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304

Swenarchuk et al.

In experimental studies employing rodent models of diabetes, diabetic retinal vascular leakage, capillary nonperfusion, and endothelial cell damage are temporally and spatially correlated with a low-level leukocyte influx and persistent retinal leukostasis. This leukostasis is mediated by retinal upregulation of intercellular adhesion molecule-1 (ICAM-1), together with an increased expression of its cognate integrin ligands on neutrophils. Subsequently, endothelial cell injury and death result from Fas/FasL-mediated apoptosis.

In response to this injury, the endothelium maintains a sustained high rate of cell division, which is believed to result in exhaustion of its regenerative capacity. This stress is further exacerbated by a diabetes-induced defect in the ability of endothelial precursor cells to repair the damaged vasculature. While the vascular damage is primarily a function of infiltrating leukocytes, DR also is associated with ischemic neovascularization, a process that is amplified by the influx of macrophages.

Numerous cytokines are upregulated in DR, and two of these, vascular endothelial growth factor (VEGF) and tumor necrosis factor-α (TNF-α), are believed to play important roles in the inflammation-linked retinal damage. Upregulation of VEGF causes much of the increase in retinal ICAM-1 and the resultant leukostasis, with the VEGF165 isoform being especially important in promoting inflammatory responses. TNF-α also is involved in the upregulation of ICAM-1, and preclinical studies have established that inhibitors of both VEGF and TNF-α are able to reduce the DR-associated pathology.

The concept that DR is a low-grade inflammatory condition has proved useful in the clinic. Inhibitors of VEGF and TNF-α have shown efficacy in reducing the DR-related vision loss while high-dose aspirin has proved effective in reducing the number of DR-associated microaneurysms. There is thus reason for hope that further elucidation of the underlying cellular and molecular mechanisms of DR-associated inflammation will lead to the development of new molecularly targeted therapies and to the rational use of approaches employing more than one therapeutic agent.

Key Words: Bevacizumab; Inflammation; Leukostasis; Pegaptanib; Ranibizumab; Tumor necrosis factor-alpha; Vascular endothelial growth factor.

INTRODUCTION

The concept that diabetic retinopathy (DR) is inflammatory in nature has been under investigation since the 1960s following the results of a study demonstrating a lower incidence of DR in patients treated with salicylates for rheumatoid arthritis (1). Subsequent work has provided further support for this linkage and has identified many characteristic inflammatory features that accompany the progress of DR in patients and in animal models. These include increased blood flow and vascular permeability, edema, infiltration of inflammatory cells such as macrophages, and the development of neovascularization (Table 1) (2–27). Numerous physiologic derangements are believed to act in mediating the linkage between hyperglycemia and retinal damage, including the accumulation of polyols, reactive oxygen intermediates, and advanced glycation end products, in addition to the activation of protein kinase-C (reviewed by Brownlee (28), Sheetz and King (29), and Caldwell et al. (30) ). These topics are discussed elsewhere in this book, and will be referred to here when they have a bearing on inflammatory processes.

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Table 1

Inflammatory features that characterize diabetic retinopathy (adapted from Antonetti et al. (2) )

Increased blood flow and vascular permeability (2)

Tissue (macular) edema (2)

Neovascularization (2)

Increased expression of inflammatory mediators (3–16)

Accelerated retinal neural (17) and microvascular (18) cell death

Macrophage infiltration (8,19)

Microglial cell activation (20–22)

Increased leukocyte adhesion (23,24)

Complement activation (25)

Fas ligand upregulation (26)

Acute-phase response protein expression (27)

The retinal abnormalities in DR involve neurons, glial elements, and the retinal microvasculature (31). While some of the earliest detectable defects in DR include alterations in neuronal function (2, 31), for which there is some evidence for an inflammatory contribution (27, 32), most research into inflammatory changes concerns DR-associated damage to the retinal vasculature. As described in accompanying chapters, the processes leading to the DR-associated vasculopathy include leukocyte entrapment, formation of acellular capillaries, capillary dropout, and local hypoxia. The focus of this chapter is on the inflammatory nature of many of the molecular and cellular processes leading to this vascular damage, as well as on the pathologic neovascularization that often accompanies it. Finally, clinical findings validating the role of inflammation in DR are described.

