
- •Acknowledgments
- •About the Authors
- •About the Technical Editors
- •Contents at a Glance
- •Contents
- •Foreword
- •Introduction
- •Overview of the CISSP Exam
- •The Elements of This Study Guide
- •Study Guide Exam Objectives
- •Objective Map
- •Reader Support for This Book
- •Security 101
- •Confidentiality
- •Integrity
- •Availability
- •Protection Mechanisms
- •Security Boundaries
- •Third-Party Governance
- •Documentation Review
- •Manage the Security Function
- •Alignment of Security Function to Business Strategy, Goals, Mission, and Objectives
- •Organizational Processes
- •Organizational Roles and Responsibilities
- •Security Control Frameworks
- •Due Diligence and Due Care
- •Security Policy, Standards, Procedures, and Guidelines
- •Security Policies
- •Security Standards, Baselines, and Guidelines
- •Security Procedures
- •Threat Modeling
- •Identifying Threats
- •Determining and Diagramming Potential Attacks
- •Performing Reduction Analysis
- •Prioritization and Response
- •Supply Chain Risk Management
- •Summary
- •Exam Essentials
- •Written Lab
- •Review Questions
- •Job Descriptions and Responsibilities
- •Candidate Screening and Hiring
- •Onboarding: Employment Agreements and Policies
- •Employee Oversight
- •Compliance Policy Requirements
- •Privacy Policy Requirements
- •Understand and Apply Risk Management Concepts
- •Risk Terminology and Concepts
- •Asset Valuation
- •Identify Threats and Vulnerabilities
- •Risk Assessment/Analysis
- •Risk Responses
- •Cost vs. Benefit of Security Controls
- •Countermeasure Selection and Implementation
- •Applicable Types of Controls
- •Security Control Assessment
- •Monitoring and Measurement
- •Risk Reporting and Documentation
- •Continuous Improvement
- •Risk Frameworks
- •Social Engineering
- •Social Engineering Principles
- •Eliciting Information
- •Prepending
- •Phishing
- •Spear Phishing
- •Whaling
- •Smishing
- •Vishing
- •Spam
- •Shoulder Surfing
- •Invoice Scams
- •Hoax
- •Impersonation and Masquerading
- •Tailgating and Piggybacking
- •Dumpster Diving
- •Identity Fraud
- •Typo Squatting
- •Influence Campaigns
- •Awareness
- •Training
- •Education
- •Improvements
- •Effectiveness Evaluation
- •Summary
- •Exam Essentials
- •Written Lab
- •Review Questions
- •Planning for Business Continuity
- •Project Scope and Planning
- •Organizational Review
- •BCP Team Selection
- •Resource Requirements
- •Legal and Regulatory Requirements
- •Business Impact Analysis
- •Identifying Priorities
- •Risk Identification
- •Likelihood Assessment
- •Impact Analysis
- •Resource Prioritization
- •Continuity Planning
- •Strategy Development
- •Provisions and Processes
- •Plan Approval and Implementation
- •Plan Approval
- •Plan Implementation
- •Training and Education
- •BCP Documentation
- •Summary
- •Exam Essentials
- •Written Lab
- •Review Questions
- •Categories of Laws
- •Criminal Law
- •Civil Law
- •Administrative Law
- •Laws
- •Computer Crime
- •Intellectual Property (IP)
- •Licensing
- •Import/Export
- •Privacy
- •State Privacy Laws
- •Compliance
- •Contracting and Procurement
- •Summary
- •Exam Essentials
- •Written Lab
- •Review Questions
- •Defining Sensitive Data
- •Defining Data Classifications
- •Defining Asset Classifications
- •Understanding Data States
- •Determining Compliance Requirements
- •Determining Data Security Controls
- •Data Maintenance
- •Data Loss Prevention
- •Marking Sensitive Data and Assets
- •Handling Sensitive Information and Assets
- •Data Collection Limitation
- •Data Location
- •Storing Sensitive Data
- •Data Destruction
- •Ensuring Appropriate Data and Asset Retention
- •Data Protection Methods
- •Digital Rights Management
- •Cloud Access Security Broker
