells Promote and Regulate The Development of Ischemic Ocular Neovascularization
- •VEGF as a Proinflammatory Factor in Diabetic Retinopathy
- •VEGF164/165 as a Proinflammatory Cytokine
- •Nonsteroidal Anti-inflammatory Drugs (NSAIDs)
- •Corticosteroids
- •Anti-VEGF Agents
- •Pegaptanib
- •Ranibizumab and Bevacizumab
- •Conclusions
- •Acknowledgment
- •References
- •Glia-Endothelial Interaction
- •Specialized Retinal Vessels Control Flux into Neural Tissue
- •Overview of Tight Junction Proteins
- •Claudins Confer Tight Junction Barrier Properties
- •Occludin Regulates Barrier Properties
- •Alterations in Occludin in Diabetic Retinopathy
- •Ve-Cadherin and Diabetic Retinopathy
- •Permeability in Diabetic Retinopathy
- •Summary and Conclusions
- •References
- •Introduction
- •Stages of Angiogenesis
- •Vascular Endothelial Growth Factor
- •Regulation of Vegf Expression in The Retina
- •Regulation of VEGF in Proliferative Diabetic Retinopathy
- •Regulation of VEGF in Nonproliferative Diabetic Retinopathy
- •Basic Vegf Biology
- •Receptors
- •Vegf’S Multiple Actions on Retinal Endothelial Cells
- •Main Signaling Pathways
- •Other Actions of Vegf
- •Proinflammatory Effects of VEGF
- •VEGF and Retinal Neuronal Development
- •VEGF and Neuroprotection
- •Modulation of Vegf Action By Other Growth Factors
- •Conclusion
- •References
- •Insulin-Like Growth Factor
- •Basic Fibroblast Growth Factor
- •Angiopoietin
- •Erythropoietin
- •Hepatocyte Growth Factor
- •Tumor Necrosis Factor
- •Extracellular Proteinases
- •The Urokinase Plasminogen Activator System (uPA/uPAR System)
- •Proteinases in Retinal Neovascularization
- •Integrins
- •Endogenous Inhibitors of Neovascularization
- •Pigment Epithelium Derived Growth Factor
- •Angiostatin and Endostatin
- •Thrombospondin-1
- •Tissue Inhibitor of Matrix Metalloproteinases
- •Clinical Implications
- •Acknowledgments
- •References
- •Introduction
- •Pathogenesis
- •Vascular Endothelial Growth Factor (Vegf)
- •Vegf in Physiological and Pathological Angiogenesis
- •Vegf in Ocular Neovascularization
- •Vegf and Diabetic Retinopathy
- •Clinical Application of Anti-VEGF Drugs
- •Pegaptanib
- •Bevacizumab
- •Ranibizumab
- •Use of Anti-VEGF Therapies in Diabetic Retinopathy
- •Safety
- •Clinical Experience with Bevacizumab in Diabetic Retinopathy
- •Ranibizumab in Diabetic Macular Edema
- •Effect on Foveal Thickness and Macular Volume
- •Effect on Visual Acuity
- •Summary
- •References
- •Introduction
- •Pkc Inhibition With Ruboxistaurin
- •Early Clinical Trials With Rbx
- •Rbx and Progression of Diabetic Retinopathy
- •Ongoing Trials With Rbx
- •Rbx and Other, Nonocular Complications of Diabetes
- •Safety Profile of Rbx
- •Clinical Status of Rbx
- •Conclusions
- •References
- •The Role of Intravitreal Steroids in the Management of Diabetic Retinopathy
- •Clinical Efficacy
- •Safety
- •Pharmacology
- •Pharmacokinetics
- •Combination With Laser Treatment
- •Clinical Guidelines
- •Macular Edema Caused by Focal Parafoveal Leak
- •Widespread Heavy Diffuse Leak
- •Macular Edema and High-Risk Proliferative Retinopathy
- •Macular Edema Prior to Cataract Surgery
- •Juxtafoveal Hard Exudate With Heavy Leak
- •Control of Systemic Risk Factors
- •The Future of Intravitreal Steroid Therapy
- •References
- •Overview
- •Introduction and Historical Perspective
- •Growth Hormone and Diabetic Retinopathy
- •The IGF-1 System and Retinopathy
- •The Role of SST in Diabetic Retinopathy
- •Rationale for the Clinical use of Octreotide
- •Clinical evidence for sst as a therapeutic for pdr
- •Potential Reasons for Mixed Success in Clinical Trials
- •Future Direction: Sst Analogs in Combination Therapy
- •Conclusion
- •Acknowledgements
- •Introduction
- •Diabetic Retinopathy and Mortality
- •Diabetic Retinopathy and Cerebrovascular Disease
- •Diabetic Retinopathy and Heart Disease
- •Diabetic Retinopathy, Nephropathy, and Neuropathy
- •Conclusion
- •References
- •Name Index
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discussed earlier have demonstrated the significant role for VEGF and have been confirmed by multiple subsequent studies, including a study blocking VEGF receptor signaling (58).