PATHOPHYSIOLOGY OF DIABETIC RETINAL VASCULAR

INJURY: THE ROLE OF LEUKOSTASIS

Several lines of correlative preclinical and clinical evidence have demonstrated that DR is associated with increased levels of leukocytes. In a key early clinical study, McLeod et al. (33) reported that neutrophil numbers were significantly elevated in the choroidal and retinal vasculature of patients with diabetes mellitus and that this elevation was accompanied by an increased expression of intercellular adhesion molecule-1 (ICAM-1) in both tissues. Subsequently, it was determined that vitreous levels of soluble ICAM-1 were significantly higher in the eyes of diabetic patients compared to nondiabetic controls (34). Macrophages also have been detected in surgically removed membranes (19) and vitreous samples of (8) patients with proliferative DR. In other studies, the choriocapillaris of eyes from diabetic patients had approximately twice the number of polymorphonuclear leukocytes as in nondiabetic controls, together with an elevated level of nonviable endothelial cells, leading to choriocapillary dropout (35). Increased numbers of polymorphonuclear cells also have been observed in the retinal

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vasculature of spontaneously diabetic monkeys, again associated with capillary closure (36). Moreover, in an early study with diabetic rats in which the disease was induced by injection with alloxan, retinal populations of monocytes and granulocytes increased severalfold in advanced diabetes mellitus compared to controls (37), while capillary occlusions and endothelial cell damage accompanied these increases.

Whether the leukocyte accumulation was merely an epiphenomenon of a vasculopathy for which a primary cause lay elsewhere, or whether the leukocytes were directly involved in producing the damage could not be elucidated from these correlative studies. Support for a direct causative role for leukocytes in diabetic vasculopathy was derived from the results of further studies with rodent models of diabetes mellitus, including the streptozotocin (STZ)-induced diabetic rat and transgenic mice. In the normal rat, low levels of retinal leukostasis were observed in the retinal vasculature (38), but numbers of adherent leukocytes began to increase within a few days of STZ induction (Fig. 1) (23,38). The increase did not represent an overt vasculitis but rather a cumulative and persistent elevation of leukocyte numbers (Fig. 2A) coupled with a progressive increase in vascular leakage (Fig. 2B) (23). Some of the static leukocytes were associated with capillary blockage, leading to localized areas of downstream nonperfusion; subsequent disappearance of the leukocytes was accompanied by capillary reperfusion in some instances, but in others, the capillaries remained closed (Fig. 3A–F) (23).

Analysis of the molecular mechanisms underlying these events has revealed a pivotal role for the interaction between ICAM-1 on endothelial cells and its integrin ligands on the leukocytes. Retinal ICAM-1 mRNA expression was increased in the diabetic rats compared to nondiabetic controls (Fig. 4), and this elevation was essential for both the increased leukostasis (Fig. 5A) and the increase in vascular leakage (Fig. 5B); both were significantly reduced by 49 and 86%, respectively, following systemic administration of an anti-ICAM-1 antibody (23). In a follow-up study, neutrophils from diabetic rats had increased surface expression of α integrin subunits CD11a and CD11b and β integrin subunit CD18 (CD11a/CD11b combine with CD18 to form the ligand for ICAM-1); systemic administration of an anti-CD18 antibody decreased retinal leukostasis by 62% (39). A similar elevation of CD18 expression has recently been demonstrated in neutrophils of patients suffering from DR (40).