- •Pseudonymization
- •Tokenization
- •Anonymization
- •Understanding Data Roles
- •Data Owners
- •Asset Owners
- •Business/Mission Owners
- •Data Processors and Data Controllers
- •Data Custodians
- •Administrators
- •Users and Subjects
- •Using Security Baselines
- •Comparing Tailoring and Scoping
- •Standards Selection
- •Summary
- •Exam Essentials
- •Written Lab
- •Review Questions
- •Cryptographic Foundations
- •Goals of Cryptography
- •Cryptography Concepts
- •Cryptographic Mathematics
- •Ciphers
- •Modern Cryptography
- •Cryptographic Keys
- •Symmetric Key Algorithms
- •Asymmetric Key Algorithms
- •Hashing Algorithms
- •Symmetric Cryptography
- •Cryptographic Modes of Operation
- •Data Encryption Standard
- •Triple DES
- •International Data Encryption Algorithm
- •Blowfish
- •Skipjack
- •Rivest Ciphers
- •Advanced Encryption Standard
- •CAST
- •Comparison of Symmetric Encryption Algorithms
- •Symmetric Key Management
- •Cryptographic Lifecycle
- •Summary
- •Exam Essentials
- •Written Lab
- •Review Questions
- •Asymmetric Cryptography
- •Public and Private Keys
- •ElGamal
- •Elliptic Curve
- •Diffie–Hellman Key Exchange
- •Quantum Cryptography
- •Hash Functions
- •RIPEMD
- •Comparison of Hash Algorithm Value Lengths
- •Digital Signatures
- •HMAC
- •Digital Signature Standard
- •Public Key Infrastructure
- •Certificates
- •Certificate Authorities
- •Certificate Lifecycle
- •Certificate Formats
- •Asymmetric Key Management
- •Hybrid Cryptography
- •Applied Cryptography
- •Portable Devices
- •Web Applications
- •Steganography and Watermarking
- •Networking
- •Emerging Applications
- •Cryptographic Attacks
- •Salting Saves Passwords
- •Ultra vs. Enigma
- •Summary
- •Exam Essentials
- •Written Lab
- •Review Questions
- •Secure Design Principles
- •Objects and Subjects
- •Closed and Open Systems
- •Secure Defaults
- •Fail Securely
- •Keep It Simple
- •Zero Trust
- •Privacy by Design
- •Trust but Verify
- •Techniques for Ensuring CIA
- •Confinement
- •Bounds
- •Isolation
- •Access Controls
- •Trust and Assurance
- •Trusted Computing Base
- •State Machine Model
- •Information Flow Model
- •Noninterference Model
- •Take-Grant Model
- •Access Control Matrix
- •Bell–LaPadula Model
- •Biba Model
- •Clark–Wilson Model
- •Brewer and Nash Model
- •Goguen–Meseguer Model
- •Sutherland Model
- •Graham–Denning Model
- •Harrison–Ruzzo–Ullman Model
- •Select Controls Based on Systems Security Requirements
- •Common Criteria
- •Authorization to Operate
- •Understand Security Capabilities of Information Systems
- •Memory Protection
- •Virtualization
- •Trusted Platform Module
- •Interfaces
- •Fault Tolerance
- •Encryption/Decryption
- •Summary
- •Exam Essentials
- •Written Lab
- •Review Questions
- •Shared Responsibility
- •Hardware
- •Firmware
- •Client-Based Systems
- •Mobile Code
- •Local Caches
- •Server-Based Systems
- •Large-Scale Parallel Data Systems
- •Grid Computing
- •Peer to Peer
- •Industrial Control Systems
- •Distributed Systems
- •Internet of Things
- •Edge and Fog Computing
- •Static Systems
- •Network-Enabled Devices
- •Cyber-Physical Systems
- •Elements Related to Embedded and Static Systems
- •Security Concerns of Embedded and Static Systems
- •Specialized Devices
- •Microservices
- •Infrastructure as Code
- •Virtualized Systems
- •Virtual Software
- •Virtualized Networking
- •Software-Defined Everything
- •Virtualization Security Management
- •Containerization
- •Serverless Architecture
- •Mobile Devices
- •Mobile Device Security Features
- •Mobile Device Deployment Policies
- •Process Isolation
- •Hardware Segmentation
- •System Security Policy
- •Covert Channels
- •Attacks Based on Design or Coding Flaws
- •Rootkits
- •Incremental Attacks
- •Summary
