Экзамен зачет учебный год 2023 / Koziol_BasicQuestions_Germanic
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and thus there is no » internal connection «, on the other hand the voluntary deci- |
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sion on the part of the victim or third party falls very clearly into their area of |
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responsibility 85. |
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The formula regarding the provocation of the decision is, however, not enough |
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on its own in order to provide a basis for the decision in the individual case. Just |
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as when determining wrongfulness in cases of inducing a third party to engage in |
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a damaging act, ie psychological causation 86, here too a comprehensive evaluation |
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of interests must take place instead. If this shows that the criteria inculpating the |
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victim or third party far outweigh those inculpating the first perpetrator, then it |
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no longer seems appropriate still to impute the damage to such. |
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Criteria for liability usually do outweigh if the third party very deliberately, ie |
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with intention, brought about certain damage 87; but other criteria can lead to the opposite decision. If the custodian of a deposited thing does not keep it well, then he will by no means be freed from liability towards the depositor if a third party negligently damages the thing or deliberately takes it away 88. The person who neglects his duty to supervise a child remains liable towards the child if the child is then intentionally injured by a third party. This is a necessary consequence in both cases as the breached duties have precisely the purpose of preventing such damage. The harm suffered thus lies in the core area of the protective purpose of the behavioural rule violated by the first perpetrator.
If someone is injured by the first perpetrator and then the consequences of the injury are aggravated by a medical error during treatment, then the damaging party who brought about this risk continues to be liable alongside the doctor for the consequences 89. On the other hand, if the doctor intentionally treats the patient incorrectly, the first perpetrator is no longer accountable for the consequences 90: firstly, the grounds for liability to the doctor are the strongest conceivable in respect of this part of the damage, secondly, the grounds for liability to the first perpetrator are very weak: his fault related only to the first injury and, moreover, only a very small degree of adequacy still applies.
85Cf Friese, Haftungsbegrenzung 247 f. Thus, in the so-called grass verge cases ( » Grünstreifenfällen « ) BGH in BGHZ 58; 162, 167 = NJW 1972; 904; on this Oetker in MünchKomm, BGB II5 § 249 no 153 f with additional references.
86On this Koziol, Haftpflichtrecht I3 no 4 / 52 ff.
87This has long been recognised in the field of contributory negligence: if the damaging party acted intentionally then the slight negligence of the victim is no longer relevant and such is entitled to compensation for the whole damage. See above no 6 / 211.
88See Deutsch, JZ 1972, 553.
89More reticent Zimmermann, JZ 1980, 15. Burgstaller, Das Fahrlässigkeitsdelikt im Strafrecht ( 1974 ) 119, considers the consequences should not be imputed against the first perpetrator if there is gross negligence by the doctor.
90Thus, also Burgstaller, Fahrlässigkeitsdelikt 117.
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A good example of the independent intervention of a third party, which |
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excludes the liability of the first perpetrator, is presented by Friese 91: a victim cul- |
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pably injured by the first perpetrator is attacked and robbed precisely because he |
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is physically disabled by the earlier injury. However, problems arise, on the other |
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hand, in the event that the first perpetrator negligently injures someone and such |
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is then robbed by a third party while lying unconscious 92. Nonetheless, in this |
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case too, the first perpetrator would have to be freed from liability for the theft: |
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the intentional infliction of damage by the thief far outweighs the first perpetra- |
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tor’s fault, which related only to the injury and once again, there is only a small |
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degree of adequacy. |
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Insofar as damage is brought about by a decision made by the victim himself, |
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the exclusion criterion at issue here is relevant in cases of deliberate violation of |
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the duty to mitigate damage or the deliberate and unnecessary aggravation of the |
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damage 93: the damage thus not prevented or additionally sustained is no longer |
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imputed to the damaging party. Examples include the renting of a replacement |
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vehicle although the victim is in hospital and neither he nor his relatives can use |
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the car or, for instance, the rental of a luxury replacement vehicle although the |
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victim’s car is a mini. On the other hand, the damaging party is held liable for the |
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death of a paralysed victim even if such dies as a result of the exercise of his free |
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will because he – understandably – declines any more treatment 94. |
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As is mainly recognised in case law and theory 95, the perpetrator is liable under |
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some circumstances for damage that the pursuers suffer during a pursuit. How- |
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ever, this does not apply to any and all damage. A pursuit is only considered to be in the public interest or the victim’s interest provided that on the balance of interests the goods endangered by the pursuit are not higher ranked than those protected by the pursuit. If the pursuit is no longer justified because significantly higher-ranked interests are endangered than those being defended, then the pursuers are also guilty of deficient behaviour. If they continue with the pursuit despite being aware that their endangerment of themselves is no longer justified, then only the voluntary decision of the pursuers is material in respect of this increase of risk. The deliberate, clearly no longer reasonable, self-endangerment
91Haftungsbegrenzung für Folgeschäden aus unerlaubter Handlung ( 1968 ) 245 f.
