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21 Diabetic Retinopathy and Systemic

Complications

Ning Cheung and Tien Y. Wong

CONTENTS

INTRODUCTION

DIABETIC RETINOPATHY AND MORTALITY

DIABETIC RETINOPATHY AND CEREBROVASCULAR DISEASE

DIABETIC RETINOPATHY AND HEART DISEASE

DIABETIC RETINOPATHY, NEPHROPATHY, AND NEUROPATHY

PATHOGENIC BASIS BETWEEN DIABETIC RETINOPATHY AND

SYSTEMETIC DISEASE

CLINICAL SIGNIFICANCE OF RETINOPATHY IN SYSTEMIC DISEASE

SCREENING

CONCLUSION

REFERENCES

Key Words: Retinopathy, stroke, heart failure, coronary heart disease, nephropathy, complications, microvascular disease, macrovascular disease, cardiovascular disease prediction, mortality.

INTRODUCTION

Diabetic retinopathy is the most common and specific complication of diabetes (1). Its adverse impact on vision is well known. The clinical significance of retinopathy signs beyond the eyes of diabetic individuals, however, is less clear. The routine ophthalmic examination to detect retinopathy signs presents ophthalmologists and physicians with the unique opportunity to directly visualize and assess actual pathology of diabetic microvascular damage. New studies now show that early signs of retinopathy are associated with a wide range of systemic complications in persons with diabetes, including the development of stroke, coronary heart disease, heart failure, nephropathy, and peripheral vascular disease (2–8). Diabetic retinopathy signs therefore not only reflect microvascular dysfunction in the retina, but also may be markers of more widespread

From: Diabetic Retinopathy

Edited by: MD Elia Duh © Humana Press, Totowa, NJ

465

466

Cheung and Wong

deleterious effects of abnormal glucose metabolism on the systemic vasculature. This chapter will discuss the relationships of diabetic retinopathy with mortality and various systemic microand macrovascular morbidities.

DIABETIC RETINOPATHY AND MORTALITY

It has long been known that in persons with diabetes, the presence of retinopathy is associated with an increased risk of mortality (Table 1). Studies suggest this association is more consistently seen in patients with type 2 as compared to type 1 diabetes, reflecting older age and possibly the higher prevalence of cardiovascular risk factors in type 2 diabetes.

In the Wisconsin Epidemiological Study of Diabetic Retinopathy (WESDR), a large population-based study in the United States, both nonproliferative (NPDR) and proliferative (PDR) diabetic retinopathy were associated with a 34–89% excess risk of death in participants with type 2 diabetes after 16 years of follow-up (9). Importantly, this association was independent of age, sex, diabetes duration, glycemic control, and other survival-related risk factors. Consistent with this finding are data from other studies in Caucasians (10–14), Asians (15), and Mexicans (16).

While retinopathy also predicts poorer survival in persons with type 1 diabetes, some studies suggest that the association is largely explained by coexisting cardiovascular risk factors (9, 17, 18). Not all studies have found this association consistently. In the Early Treatment Diabetic Retinopathy Study, a large clinical trial with a relatively short follow-up, retinopathy was shown to have no association with mortality in type 1 diabetes (14). Some (19, 20), but not all (13), investigators believe that, besides the traditional cardiovascular risk factors, coexisting nephropathy (e.g., end-stage renal disease) is a major determinant for the poorer survival in patients with diabetic retinopathy.

The association of diabetic retinopathy with mortality is largely related to the increased risk of cardiovascular mortality in persons with retinopathy (Table 2). The World Health Organization Multinational Study of Vascular Disease in Diabetes (WHOMSVDD) consists of a large cohort of type 1 and 2 diabetic persons who were followed up for 12 years for incidence of fatal and nonfatal cardiovascular outcomes (21). In the WHO-MSVDD, the presence of diabetic retinopathy predicted higher risk of cardiovascular disease and mortality (21). This association was seen in persons with type 2, but not type 1, diabetes and was stronger in women than in men, and remained significant even after adjusting for traditional cardiovascular risk factors (21). In addition, some studies show a “dose-dependent” association between diabetic retinopathy and cardiovascular disease risk, with increasing risk in eyes with more severe retinopathy (11, 12). These associations are supported by other studies, such as prospective data from the EURODIAB Study and cross-sectional data from the Cardiovascular Health Study (10, 13, 18, 22–24).