- •Exam Essentials
- •Written Lab
- •Review Questions
- •Apply Security Principles to Site and Facility Design
- •Secure Facility Plan
- •Site Selection
- •Facility Design
- •Equipment Failure
- •Wiring Closets
- •Server Rooms/Data Centers
- •Intrusion Detection Systems
- •Cameras
- •Access Abuses
- •Media Storage Facilities
- •Evidence Storage
- •Restricted and Work Area Security
- •Utility Considerations
- •Fire Prevention, Detection, and Suppression
- •Perimeter Security Controls
- •Internal Security Controls
- •Key Performance Indicators of Physical Security
- •Summary
- •Exam Essentials
- •Written Lab
- •Review Questions
- •OSI Model
- •History of the OSI Model
- •OSI Functionality
- •Encapsulation/Deencapsulation
- •OSI Layers
- •TCP/IP Model
- •Common Application Layer Protocols
- •SNMPv3
- •Transport Layer Protocols
- •Domain Name System
- •DNS Poisoning
- •Domain Hijacking
- •Internet Protocol (IP) Networking
- •IP Classes
- •ICMP
- •IGMP
- •ARP Concerns
- •Secure Communication Protocols
- •Implications of Multilayer Protocols
- •Converged Protocols
- •Voice over Internet Protocol (VoIP)
- •Software-Defined Networking
- •Microsegmentation
- •Wireless Networks
- •Securing the SSID
- •Wireless Channels
- •Conducting a Site Survey
- •Wireless Security
- •Wi-Fi Protected Setup (WPS)
- •Wireless MAC Filter
- •Wireless Antenna Management
- •Using Captive Portals
- •General Wi-Fi Security Procedure
- •Wireless Communications
- •Wireless Attacks
- •Other Communication Protocols
- •Cellular Networks
- •Content Distribution Networks (CDNs)
- •Secure Network Components
- •Secure Operation of Hardware
- •Common Network Equipment
- •Network Access Control
- •Firewalls
- •Endpoint Security
- •Transmission Media
- •Network Topologies
- •Ethernet
- •Sub-Technologies
- •Summary
- •Exam Essentials
- •Written Lab
- •Review Questions
- •Protocol Security Mechanisms
- •Authentication Protocols
- •Port Security
- •Quality of Service (QoS)
- •Secure Voice Communications
- •Voice over Internet Protocol (VoIP)
- •Vishing and Phreaking
- •PBX Fraud and Abuse
- •Remote Access Security Management
- •Remote Connection Security
- •Plan a Remote Access Security Policy
- •Multimedia Collaboration
- •Remote Meeting
- •Instant Messaging and Chat
- •Load Balancing
- •Virtual IPs and Load Persistence
- •Active-Active vs. Active-Passive
- •Manage Email Security
- •Email Security Goals
- •Understand Email Security Issues
- •Email Security Solutions
- •Virtual Private Network
- •Tunneling
- •How VPNs Work
- •Always-On
- •Common VPN Protocols
- •Switching and Virtual LANs
- •Switch Eavesdropping
- •Private IP Addresses
- •Stateful NAT
- •Automatic Private IP Addressing
- •Third-Party Connectivity
- •Circuit Switching
- •Packet Switching
- •Virtual Circuits
- •Fiber-Optic Links
- •Security Control Characteristics
- •Transparency
- •Transmission Management Mechanisms
- •Prevent or Mitigate Network Attacks
- •Eavesdropping
- •Modification Attacks
- •Summary
- •Exam Essentials
- •Written Lab
- •Review Questions
- •Controlling Access to Assets
- •Controlling Physical and Logical Access
- •The CIA Triad and Access Controls
- •Managing Identification and Authentication
- •Comparing Subjects and Objects
- •Registration, Proofing, and Establishment of Identity
- •Authorization and Accountability
- •Authentication Factors Overview
- •Something You Know
- •Something You Have
- •Something You Are
- •Multifactor Authentication (MFA)
- •Two-Factor Authentication with Authenticator Apps
- •Passwordless Authentication
- •Device Authentication
- •Service Authentication
- •Mutual Authentication
- •Implementing Identity Management
- •Single Sign-On
- •SSO and Federated Identities
- •Credential Management Systems