Fig. 1. Diabetes induces retinal leukostasis. Representative retinal leukostasis observed with acridine orange leukocyte fluorography in nondiabetic (A) and diabetic (B) rats; diabetic rats were analyzed 1 week after induction of diabetes. Scale bars: 100 m. (Reproduced from Miyamoto et al. 1999 (23) with permission from Proc Natl Acad Sci USA. Copyright 1999 National Academy of Sciences, USA).

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Fig. 3. Leukocytes induce capillary occlusion. Serial studies were completed 1 week (A, B), 2 weeks (C, D), and 4 weeks (E, F) after diabetes induction in rats by using both acridine orange leukocyte fluorography (A, C, E) and fluorescein angiography (B, D, F). The arrows show a patent capillary that is not blocked by a leukocyte (A, B) that subsequently becomes occluded downstream from a static leukocyte (C, D), and then subsequently opens up when the leukocyte disappears (E, F). The arrowheads show a patent capillary not blocked by a leukocyte (A, B) that becomes occluded downstream from a static leukocyte (C, D) and then remains closed after the leukocyte has disappeared (E, F). Scale bars: 100 m. (Reproduced from Miyamoto et al. 1999 (23) with permission from Proc Natl Acad Sci USA. Copyright 1999 National Academy of Sciences, USA.)

Possible mechanisms linking leukostasis with increased permeability may include a direct action on tight junction disruption (41, 42) as well as local upregulation of vascular endothelial growth factor (VEGF), either from the hypoxia induced by nonperfusion or from release by the leukocytes themselves (43–46). A major factor, however, appears to be the concomitant increase in endothelial cell injury and death (24, 26, 47), also reported in an earlier clinical study (18). Prevention of the interaction between leukocytes and the retinal vascular endothelium by the administration of antibodies to CD18 or ICAM-1 resulted in inhibition of leukostasis and endothelial cell apoptosis (47). Similarly, the genetic ablation of CD18 or ICAM-1 resulted in markedly reduced

The Role of Inflammation in the Pathophysiology of Diabetic Retinopathy

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in retina

SD)

Normalized ICAM-1 mRNA

(arbitrary units; mean +

P <0.05

3

 

 

 

 

 

 

 

 

 

NS

 

 

 

 

 

 

 

 

 

 

 

 

NS

 

 

 

 

 

 

 

 

 

 

 

2

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

n=5

 

 

 

 

 

n=5

 

 

 

n=4

 

 

 

0

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Nondiabetic

 

 

3 days

 

 

7 days

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

of diabetes

 

of diabetes

 

Fig. 4. Retinal intercellular adhesion molecule-1 (ICAM-1) expression is induced in diabetes. Rat retinal ICAM-1 levels after 7 days of diabetes were 2.2-fold higher than in nondiabetic controls (P < 0.05). All mRNA levels were normalized to 18S ribosomal RNA (used as a control for quantity of RNA loaded). NS = not significant. (Reproduced from Miyamoto et al. 1999 (23) with permission from Proc Natl Acad Sci USA. Copyright 1999 National Academy of Sciences, USA).

leukocyte adhesion, endothelial injury (Fig. 6A), and blood-retinal barrier (BRB) breakdown (Fig. 6B) in animals with chronic diabetes (24).

Additional studies have demonstrated that the vascular damage in the rat STZ-induced diabetes model results from apoptosis mediated by the interaction of Fas and its ligand FasL (26). Induction of diabetes resulted in upregulation of FasL on neutrophils while Fas was upregulated in the retinal vasculature; in addition, neutrophils from diabetic rats, unlike those from control animals, induced endothelial cell apoptosis in vitro. In addition, the systemic administration of an anti-FasL antibody inhibited endothelial cell apoptosis (Fig. 7A) and BRB breakdown (Fig. 7B), although this treatment did not reduce leukocyte adhesion to the diabetic retinal vasculature (26).