DIABETIC RETINOPATHY AND CEREBROVASCULAR DISEASE

Stroke and other cerebrovascular diseases (e.g., vascular dementia) are major sources of morbidity and mortality in people with diabetes. Over the past decade, despite the significant progress made in stroke prevention and treatment, most advances have been

Table 1

Selected Studies on the Relationship of Diabetic Retinopathy and All-cause Mortality.

Study and population

Follow-up

Retinal status

RR/HR (95% CI)

Adjusted covariates

WESDR (9)

16-year

Mild NPDR

1.34 (1.14, 1.57)

Age, sex, diabetes duration, HbA1c, hypertension, urine protein, car-

1,370 T2DM

 

Moderate NPDR

1.44 (1.12, 1.84)

diovascular disease history, current smoking, pack-years smoked,

 

 

PDR

1.89 (1.43, 2.50)

diuretic use, history of tactile sensation loss

 

 

ME

1.25 (0.98, 1.60)

 

ETDRS (14)

5-year

Moderate NPDR

1.27 (0.94, 1.72)

Age, sex, body mass index, HbA1c, total cholesterol, triglycerides,

2,267 T2DM

 

Severe NPDR

1.48 (1.03, 2.15)

fibrinogen, smoking, insulin use, antihypertensive use, other base-

 

 

Mild PDR

1.28 (0.80, 2.06)

line diabetic complications

 

 

Moderate/high PDR

2.02 (1.28, 3.19)

 

824 Finnish

18-year

NPDR in men

1.34 (0.98, 1.83)

Age, area of residence, HbA1c, smoking, hypertension, cholesterols,

T2DM (12)

 

PDR in men

3.05 (1.70–5.45)

diabetes duration, urinary protein

 

 

NPDR in women

1.61 (1.17–2.22)

 

 

 

PDR in women

2.92 (1.41–6.06)

 

WESDR (9)

16-year

Mild NPDR

1.02 (0.52, 1.99)

Age, sex, diabetes duration, HbA1c, diastolic blood pressure, hyper-

 

 

 

 

tension, urine protein, cardiovascular disease history, pack-years

 

 

 

 

smoked, units of insulin, history of loss of temperature sensitivity

996 T1DM

 

Moderate NPDR

1.42 (0.68, 2.98)

 

 

PDR

1.28 (0.62, 2.62)

 

 

ME

0.80 (0.50, 1.27)

ETDRS (14)

6-year

Moderate NPDR

0.88 (0.43, 1.80)

1,444 T1DM

 

Severe NPDR

1.33 (0.59, 2.99)

 

 

Mild PDR

0.54 (0.21, 1.38)

 

 

Moderate/high PDR

1.21 (0.54, 2.73)

EURODIAB (18)

8-year

NPDR

0.54 (0.19, 1.53)

2,237 T1DM

 

PDR

2.06 (0.63, 6.73)

Age, sex, body mass index, HbA1c, total cholesterol, triglycerides, fibrinogen, smoking, insulin use, antihypertensive use, other baseline diabetic complications

Age, sex, diabetes duration, HbA1c, hypertension, body mass index, LDL cholesterol, albumin excretion rate, prior cardiovascular disease

WESDR Wisconsin Epidemiological Study of Diabetic Retinopathy, ETDRS Early Treatment Diabetic Retinopathy Study, NPDR Nonproliferative diabetic retinopathy, PDR Proliferative diabetic retinopathy, CVD Cardiovascular disease, T1DM Type 1 diabetes, T2DM Type 2 diabetes, HR (95% CI) Hazard rate ratio (95% confidence interval), HbA1c Glycosylated hemoglobin

Complications Systemic and Retinopathy Diabetic / 21 Chapter

467

Table 2

Selected Studies on the Relationship of Diabetic Retinopathy with Cardiovascular Disease and Mortality.