- •Credential Manager Apps
- •Scripted Access
- •Session Management
- •Provisioning and Onboarding
- •Deprovisioning and Offboarding
- •Defining New Roles
- •Account Maintenance
- •Account Access Review
- •Summary
- •Exam Essentials
- •Written Lab
- •Review Questions
- •Comparing Access Control Models
- •Comparing Permissions, Rights, and Privileges
- •Understanding Authorization Mechanisms
- •Defining Requirements with a Security Policy
- •Introducing Access Control Models
- •Discretionary Access Control
- •Nondiscretionary Access Control
- •Implementing Authentication Systems
- •Implementing SSO on the Internet
- •Implementing SSO on Internal Networks
- •Understanding Access Control Attacks
- •Crackers, Hackers, and Attackers
- •Risk Elements
- •Common Access Control Attacks
- •Core Protection Methods
- •Summary
- •Exam Essentials
- •Written Lab
- •Review Questions
- •Security Testing
- •Security Assessments
- •Security Audits
- •Performing Vulnerability Assessments
- •Describing Vulnerabilities
- •Vulnerability Scans
- •Penetration Testing
- •Compliance Checks
- •Code Review and Testing
- •Interface Testing
- •Misuse Case Testing
- •Test Coverage Analysis
- •Website Monitoring
- •Implementing Security Management Processes
- •Log Reviews
- •Account Management
- •Disaster Recovery and Business Continuity
- •Training and Awareness
- •Key Performance and Risk Indicators
- •Summary
- •Exam Essentials
- •Written Lab
- •Review Questions
- •Need to Know and Least Privilege
- •Separation of Duties (SoD) and Responsibilities
- •Two-Person Control
- •Job Rotation
- •Mandatory Vacations
- •Privileged Account Management
- •Service Level Agreements (SLAs)
- •Addressing Personnel Safety and Security
- •Duress
- •Travel
- •Emergency Management
- •Security Training and Awareness
- •Provision Resources Securely
- •Information and Asset Ownership
- •Asset Management
- •Apply Resource Protection
- •Media Management
- •Media Protection Techniques
- •Managed Services in the Cloud
- •Shared Responsibility with Cloud Service Models
- •Scalability and Elasticity
- •Provisioning
- •Baselining
- •Using Images for Baselining
- •Automation
- •Managing Change
- •Change Management
- •Versioning
- •Configuration Documentation
- •Managing Patches and Reducing Vulnerabilities
- •Systems to Manage
- •Patch Management
- •Vulnerability Management
- •Vulnerability Scans
- •Common Vulnerabilities and Exposures
- •Summary
- •Exam Essentials
- •Written Lab
- •Review Questions
- •Conducting Incident Management
- •Defining an Incident
- •Incident Management Steps
- •Basic Preventive Measures
- •Understanding Attacks
- •Intrusion Detection and Prevention Systems
- •Specific Preventive Measures
- •Logging and Monitoring
- •The Role of Monitoring
- •Log Management
- •Egress Monitoring
- •Automating Incident Response
- •Understanding SOAR
- •Threat Intelligence
- •Summary
- •Exam Essentials
- •Written Lab
- •Review Questions
- •The Nature of Disaster
- •Natural Disasters
- •Human-Made Disasters
- •Protecting Hard Drives
- •Protecting Servers
- •Protecting Power Sources
- •Trusted Recovery
- •Quality of Service
- •Recovery Strategy
- •Business Unit and Functional Priorities
- •Crisis Management
- •Emergency Communications
- •Workgroup Recovery
- •Alternate Processing Sites
- •Database Recovery
- •Recovery Plan Development
- •Emergency Response
- •Personnel and Communications
- •Assessment
- •Backups and Off-site Storage
- •Software Escrow Arrangements
- •Utilities
- •Logistics and Supplies
- •Recovery vs. Restoration
- •Testing and Maintenance
- •Structured Walk-Through
- •Simulation Test
- •Parallel Test
- •Lessons Learned
- •Maintenance
- •Summary
- •Exam Essentials
- •Written Lab