The emerging use of anti-VEGF therapies in patients has provided further suggestive evidence corroborating the important role of VEGF in proliferative diabetic retinopathy. For instance, a retrospective analysis was performed in a clinical trial evaluating the anti-VEGF aptamer, pegaptanib, for the treatment of diabetic macular edema (for further details, see Chap. 17). A subset of the study participants exhibited retinal neovascularization in the study eye at baseline. Eight of 13 patients receiving pegaptanib injection (including one which also received laser photocoagulation) had subsequent regression of neovascularization, compared with 0 of 3 in the sham treatment group. Notably, 4 of the 13 pegaptanib-treated patients also had neovascularization in the fellow (untreated) eye that did not regress. Although the study clearly had a small sample size, and indeed was not designed to directly address anti-VEGF and retinal neovascularization, it supports a direct effect of anti-VEGF treatment upon retinal neovascularization (59). The strongest clinical evidence demonstrating a causative role for VEGF in ocular neovascularization comes from clinical trials demonstrating dramatic efficacy of anti-VEGF therapy for choroidal neovascularization in age-related macular degeneration (60). Based on the body of experimental and clinical evidence, anti-VEGF treatments have emerged as a clinical option for the treatment of proliferative diabetic retinopathy, for instance in the context of neovascular glaucoma or vitreous hemorrhage.
BASIC VEGF BIOLOGY
The importance of VEGF as a stimulator of angiogenesis, both in ocular and systemic conditions, has driven intensive research efforts into its basic biology, including its mechanisms of action. In addition to improving our understanding of angiogenesis, these insights into VEGF biology have provided an array of targets for therapeutic manipulation. VEGF (also referred to as VEGF-A) is part of a gene family whose members include placental growth factor (PlGF) (61), VEGF-B (62), VEGF-C (63, 64), and VEGF-D (65). Each of these family members can interact with one or more of three VEGF receptors (Fig. 4).
VEGF has four primary isoforms, generated by alternative splicing of VEGF RNA, which contain 121, 165, 189, and 206 amino acids. These isoforms are referred to, respectively, as VEGF121, VEGF165, VEGF189, and VEGF206 (66, 67). Of these, VEGF165 is the predominant isoform. An important distinguishing property of the VEGF isoforms is their ability to bind heparin, conferred by heparin-binding peptides in exons 6 and 7 of the VEGF gene. VEGF121 lacks both exons, does not bind heparin, and is freely diffusible. In contrast, VEGF189 and VEGF206 contain both exons and are almost completely bound by heparin-like moieties in the extracellular matrix. VEGF165, which contains exon 7 but not 6, has intermediate properties.
RECEPTORS
There are two related high-affinity receptor tyrosine kinases for VEGF: VEGFR-1 (fms-like tyrosine kinase-1 or Flt-1) and VEGFR-2 (kinase insert domain-containing receptor or KDR). Both have seven extracellular immunoglobulin-like domains, a single
Retinal Neovascularization and the Role of VEGF |
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Fig. 4. VEGF receptors and their ligands. VEGF (also referred to as VEGF-A) binds two related receptor tyrosine kinases (RTKs), VEGFR-1 (also known as Flt-1) and VEGFR-2 (also known as KDR). Both VEGFR-1 and VEGFR-2 have an extracellular domain containing seven immunoglobulin-like loops (ovals), a single transmembrane region, and a cytoplasmic domain consisting of a single kinase domain (rectangles) interrupted by a non-catalytic region. VEGF-C and VEGF-D also bind to VEGFR2. Placental growth factor (PlGF) and VEGF-B bind only to VEGFR1. VEGFR3 (also known as Flt-4) is a member of the same family of receptor tyrosine kinases and binds VEGF-C and VEGF-D.
hydrophobic transmembrane domain, and a conserved intracellular tyrosine kinase domain which is interrupted by a kinase insert domain (68, 69). Both VEGFR1 and VEGFR2 are autophosphorylating tyrosine kinases with binding affinities for VEGF in the low picomolar range. VEGFR-2 is known to be the major mediator of VEGF’s mitogenic, angiogenic, and permeability-stimulating effects (70). VEGFR-3 (fms-like- tyrosine kinase-4 or Flt-4) is also a member of the VEGFR family which is a receptor for VEGF-C and VEGF-D, but not VEGF (64, 71) (Fig. 4).
In addition to VEGFR1 and VEGFR2, neuropilin-1 (Npn-1) and neuropilin-2 (Npn-2) serve as coreceptors for VEGF. Neuropilin-1 (72) and neuropilin-2 (73) bind VEGF165
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with high affinity, but do not bind VEGF121. The binding of VEGF165 to these receptors is heparin-dependent. When coexpressed in cells with VEGFR2, neuropilin-1 enhances the binding of VEGF165 to VEGFR2 as well as the stimulation of chemotaxis by VEGF165. In addition, the inhibition of VEGF165 binding to neuropilin-1 inhibits its binding to VEGFR2 as well as its mitogenic activity for endothelial cells (72). These and other studies indicate that the neuropilins function in the enhancement of VEGF signaling and activation of endothelial cells.