Study and population

Follow-up

Retinal status

RR/HR (95% CI)

Adjusted covariates

WHO-MSVDD (21)

12-year

DR in T1DM men

1.1 (0.7, 1.9)

Age, diabetes duration, blood pressure, cholesterol,

1,126 T1DM

 

DR in T1DM women

1.3 (0.7, 2.5)

smoking, proteinuria, ECG abnormalities

3,179 T2DM

 

DR in T2DM men

1.4 (1.1, 2.0)

 

 

 

DR in T2DM women

2.3 (1.6, 3.3)

 

824 T2DM (12)

18-year

NPDR in men

1.30 (0.86, 1.96)

Age, area of residence, HbA1c, smoking, hypertension,

 

 

PDR in men

3.32 (1.61–6.78)

cholesterols, diabetes duration, urinary protein

 

 

NPDR in women

1.71 (1.17–2.51)

 

 

 

PRD in women

3.17 (1.38–7.30)

 

VHS (22)

5-year

NPDR

1.8 (1.2, 2.3)

Age, sex, body mass index, smoking, lipids, HbA1c,

744 T2DM

 

PDR

4.1 (2.0, 8.9)

diabetes duration and treatment

EURODIAB (18)

8-year

NPDR

1.30 (0.74, 2.29)

Age, sex, diabetes duration, HbA1c, hypertension, body

2,237 T1DM

 

PDR

1.63 (0.80, 3.33)

mass index, LDL cholesterol, AER, prior CVD

483 T1DM and 2,737

3-year

Mild NPDR

2.1 (1.3, 3.2)

Age, sex

T2DM (11)

 

Moderate NPDR

3.2 (1.7, 6.0)

 

 

 

Severe NPDR/PDR

4.8 (2.7, 8.6)

 

 

 

 

 

 

WHO-MSVDD World Health Organization Multinational Study of vascular disease in diabetes, VHS Valpolicella Heart Diabetes Study, NPDR Nonproliferative diabetic retinopathy, PDR Proliferative diabetic retinopathy, CVD Cardiovascular disease, T1DM Type 1 diabetes, T2DM Type 2 diabetes; RR/HR (95% CI) Relative risk or hazard rate ratio (95% confidence interval), HbA1c Glycosylated hemoglobin

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Wong and Cheung

Chapter 21 / Diabetic Retinopathy and Systemic Complications

469

confined to the management of strokes that are caused by large vessel disease (e.g., carotid atherosclerosis). However, up to one-third of symptomatic strokes can be attributed to the disease of the small arteries/arterioles in the cerebral circulation (25), especially in people with diabetes (26–28). Little is known about these small vessel pathologies due to the paucity of noninvasive methods to study the cerebral microcirculation.

Because the retinal and cerebral vasculatures share similar embryological origin, anatomical features, and physiological properties (29, 30), pathological lesions seen in eyes with diabetic retinopathy may actually indicate similar pathological disease processes in the cerebral microcirculation. In support of this theory is the strong and consistent evidence that retinopathy signs are associated with both clinical and subclinical stroke, independent of cerebrovascular risk factors.

Since the 1970s, physicians have reported that the presence of retinopathy is associated with stroke, particularly in persons with hypertension (31–37). New populationbased studies, using standardized photographic evaluation of retinal images to ascertain retinopathy lesions, have confirmed these early observations (Table 3). In the WESDR, PDR was associated with incident stroke mortality in both type 1 and 2 diabetes, independent of diabetes duration, glycemic control, and other risk factors (9, 17, 20). In type 1 diabetes, retinopathy severity was also associated with higher stroke risk (20). These findings are in keeping with data from the WHO-MSVDD in both men and women with type 2 diabetes (21), although an association was not seen in type 1 diabetes.