- •Review Questions
- •Investigations
- •Investigation Types
- •Evidence
- •Investigation Process
- •Major Categories of Computer Crime
- •Military and Intelligence Attacks
- •Business Attacks
- •Financial Attacks
- •Terrorist Attacks
- •Grudge Attacks
- •Thrill Attacks
- •Hacktivists
- •Ethics
- •Organizational Code of Ethics
- •(ISC)2 Code of Ethics
- •Ethics and the Internet
- •Summary
- •Exam Essentials
- •Written Lab
- •Review Questions
- •Software Development
- •Systems Development Lifecycle
- •Lifecycle Models
- •Gantt Charts and PERT
- •Change and Configuration Management
- •The DevOps Approach
- •Application Programming Interfaces
- •Software Testing
- •Code Repositories
- •Service-Level Agreements
- •Third-Party Software Acquisition
- •Establishing Databases and Data Warehousing
- •Database Management System Architecture
- •Database Transactions
- •Security for Multilevel Databases
- •Open Database Connectivity
- •NoSQL
- •Expert Systems
- •Machine Learning
- •Neural Networks
- •Summary
- •Exam Essentials
- •Written Lab
- •Review Questions
- •Malware
- •Sources of Malicious Code
- •Viruses
- •Logic Bombs
- •Trojan Horses
- •Worms
- •Spyware and Adware
- •Ransomware
- •Malicious Scripts
- •Zero-Day Attacks
- •Malware Prevention
- •Platforms Vulnerable to Malware
- •Antimalware Software
- •Integrity Monitoring
- •Advanced Threat Protection
- •Application Attacks
- •Buffer Overflows
- •Time of Check to Time of Use
- •Backdoors
- •Privilege Escalation and Rootkits
- •Injection Vulnerabilities
- •SQL Injection Attacks
- •Code Injection Attacks
- •Command Injection Attacks
- •Exploiting Authorization Vulnerabilities
- •Insecure Direct Object References
- •Directory Traversal
- •File Inclusion
- •Request Forgery
- •Session Hijacking
- •Application Security Controls
- •Input Validation
- •Web Application Firewalls
- •Database Security
- •Code Security
- •Secure Coding Practices
- •Source Code Comments
- •Error Handling
- •Hard-Coded Credentials
- •Memory Management
- •Summary
- •Exam Essentials
- •Written Lab
- •Review Questions
- •Chapter 2: Personnel Security and Risk Management Concepts
- •Chapter 3: Business Continuity Planning
- •Chapter 4: Laws, Regulations, and Compliance
- •Chapter 5: Protecting Security of Assets
- •Chapter 10: Physical Security Requirements
- •Chapter 11: Secure Network Architecture and Components
- •Chapter 12: Secure Communications and Network Attacks
- •Chapter 17: Preventing and Responding to Incidents
- •Chapter 18: Disaster Recovery Planning
- •Chapter 19: Investigations and Ethics
- •Chapter 20: Software Development Security
- •Chapter 21: Malicious Code and Application Attacks
- •Chapter 3: Business Continuity Planning
- •Chapter 5: Protecting Security of Assets
- •Chapter 6: Cryptography and Symmetric Key Algorithms
- •Chapter 12: Secure Communications and Network Attacks
- •Chapter 15: Security Assessment and Testing
- •Chapter 17: Preventing and Responding to Incidents
- •Chapter 18: Disaster Recovery Planning
- •Chapter 19: Investigations and Ethics
- •Chapter 21: Malicious Code and Application Attacks
- •Index
Managing Patches and Reducing Vulnerabilities |
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Managing Patches and Reducing
Vulnerabilities
Patch and vulnerability management processes work together to help protect an organization against emerging threats. Bugs and security vulnerabilities are routinely discovered in operating systems and applications. As they are discovered, vendors write and test patches to remove the vulnerability. Patch management ensures that appropriate patches are applied, and vulnerability management helps verify that systems are not vulnerable to known threats.