92On this Friese, Haftungsbegrenzung 245 f with additional references; similar also BGH in NJW 1997, 865 ( theft of transport cases from a money transport vehicle damaged in a road traffic accident ) on this also Schiemann in Staudinger, BGB2005 § 249 no 60 ff.
93Koziol, Die Schadensminderungspflicht, JBl 1972, 225.
94OGH 2 Ob 314 / 02v in ZVR 2004 / 37.
95Larenz, Lehrbuch des Schuldrechts I14 ( 1987 ) § 29 I b; Koziol, Haftpflichtrecht I3 no 4 / 55 and no 8 / 42; Oetker in MünchKomm, BGB II5 § 249 no 164 ff, in each case with further references.
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can only be imputed to the pursuer and no longer to the perpetrator 96. If the pursuit was still justified, then the liability of the perpetrator can also be reduced after all under § 1304 ABGB, § 254 BGB; the pursuers injured during the pursuit can in particular be held contributorily at fault if they should have seen that the interests endangered by the pursuit outweighed those defended by the pursuit.
When it comes to rescue operations, such considerations must also be made 7 / 41 and, therefore, not all consequences can always be imputed to the first perpetra-
tor 97.
Furthermore, the perpetrator is also liable if the person disabled due to the injury decided to undertake a rash course of action and is injured anew as a result; however, the duty to compensate may be mitigated due to contributory fault 98.
VI. Limits of liability
While in Switzerland, as in so many legal systems 99, there is no limit on the 7 / 42 amounts awarded in the context of strict liability based on dangerousness 100, Ger-
man and Austrian law very often provide for limits of liability in this field 101.
The explanatory comments on the EKHG 102 show that the limits are conceived as a balance to the stringent liability of the faultless operator or keeper. Mostly, the crux is presented as being that the risk faced by the keeper of a dangerous thing must remain economically reasonable, it also being contended that this is only possible if the third-party liability insurance premiums can be kept bearable by means of fixed maximum limits 103.
96Thus, in conclusion also Deutsch, Haftungsrecht2 no 173; idem, Regreßverbot und Unterbrech ung des Haftungszusammenhanges, JZ 1967, 643; Larenz, Schuldrecht I14 § 27 III b 5. BGH in BGHZ 57, 25; BGHZ 63, 189.
97On this Larenz, Schuldrecht I14 § 27 III b 5; Lüer, Die Begrenzung der Haftung bei fahrlässig begangenen unerlaubten Handlungen ( 1969 ) 148; Niebaum, Die deliktische Haftung für Willensbetätigungen ( 1977 ) 112; Welser, Der OGH und der Rechtswidrigkeitszusammenhang, ÖJZ 1975, 6; OGH 2 Ob 15 / 05b in SZ 2005 / 40.
98OGH 2 Ob 139 / 88 in ZVR 1989 / 130.
99B.A. Koch / Koziol, Comparative Conclusions, in: B.A. Koch / Koziol, Unification: Strict Liability 428 f.
100See Oftinger / Stark, Haftpflichtrecht I5 414 f.
101See Will, Quellen erhöhter Gefahr ( 1980 ) 306 f; Taschner, Begrenzung der Gefährdungshaftung durch Haftungshöchstsummen, in: Schlechtriem / Leser ( eds ), Zum Deutschen und Internationalen Schuldrecht ( 1983 ) 77 f; Koziol, Haftpflichtrecht I3 no 6 / 24.
102470 BlgNR 8. GP zu den §§ 12 und 13.
103Esser, Grundlagen und Entwicklung der Gefährdungshaftung ( 1941 ) 107; Rodopoulos, Kritische Studie der Reflexwirkungen der Haftpflichtversicherung auf die Haftung ( 1981 ) 28, 33 f.