VEGF’S MULTIPLE ACTIONS ON RETINAL ENDOTHELIAL CELLS
Consistent with its critical role in stimulating angiogenesis, VEGF stimulates multiple steps in the angiogenic process, including survival, migration, proliferation, tubulogenesis, and vascular permeability (70, 74). These effects have been demonstrated in retinal microvascular endothelial cells in addition to numerous other endothelial cell types. Notably, retinal endothelial cells express cell surface VEGF receptors at a higher density than many other endothelial cell types (75). VEGF has been demonstrated to stimulate retinal endothelial cell proliferation (28), migration (76), survival (77, 78), and tubulogenesis (79). In addition, VEGF stimulates retinal endothelial cell permeability (80, 81). VEGF’s vasopermeability properties in the retina are discussed in greater detail in Chap. 14.
MAIN SIGNALING PATHWAYS
The ability of VEGF to stimulate angiogenesis is dependent on its coordinate regulation of multiple endothelial cell activities. This is dependent on VEGF’s ability to stimulate a network of intracellular signaling pathways. In endothelial cells, VEGFR-2 is the major mediator of VEGF signaling. Upon VEGF binding, VEGFR2 dimerizes, with one receptor, trans(auto)-phosphorylating tyrosine residues in the cytoplasmic domain of its partner (74). The phosphorylated tyrosine residues can bind intracellular signaling molecules and initiate a cascade of signaling events leading to multiple cell responses promoting angiogenesis and vascular permeability.
Although VEGF activates multiple signaling pathways in endothelial cells, extensive research has focused on a few pathways that are thought to play particularly important roles (Fig. 5). VEGF stimulates endothelial cell proliferation primarily through stimulation of extracellular-signal-regulated protein kinases (ERK) 1 and 2, also known as p42/44 mitogen-activated protein (MAP) kinase. VEGF activation of VEGFR2 leads to tyrosine-phosphorylation of phospholipase C-γ (PLC-γ) (82), which leads to the generation of inositol 1,4,5-trisphosphate and diacylgycerol (DAG). DAG activates protein kinase C, which in turn activates the Raf/MEK/ERK pathway, which plays a central role in endothelial cell mitogenesis (82).
Activation of protein kinase C (PKC) is essential for VEGF’s mitogenic effects on endothelial cells. The PKC family of serine-threonine kinases consists of multiple PKC isoforms, which differ in their regulatory and biochemical properties. Intravitreal administration of VEGF activates protein kinase C (PKC) in the retina, inducing membrane translocation of PKC isoforms α, βII, and δ (83). PKC inhibitors block VEGFinduced activation of ERK1/2 (84, 85), and endothelial cell proliferation (86). Although
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Fig. 5. VEGF signaling pathways. Most, and possibly all, of the biologically relevant VEGF signaling are mediated by VEGFR-2. Upon binding its ligand, VEGFR-2 undergoes receptor dimerization and autophosphorylation at multiple tyrosine residues in the intracellular domain. This leads to the activation of multiple signaling molecules, notably Akt, PKC, and ERK1/2. VEGF promotion of endothelial cell survival is largely dependent on PI 3-kinase (PI3K)-mediated activation of the anti-apoptotic kinase Akt. VEGF stimulates endothelial cell proliferation primarily through activation of ERK1/2. Binding of VEGF to VEGFR-2 leads to activation of PLC-γ, leading to generation of inositol 1,4,5-trisphosphate (IP3) and diacylglycerol (DAG) and subsequent activation of PKC, which in turn mediates activation of ERK1/2. PKC (particularly PKC-β) also has an important role in VEGF’s vasopermeability effects.
other PKC isoforms are likely to be important as well, particular attention has been placed on PKC-β. In bovine aortic endothelial cells, pharmacologic inhibition of PKC-β using the isoform selective inhibitor ruboxistaurin (LY333531) inhibited VEGF’s mitogenic effect (86). In addition to its role in VEGF’s mitogenic effects, PKC-β appears to have an important role in VEGF’s vasopermeability effects. Administration of ruboxistaurin strongly inhibited VEGF-induced retinal vascular permeability in vivo (83). This effect was supported by an in vitro study, demonstrating that expression of a dominant negative PKCβII mutant significantly blocked VEGF-induced permeability of cultured retinal endothelial cells (81).
The phosphatidylinositol 3′-kinase (PI3-kinase)/Akt signaling pathway is particularly important for VEGF’s ability to promote endothelial cell survival. Activation of VEGFR2 leads to phosphorylation and activation of Akt/protein kinase B (87), an antiapoptotic kinase which mediates the promotion of cell survival by a variety of growth