Systems to Manage
It’s worth stressing that patch and vulnerability management doesn’t only apply to workstations and servers—it also applies to any computing device with an operating system. Network infrastructure systems such as routers, switches, firewalls, appliances (such as a unified threat management appliance), and printers all include some type of operating system. Some are Cisco based, others are Microsoft based, and others are Linux based.
Embedded systems are any devices that have a CPU, that run an operating system, and that have one or more applications designed to perform one or more functions. Examples include camera systems, smart televisions, household appliances (such as burglar alarm systems, wireless thermostats, and refrigerators), automobiles, medical devices, and more. These devices are sometimes referred to as the Internet of Things (IoT).
These devices may have vulnerabilities requiring patches. For example, the massive distributed denial-of-service attack on Domain Name System (DNS) servers in late 2016 effectively took down the internet by preventing users from accessing dozens of websites. Attackers reportedly used the Mirai malware to take control of IoT devices (such as Internet Protocol [IP] cameras, baby monitors, and printers) and join them to a botnet. Tens of millions of devices sent DNS lookup requests to DNS servers, effectively overloading them. Obviously, these devices should be patched to prevent a repeat of this attack, but many manufacturers, organizations, and owners don’t patch IoT devices. Worse, many vendors don’t even release patches.
Finally, if an organization allows employees to use mobile devices (such as smartphones and tablets) within the organizational network, these mobile devices should be managed. As mentioned earlier in the chapter, MDM software can deploy patches to mobile devices.
Patch Management
A patch is a blanket term for any type of code written to correct a bug or vulnerability or to improve existing software performance. The software can be either an operating system or an application. Patches are sometimes referred to as updates, quick fixes, and hot fixes. In the context of security, administrators are primarily concerned with security patches, which are patches that affect a system’s vulnerability.

790 Chapter 16 ■ Managing Security Operations
Even though vendors regularly write and release patches, these patches are useful only if they are applied. This may seem obvious, but many security incidents occur simply because organizations don’t implement a patch management policy. As an example, Chapter 14 discusses several attacks on Equifax. One attack in May 2017 exploited a vulnerability in an Apache Struts web application that could have been patched in March 2017.
An effective patch management program ensures that systems are kept up to date with current patches. These are the common steps within an effective patch management program:
Evaluate patches. When vendors announce or release patches, administrators evaluate them to determine if they apply to their systems. For example, a patch released to fix a vulnerability on a Unix system configured as a Domain Name System (DNS) server is not relevant for a server running DNS on Windows. Similarly, a patch released to fix a feature running on a Windows system is not needed if the feature is not installed.
Test patches. Whenever possible, administrators test patches on an isolated nonproduction system to determine if the patch causes any unwanted side effects. The worst- case scenario is that a system will no longer start after applying a patch. For example, patches have occasionally caused systems to begin an endless reboot cycle. They boot into a stop error and keep trying to reboot to recover from the error. If testing shows this on a single system, it affects only one system. However, if an organization applies the patch to a thousand computers before testing it, it could have catastrophic results.
Smaller organizations often choose not to evaluate, test, and approve patches but instead use an automatic method to approve and deploy the patches. Windows systems include Windows Update, which makes this easy. However, larger organizations usually take control of the process to prevent potential outages from updates.
Approve the patches. After administrators test the patches and determine them to be safe, they approve the patches for deployment. It’s common to use a change
management process (described earlier in this chapter) as part of the approval process.
Deploy the patches. After testing and approval, administrators deploy the patches. Many organizations use automated methods to deploy the patches. These can be third- party products or products provided by the software vendor.