There is also evidence supporting a role for platelets in the pathogenesis of DR in that platelet microthrombi have been identified in the retinas of diabetic patients (48). Platelet microthrombi have also been found to accumulate in the retinas of diabetic rats (49, 50). The accumulation of platelet microthrombi occurred within 2 weeks after induction with STZ and contributed actively to inflammation through adhesion molecule upregulation and VEGF and platelet-derived growth-factor release (50). Inhibition of endothelial cell apoptosis with an anti-FasL antibody prevented the accumulation of platelets, suggesting that their accumulation was secondary to endothelial cell damage; when this damage was allowed to proceed in platelet-depleted rats, there was a worsening of the BRB breakdown (50).

It remains to be determined whether the inflammatory phenomena observed in the rodent models are sufficient to account for the slowly developing retinopathy that is characteristic of clinical diabetes. In this connection, it is noteworthy that the course of

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A

leukocytes

cells/pixel

 

)

 

2

trapped

-5

Density of

(x10

B

P<0.001

6

 

 

 

P<0.0001

 

 

NS

 

 

P<0.01

 

5

4

3

2

1

n=6

n=7

n=5

n=5

n=5

 

 

 

n=7

 

0

Control

Diabetes Diabetes

Diabetes

Diabetes

 

+

+

+

 

5 mg/kg

3 mg/kg

5 mg/kg

mouse lgG1 anti-ICAM-1 anti-ICAM-1

Treatment

 

)

[vascularRetinal125l]albumin permeation

-1

tissuegxplasmagμ wet weight

 

min x

 

1-

 

(

250

 

 

 

 

 

NS

 

P<0.0001

 

 

 

 

 

 

 

 

 

P<0.0001

 

 

P<0.0001

200

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

150

100

50

n=6

n=67

n=5

n=4

n=4

 

 

 

n=7

 

0

Control

Diabetes Diabetes

Diabetes

Diabetes

 

+

+

+

 

5 mg/kg

3 mg/kg

5 mg/kg

mouse lgG1 anti-ICAM-1 anti-ICAM-1 Treatment

Fig. 5. Diabetes-induced retinal leukostasis and vascular leakage involve intercellular adhesion mol- ecule-1 (ICAM-1). (A) The density of trapped leukocytes was significantly increased 1 week after diabetes induction in rats; systemic administration of an ICAM-1 neutralizing antibody (5 mg/kg−1) decreased leukocyte density by 48.5% (P < 0.001). (B) Similarly, diabetes-induced vascular permeability, as assessed by permeation of radioactive albumin was reduced 85.6% (P < 0.0001) with administration of the anti–ICAM-1 antibody. NS = not significant. Data represent mean ± standard deviation. (Reproduced from Miyamoto et al. 1999 (23) with permission from Proc Natl Acad Sci USA. Copyright 1999 National Academy of Sciences, USA.)

The Role of Inflammation in the Pathophysiology of Diabetic Retinopathy

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A

 

 

50

Leukocyte adhesion

 

 

 

45

PI–positive cells

retina

40

35

30

per

25

20

Cells

15

 

10

 

5

 

0

Wild-type Wild-type CD18-KO CD18-KO ICAM-KO ICAM-KO

diabetic

non-

diabetic

non-

diabetic

non-

 

diabetic

 

diabetic

 

diabetic

B

 

Bloodbarrier breakdown

10

5

(arbitraryunits)

 

0

Wild-type Wild-type CD18-KO CD18-KO ICAM-KO ICAM-KO

diabetic

non-

diabetic

non-

diabetic

non-

 

diabetic

 

diabetic

 