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Nonetheless, the limitation of liability by maximum limits is objectively unjus- |
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tifiable because the special endangerment also represents an independent liabil- |
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ity criterion that in its more serious form is as weighty as fault ( see no 6 / 148 ff ). If |
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fault-based liability is in principle unlimited, then this must likewise be the case |
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in respect of liability based on dangerousness 104. It is difficult to justify imposing |
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the risk of greater damage on the victim and not on the damaging party who uses |
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the source of danger in his own interests 105. The rigid limits on liability are highly |
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dissatisfactory above all because precisely those victims who are most seriously |
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injured in their health, ie the highest-ranked good, fail to get full compensation 106. |
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The desire to avoid inacceptable burdens on liable parties should therefore prop- |
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erly not be accommodated 107 – in the field of liability based on dangerousness |
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either – by a rigid quantification of limits, but instead by another criterion, in |
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particular the flexible reduction clause taking account of capacity to bear the eco- |
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nomic burden ( see below no 8 / 24 ff ). |
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Finally, the argument of insurability is not persuasive either. Von Caemmerer 108 |
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rightly objects that in other countries, eg Sweden, Switzerland and also in the Romance language countries, no such limitation is known and the risk is still insurable. It may be added to this that Austrian law also provides for instances of non-fault-based liability based on dangerousness without any limits on liability ( ForstG, BergG, PHG ), and even the EKHG – in a strange departure from its basic line – does not limit liability for damage to real property and this has clearly not led to any insurmountable problems with insurability. Furthermore, Will 109 in particular points out that in any case insurance has to cover fault-based liability which is always unlimited. Moreover, the contention that maximum amounts of liability are necessary for insurability for insurance-mathematical or other reasons 110 cannot constitute an effective argument against the elimination of limits on liability: the sums insured can be determined – as in the field of unlimited fault-based liability – so that potential maximum damage is covered so far as
104 Thus, also Will, Quellen 309 f.
105 On the concerns from the perspective of economic analysis of law see Faure, Economic Analysis, in: B.A. Koch / Koziol, Unification: Strict Liability 387 f.
106 Will, Quellen 317; B.A. Koch, Die Sachhaftung ( 1992 ) 159 f.
107 Thus, also von Caemmerer, Das Verschuldensprinzip in rechtsvergleichendem Licht, RabelsZ 42 ( 1978 ) 14 f; Will, Quellen 322 ff; Kötz, Gefährdungshaftung, in Gutachten und Vorschläge zur Überarbeitung des Schuldrechts II ( 1981 ) 1830 with additional references; F. Bydlinski, System und Prinzipien 204.
108 Reform der Gefährdungshaftung ( 1971 ) 23 f. Cf also Larenz / Canaris, Schuldrecht II / 213 § II § 84 I 1 c. 109 Quellen 310 ff; likewise Kötz, Gutachten 1828; Leser, Zu den Instrumenten des Rechtsgüterschutzes im Deliktsund Gefährdungshaftungsrecht, AcP 183 ( 1983 ) 599; Taschner, in: Schlech-
triem / Leser ( eds ), Zum Deutschen und Internationalen Schuldrecht 84.
110 Bruck / Möller / Johannsen, Kommentar zum Versicherungsvertragsgesetz8 IV ( 1970 ) 305; Späte, Haftpflichtversicherung ( 1993 ) Vor no 50.
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Chapter 7 |
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the rules of experience reach. The Swiss example shows also that even unlimited insurance is possible 111. Due to the decreasing risk of major league damage, this would result in only a relatively minor increase in premium costs 112.
111Maurer, Schweizerisches Privatversicherungsrecht3 ( 1995 ) 370.
112On this Will, Quellen 311 ff.