Verify that patches are deployed. After deploying patches, administrators regularly test and audit systems to ensure that they remain patched. Many deployment tools include the ability to audit systems. Additionally, many vulnerability assessment tools include the ability to check systems to ensure that they have appropriate patches.

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PatchTuesday and Exploit Wednesday
Microsoft, Adobe, and Oracle regularly release patches on the secondTuesday of every month, commonly called PatchTuesday or UpdateTuesday.The regular schedule allows administrators to plan for the release of patches so that they have adequate time to test and deploy them. Many organizations that have support contracts with Microsoft have advance notification of the patches prior to PatchTuesday. Some vulnerabilities are significant enough that Microsoft releases them “out-of-band.” In other words, instead of waiting for the next PatchTuesday to release a patch, Microsoft releases some patches earlier.
Attackers realize that many organizations do not patch their systems right away. Some attackers have reverse-engineered patches to identify the underlying vulnerability and then created methods to exploit the vulnerability.These attacks often start within a day after PatchTuesday, giving rise to the term exploit Wednesday.
However, many attacks occur on unpatched systems weeks, months, and even years after vendors release the patches. In other words, many systems remain unpatched, and attackers exploit them much later than a day after the vendor released the patch.
Vulnerability Management
Vulnerability management refers to regularly identifying vulnerabilities, evaluating them, and taking steps to mitigate risks associated with them. It isn’t possible to eliminate risks. Similarly, it isn’t possible to eliminate all vulnerabilities. However, an effective vulnerability management program helps an organization ensure that it is regularly evaluating vulnerabilities and mitigating the vulnerabilities that represent the greatest risks. Two common elements of a vulnerability management program are routine vulnerability scans and periodic vulnerability assessments.
One of the most common vulnerabilities within an organization is an unpatched system, and so a vulnerability management program will often work in conjunction with a patch management program. In many cases, the duties of the two programs are separated between different employees. One person or group would be responsible for keeping systems patched, and another person or group would be responsible for verifying that the systems are patched. As with other separation of duties implementations, this approach provides checks and balances within the organization.

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Vulnerability Scans
Vulnerability scanners are software tools used to test systems and networks for known security issues. A vulnerability scan enumerates (or lists) all the vulnerabilities in a system. Attackers use vulnerability scanners to detect weaknesses in systems and networks, such as missing patches or weak passwords. After they detect the weaknesses, they launch attacks to exploit them. Administrators in many organizations use the same types of vulnerability scanners to detect vulnerabilities on their network. Their goal is to detect the vulnerabilities and mitigate them before an attacker discovers them.
The CISSP objectives list vulnerability assessments in the “Conduct security control testing” section, and in the “Implement and support patch and vulnerability management section.” Chapter 15, “Security Assessment and Testing,” covers vulnerability assessments in the context of security controls testing, and this chapter covers them in the context of patch and vulnerability management.
Scanners include the ability to generate reports identifying any vulnerabilities they discover. The reports may recommend applying patches or making specific configuration or security setting changes to improve or impose security. These reports are passed on to personnel performing patch management and managing system settings. Simply recommending applying patches doesn’t reduce the vulnerabilities. Administrators need to take steps to apply the patches.
However, there may be situations where it isn’t feasible or desirable to do so. For example, if a patch fixing a minor security issue breaks an application on a system, management may decide not to implement the fix until developers create a workaround. The vulnerability scanner will regularly report the vulnerability, even though the organization has addressed the risk.
Management can choose to accept a risk rather than mitigate it. Any risk that remains after applying a control is residual risk. Any losses that occur from residual risk are the responsibility of management.
In contrast, an organization that never performs vulnerability scans will likely have many vulnerabilities. Additionally, these vulnerabilities will remain unknown, and management will not have the opportunity to decide which vulnerabilities to mitigate and which ones to accept.
Common Vulnerabilities and Exposures
Vulnerabilities are commonly referred to using the Common Vulnerability and Exposures (CVE) dictionary. The CVE dictionary provides a standard convention used to identify and describe vulnerabilities. MITRE maintains the CVE database, and you can view it here: cve.mitre.org.