More recently, the Atherosclerosis Risk in Communities (ARIC) study, a large prospective cohort study of 1,617 middle-aged white and black Americans with type 2 diabetes, showed that the presence of NPDR, even of the mildest phenotype (presence of microaneurysms and/or retinal hemorrhages only), was associated with a twoto threefold higher risk of ischemic stroke (38, 39). In a substudy of the ARIC cohort in which participants had cranial MRI scans, synergistic interaction between the presence of retinopathy and the presence of MRI-defined cerebral white matter lesions on subsequent risk of clinical stroke development was seen. Participants with both retinopathy and white matter lesions had nearly a 20 times higher stroke risk than those without either findings (relative risk 18.1, 95% confidence intervals, 5.9–55.4) (40). This confirms the theory that subclinical cerebrovascular pathology may be more severe or extensive in persons with both cerebral and retinal markers of microvascular disease. Findings from the ARIC study are further reinforced by cross-sectional data from the Cardiovascular Health Study of an older population (41) and other studies (37, 42). Finally, there is new evidence that retinopathy signs are associated with stroke risk even in persons without clinically defined diabetes (43) and in persons with impaired glucose tolerance (44).

Apart from stroke events, diabetic retinopathy signs have also been linked with other cerebrovascular disorders. For example, among the ARIC study participants without clinical stroke, retinopathy lesions were related to cognitive decline (45) and MRIdetected cerebral atrophy (46). In the CHS and other studies, retinopathy was also modestly associated with cognitive dysfunction and dementia (47, 48).

The importance of the reported associations of retinopathy signs with stroke, white matter lesions, cerebral atrophy, and cognitive impairment is that it directly supports a

Table 3

Selected Studies on the Relationship of Diabetic Retinopathy and Stroke.

Study and population

Follow-up

Retinal status

RR/HR (95% CI)

Adjusted covariates

WESDR (17)

4-year

PDR in T1DM

2.9

(1.2, 6.8)

Age and sex

996 T1DM and 1,370

 

PDR in T2DM

6.0

(1.1, 32.6)

 

T2DM

 

 

 

 

 

 

WESDR (9)

16-year

Mild NPDR

1.30

(0.92, 1.85)

Age, sex, diabetes duration, HbA1c, hypertension, urinary

1,370 T2DM

 

Moderate NPDR

0.96

(0.51, 1.82)

protein, CVD history, current smoking, pack-years

 

 

PDR

1.88

(1.03, 3.43)

smoked, diuretic use, history of tactile sensation loss

 

 

ME

1.17

(0.65, 2.10)

 

WESDR (20)

20-year

DR severity

1.6

(1.1, 2.3)

Age, sex, hypertension, neuropathy, smoking, HbA1c, aspi-

996 T1DM

 

 

 

 

 

rin use, pulse pressure

ARIC (38)

8-year

Any DR

2.34

(1.13, 4.86)

Age, sex, race, study center, blood pressure, anti-hyperten-

1,617 T2DM

 

Mild DR

2.52

(1.16, 5.48)

sive medications, fasting glucose, insulin use, diabetes

 

 

MA

2.25

(1.03, 4.90)

duration, HDL and LDL cholesterols, smoking

ARIC (40)

5-year

DR with WML

2.5

(1.5, 4.0)

Age, sex, race, blood pressure, smoking and vascular risk

1,684 with and without

 

DR with stroke

4.9

(2.0, 11.9)

factors

DM

 

DR and WML with

18.1

(5.9, 55.4)

 

 

 

stroke

 

 

 

 

WHO-MSVDD (21)

12-year

DR in T1DM men

1.5

(0.8, 3.0)

Age

1,126 T1DM

 

DR in T1DM

1.3

(0.6, 2.8)

 

 

 

women

2.1

(1.4, 3.2)

 

3,179 T2DM

 

DR in T2DM men

2.4

(1.6, 3.4)

 

 

 

DR in T2DM

 

 

 

 

 

 

women

 

 

 

 

 

 

 

 

 

 

 

WESDR Wisconsin Epidemiological Study of diabetic retinopathy, ARIC Atherosclerosis Risk in Communities Study, WHO-MSVDD World Health Organization Multinational Study of vascular disease in diabetes, NPDR Nonproliferative diabetic retinopathy, PDR Proliferative diabetic retinopathy, CVD Cardiovascular disease, HbA1c Glycosylated hemoglobin, T1DM Type 1 diabetes, T2DM Type 2 diabetes, RR/HR (95% CI) Relative risk or hazard rate ratio (95% confidence interval)

470

Wong and Cheung