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Chapter 8
The compensation of the damage
I. Extent of compensation
A. Comprehensive compensation as a basic principle ?
The statutory provisions clearly support the recognition of the principle of com- |
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prehensive compensation of damage. For example, § 249 ( 1 ) BGB stipulates the |
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liable party’s obligation to » restore the position that would exist if the circum- |
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stance obliging him to pay damages had not occurred.« Likewise, the » difference |
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method « ( Differenzmethode ) which accords with this provision and is generally |
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accepted, leads to full compensation when it compares the current actual state of |
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the legal good with the hypothetical state that would have existed but for the dam- |
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aging behaviour and provides for the compensation of the balance 1. This is why it |
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is also stressed that compensation should lead to full recovery 2. |
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Very similarly, § 1323 ( 1 ) ABGB requires that the liable party return everything |
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to the previous state, or if this is not appropriate, must remunerate the estimated |
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value. However, the ABGB very substantially limits the principle of full compen- |
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sation in the immediately following provision § 1324: only in the case of serious |
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fault is full satisfaction, ie comprehensive compensation, to be awarded; in the |
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case of slight negligence, on the other hand, the victim is merely entitled to the |
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compensation of the actual loss, to be assessed pursuant to § 1332 ABGB in the |
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case of damage to property according to the ordinary value, ie the market value |
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( § 305 ABGB ). |
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This rule is certainly no indication that the penal notion is displacing the prin- |
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ciple of compensation in Austrian law. Even in the case of serious fault, it does not |
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provide for any penalty exceeding the damage caused to be imposed, rather the |
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damaging party is granted some relief in the event that there was merely slight |
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1 Cf only Deutsch / Ahrens, Deliktsrecht5 no 625.
2Deutsch, Haftungsrecht2 no 778.
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fault in that he must only compensate a part of the overall damage caused 3. Thus, in a per se appropriate manner, the balance between the gravity of the liability and the legal consequence is restored 4. However, critics contend that by solely considering the degree of fault, the law considers the overall weight of all grounds for liability inadequately and in too inflexible a fashion 5. Moreover, it is also pointed out that from the victim’s perspective the compensation of lost profit may be more important than that of the actual loss, meaning that the gradation of the legal consequences is not appropriate. The Austrian Draft therefore does not include such a rule.
8 / 3 Besides the current, specifically Austrian limitation of the duty to compensate there are also other significant restrictions, both in Austrian and German law and also in other legal systems. It is widely recognised that not all harm caused by the damaging party is recoverable; liability of such is limited by application of the theories of adequacy and the protective purpose of the infringed rule; these limitations should be applied flexibly in accordance with the gravity of the grounds for liability ( see above no 7 / 7 ff and 15 ff ). Furthermore, in Germany and Austria, in the field of strict liability, caps on liability are presently still common; in Switzerland, on the other hand, such limitations are unknown, as in other legal systems ( see above no 7 / 42 ff ). Product liability law provides for a threshold 6. Lastly, a de minimis threshold is applied when it comes to compensating non-pecuniary damage ( see above no 6 / 28 ).
8 / 4 Finally, reference must be had to the rules on the contributory responsibility of the victim, which leads to merely partial compensation when there are also grounds for liability on the side of the victim ( see above no 6 / 204 ff ). This constitutes a deviation from the all-or-nothing principle. According to a view widely recognised in Austria but also supported elsewhere, this is reflected analogously in cases of alternative causation if the potentially causal, liability-triggering event competes as the cause with a potentially causal event imputable to the victim’s sphere of risk ( no 5 / 86 ff ).
3This is not adequately taken into account by G. Wagner, Neue Perspektiven im Schadensersatzrecht – Kommerzialisierung, Strafschadensersatz, Kollektivschaden, Gutachten A zum 66. Deutschen Juristentag ( 2006 ) 6, when he cites this gradation of compensation according to the degree of fault as an example of punitive damages.
4See von Jhering, Das Schuldmoment im römischen Privatrecht ( 1867 ), printed in extended form in: von Jhering, Vermischte Schriften juristischen Inhalts ( 1879 ) 155 ff; Pfaff, Zur Lehre von Schadenersatz und Genugthuung nach österreichischem Recht, in: Pfaff / Randa / Strohal, Drei
Gutachten ( 1880 ) 89 ff; Wilburg, Elemente 249 f.
5Wilburg, Elemente 249 f; Koziol, Haftpflichtrecht I3 no 1 / 16; Karner in KBB, ABGB3 § 1293 no 3.