diabetic

Fig. 6. Genetic ablation of either CD18 or intercellular adhesion molecule-1 (ICAM-1) dramatically reduces leukocyte adhesion, retinal endothelial damage, and blood–retinal barrier (BRB) breakdown in diabetic mice. (A) Adherent leukocytes were quantified in the retinal vasculature following in situ labeling with Concanavalin A (open bars). After 11 months of diabetes, the number of adherent leukocytes in the wild-type mice was 3.7-fold greater than in the age-matched, nondiabetic, wild-type controls (P < 0.001). In contrast, the number of adherent leukocytes in both the diabetic CD18 and ICAM-1 knockout (KO) mice did not differ significantly from that of the nondiabetic, wild-type controls or the nondiabetic, CD18, and ICAM-1 KO controls (P > 0.05 for all). Endothelial cell injury was assessed with propidium iodide (PI), which labels nonviable cells (filled bars). While 11-month diabetic, wild-type mice had a marked increase in PI-positive cells (P < 0.001), diabetic CD18, and ICAM-1 KO mice had significantly fewer PI-positive cells than diabetic wild-type mice (P < 0.001). Nondiabetic, wild-type mice and the nondiabetic, CD18, and ICAM-1 KO mice also had few PI-positive retinal endothelial cells. (B) BRB breakdown was assessed with the use of Evans Blue dye, which binds covalently to albumin. In wild-type mice, long-term diabetes led to a 27.7-fold increase in vascular leakage whereas in both CD18 and ICAM-1 KOs the diabetes-associated increase was much less (1.6- and 2.75-fold, respectively). Data represent mean ± standard deviation. (Reproduced from Joussen et al. 2004 (24) with permission from Fedn of Am Societies for Experimental Bio [FASEB] Copyright 2004 by Fedn of Am Societies for Experimental Bio (FASEB).)

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A

 

 

 

 

 

 

 

 

 

P<0.0005

 

 

0.20

 

 

 

Fragmented DNA

(450 reading)

0.15

 

 

 

0.10

 

 

 

 

 

 

 

 

 

0.05

n=10

n=10

n=6

 

 

n=6

 

 

0

 

 

 

 

 

Nondiabetic

Diabetic

Diabetic

Diabetic

 

 

 

 

control lgG

anti-FasL

B

 

 

 

 

 

 

 

 

3.5

 

 

P<0.0001

 

 

 

 

 

 

 

barrier breakdown

3.0

 

 

 

 

Blood–retinal

2.5

 

 

 

 

2.0

 

 

 

 

1.5

 

 

 

 

1.0

 

 

 

 

 

n=6

 

 

 

 

 

0.5

 

 

 

 

 

n=10

n=10

n=14

n=14

 

 

 

 

 

0

 

 

 

 

 

 

 

Nondiabetic

Diabetic

Diabetic

Diabetic

 

 

 

 

 

control lgG

anti-FasL

Fig. 7. FasL inhibition suppresses apoptosis and blood–retinal barrier (BRB) breakdown. (A) Retinal cell death was quantified 2 weeks after induction of diabetes in rats using a DNA fragmentation enzyme-linked immunosorbant assay 48 h after systemic administration of an anti-FasL antibody or a control antibody. Fragmented retinal DNA levels increased by 13.84 ± 0.41-fold in diabetic animals. Systemic administration of the anti-FasL antibody reduced this to nearly nondiabetic levels (1.22 ± 0.82-fold), whereas no attenuating effect was seen after treatment with a control IgG antibody. (B) BRB breakdown was determined by Evans Blue performed 48 h after treatment with the anti-FasL antibody or a control antibody. Retinal permeability in the 2-week diabetic rats increased to 2.6 times the value in nondiabetic animals; treatment with the anti-FasL antibody reduced this to a factor of 1.33. Data represent mean ± standard deviation. (Reproduced from Joussen et al. 2003 (26) with permission from Fedn of Am Societies for Experimental Bio [FASEB] Copyright 2003 by Fedn of Am Societies for Experimental Bio (FASEB)).

the DR is accompanied by an enhanced rate of endothelial cell proliferation and death in experimental (18, 51) and clinical (18) disease, suggesting that the replicative capacity of endothelial cells may eventually become exhausted and lead to capillary dropout (18). Moreover, subsequent studies have also demonstrated that endothelial precursor cells from diabetic patients are impaired in several essential functions, including migration in