6See 85 / 374 / EEC Art 9 b: » For the purpose of Article 1, › damage ‹ means: damage to, or destruction of, any item of property other than the defective product itself, with a lower threshold of 500 ECU, provided that the item of property is of a type ordinarily intended for private use or consumption, and was used by the injured person mainly for his own private use or consumption.«
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The compensation of the damage |
Chapter 8 |
The compensation of the damage |
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There may also be partial compensation when those who cause the damage |
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do not have the capacity to commit delicts due to their age or mental state: accord- |
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ing to both § 829 BGB and § 1310 ABGB, such persons can be ordered to compen- |
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sate the whole damage or a part of it if following consideration of all the circum- |
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stances, in particular the financial circumstances, this appears justified. This rule |
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is – also under § 1301 ( 1 ) Austrian Draft – to be extended to cases in which the dam- |
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aging party is not guilty of subjective fault due to lack of abilities and knowledge |
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( see above no 6 / 86 ). |
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According to § 2 of the Austrian Employee’s Liability Law ( Dienstnehmer- |
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haftpflichtgesetz ), a judge can release an employee who has caused damage from |
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liability in whole or in part. In so doing he must have regard, above all, to the |
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extent of the fault but also to the extent of the responsibility associated with the |
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activity exercised, the risk associated with the activity, the remuneration, the |
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level of the employee’s education, the conditions under which the employee was |
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to work and the probability or near inevitability of the occurrence of the dam- |
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age that experience shows attaches to the activity in question. The employee |
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bears no liability at all for culpa levissima ( » entschuldbare Fehlleistung «, slight- |
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est carelessness ). Under German law, legal theory and case law have developed |
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a very similar limitation of employee liability based on a balance between the |
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mutual interests 7. |
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The possibility of reduction of damages, to be described in more detail below |
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under no 8 / 24 ff, must also be mentioned here; such already exists, for instance, |
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under Art 43 OR. |
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Leaving aside the lower threshold under product liability law, which would |
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seem to be based on a not quite accurate implementation of a de minimis thresh- |
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old concept ( see above no 6 / 20 ), the other cases of limited compensation do not |
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really build a closed system but nonetheless a consistent basic principle can be discerned and is capable of generalisation: the stronger the grounds for liability on the side of the damaging party, the more comprehensive the compensation, although the countervailing grounds on the side of the victim must also be taken into consideration. The idea that the weakness of grounds for liability may lead to a limitation of liability was probably behind the original introduction of liability limits in the field of strict liability, as this area was at least formerly seen as a type of liability based on lesser grounds for liability.
Proportionality between liability grounds and the extent of the compensation has already been urged for by Jhering, followed later by Wilburg and now also by
7BGH in NJW 1994, 852; NJW 1996, 1532; Otte / Schwarze, Die Haftung des Arbeitnehmers3 ( 1998 ) no 25 ff and no 190; Sandmann, Die Haftung von Arbeitnehmern, Geschäftsführern und leitenden Angestellten ( 2001 ) 51 ff.
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F. Bydlinski 8 but the legislature has not yet systematically followed up. This should be ascribed more weight in future.
8 / 9 As shown by comparative law, the criticism of the current Austrian solution and the Austrian Draft, the present-day view is that even in the case of slight negligence the victim is entitled to full compensation and not just recovery of his actual loss. Therefore, it may be noted as a basic value that the damaging party must compensate the victim’s entire interest in respect of every degree of fault and every equivalent liability, this however within the bounds of average adequacy and the clear protective purpose. In the case of serious fault, the adequacy and protective purpose limits must be set wider, in the case of intention such may lose all relevance. On the other hand, weakness of the grounds for liability weighing against the damaging party may lead to more stringent adequacy and protective purpose requirements and also make partial liability seem appropriate under consideration of financial circumstances or other circumstances that support having the victim bear risk.
B. The objective value as minimum compensation
8 / 10 It has already been explained above ( no 3 / 8 ff ) that the notion of continuation of a right as a special form of the notion of deterrence supports allowing the victim to seek the objective-abstract evaluation of his disadvantage as the minimum damage sustained. This is very predominantly recognised in Austrian law 9. Even in Germany, several important voices do endorse this approach 10. The prevailing view, however, clearly expresses distaste for objective-abstract assessment 11; nevertheless in substance this method is used, especially when it comes to compensating loss of market value 12.
8System und Prinzipien 225 ff with additional references.
9See Koziol, Haftpflichtrecht I3 no 2 / 76 with additional references.
10See eg, Larenz, Lehrbuch des Schuldrechts I14 ( 1987 ) § 29 I b; Hagen, Zur Naturalrestitution, in: Lange / Hagen, Wandlungen des Schadensersatzrechts ( 1987 ) 80; Stoll, Haftungsfolgen im bürgerlichen Recht ( 1993 ) 194 ff.
11Lange / Schiemann, Schadensersatz3 § 6 I with additional references.
12On this Koziol, Haftpflichtrecht I3 no 10 / 21 and 60 ff.
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