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Экзамен зачет учебный год 2023 / Dickerman, Land Registration in Africa

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security of tenure brought by registration, the reasoning goes, landowners will be more willing to make investments in the land, investments whose benefit they can be sure of reaping. Moreover, possession of a title will permit a farmer to turn to institutional lenders such as banks for loans that will be used for more expensive investments and innovations and result in increased agricultural production (A2, A8, A10, EA1, K10).

Another deficiency commonly attributed to customary land tenure systems is that specific kinds of transactions, most notably land sales, are often forbidden, and that as a result there is no land market. Here too the charge underrepresents the flexibility of the customary system, but once again registration is seen to be the remedy. With registration, it is argued, land can be freely exchanged by owners who no longer are constrained by customary rules and authorities (A2, A3, Al2, EA1, EA3). With the establishment of a market in land, with economics rather than kinship or ethnicity the guiding principle of access to land, it will ultimately be possible to concentrate holdings in the hands of the most efficient and innovative producers. Some, in fact, have seen this as more of a disadvantage than an advantage, fearing that creation of a land market will lead to displacement of poorer farmers and a rising incidence of landlessness (A14, EA2, U26).

Registration of land has often accompanied the initiation of certain kinds of special, often large-scale agricultural projects. Settlement and irrigation schemes, for example, may require resources and supervision that are beyond the capacity of local authorities-- indeed, the beneficiaries may not be indigenous people at all. It is often rights of occupation or leaseholds that are registered in these circumstances rather than the less circumscribed freehold. Landholders are frequently subject to restrictions on transferability and regulations governing land use in these situations, and the registration may serve more for administrative purposes (for example, enforcement of regulations) than for increasing economic initiative. A similar desire to monitor land use and development has often lain behind registration of leasehold titles, a form of title that a number of countries have made increasing use of since independence, as well as rights of occupation. Although leaseholds do not of them-selves

necessarily

carry

development

conditions, the fact

that such

conditions

have been

written in

where leaseholds have been

introduced

in Africa is significant. The interest in regulating development

can be seen to have several purposes: to avoid permanently alienating large tracts of land (as often happened under colonial rule), to compel individuals to put their holdings to productive use, and to direct development in ways consistent with national objectives. Conditions that demand development of land are also intended to dampen land speculation, which has become increasingly evident in many African countries.

Registration programs, then, have been instituted to accomplish a wide variety of goals, from correcting conditions detrimental to

agricultural production to permitting greater opportunity for development, from increasing individual initiative to limiting it. What have been the results, both foreseen and unforeseen, of registration projects? What do the studies summarized in this literature review show? The quick answer is that results of registration projects have been disappointing, that in general they have either not achieved what had been predicted or achieved it to a lesser degree than expected or, in some cases, have had undesirable consequences.

Land Markets and Security of Tenure. Failure to fulfill expectations is in part due to erroneous assumptions about the workings of the customary land tenure system and the benefits of registration. The greater security of tenure that registration of title is thought to convey is to some extent a reaction to the notion that customary systems lack security, something that--at least as a generalization-- has been increasingly called into question. Similarly, it has been shown that in many customary tenure systems, well-developed local markets in land rights already exist. Perhaps most disappointing are the expectations concerning credit. Registration has not proven to be the catalyst for securing credit for smallholders (A5, K35, K41, MW8, SO4, U23). Large holders remain relatively well positioned for access to credit, and their preferred status is often the product of other conditions beyond possession of a registered title, such as reliable income streams. It has become increasingly apparent that registration alone is not enough to induce banks and other such institutions to lend to smallholders; it is often necessary to establish other programs, including ones to provide short-term credit exclusively for smallholders, which most often make no use of col-lateral in land.

Land Disputes. With regard to land disputes, predictions have to some degree been fulfilled. In many areas their numbers have decreased as a result of registration, but this may be only a temporary phenomenon. There is some evidence from Kenya that the incidence of disputes may rise again as it becomes apparent that registration cannot satisfy conflicting expectations it has raised (K24, K26, K28, K33). And in at least one region (in Nyanza Province in Kenya), registration has also changed the nature of the disputes themselves. One author (K33) has noted that whereas before registration disputes were most often over boundaries, now ownership itself is at issue. A change of this kind is significant because these are often more intractable disputes than ones over boundaries and frequently are the product of two systems of land tenure and land rights coming squarely into confrontation with each other.

Fragmentation. Registration has also failed to eliminate problems of recurring fragmentation of holdings. Although consolidation radically reduced the number of separate fields a farmer was likely to have, the effect was only temporary. Research among the Embu in Kenya (K25) has found that no sooner had the program come to a conclusion than fragmentation was once again taking place despite legal restrictions against it, the reason being that the social and

agricultural causes of fragmentation remained. Farmers continued to need fields in separate micro-environments, not only for growing different crops but also as insurance against vicissitudes of the weather. Moreover, consolidation and registration did little to alter the cultural values about inheritance of land (K26, K29, K35, K42, MW8). The belief that land should be divided equally among all the sons in a family (or, even more critically for land fragmentation, among all the children) continued to be strongly held in many areas, and subdivision occurred despite restrictions against dividing parcels into smaller, subeconomic holdings. What has often happened when there are restrictions against subdivision--as there were in the Purchase Areas of Zimbabwe; for example--is that they continue to occur on an informal basis (ZI9). Prohibitions against subdivision or against the creation of subeconomically sized parcels do not necessarily end practices thought to deter agricultural development but instead mean that they will go unrecorded in the land registers.

Recording of Transactions. Nor have land transfers themselves been brought under the aegis of the new statutory system. In virtually every area in which land registration has been carried out, from Uganda in the early part to the century to the most recent and extensive programs in Kenya, land continues to change hands without the appropriate notations being made in the register (K22, K25, K26, K29, K30, K33, SU4, U2, U21). In some cases this is due to a desire to avoid the charges for making the necessary changes in the record or to get around the legal restrictions on minimal parcel size, but in other cases it may be due more to a lack of awareness. The result is that land registers soon become out of date as many transactions remain unrecorded. This is true for outright sales of land as well as for subdivisions (which are legal in most places) and successions. The formal record of landownership generated by the registration process has not been accepted as the necessary authority for verification of land rights, and other community structures continue to exercise a greater authority (S5). Kenya's recent legislation re-confirming the power of panels of elders to arbitrate in certain kinds of land disputes underscores and even strengthens the continued authority of traditional bodies (K46-K48).

Rural Inequalities. Perhaps the most severe criticism that has been made of registration of individual rights to land is that it has exacerbated rural inequalities (605, BO7, BO9, NI24-NI27, K33-K35, Rl, U23, U27, U31, among others). This is obviously true in areas where registration is voluntary rather than systematic and it is the landowner rather than the state who must pay the costs of registration. Only those who already have a high level of income can afford the necessary costs; these individuals then are, as a result of registration, positioned to take advantage of some of the benefits such as access to credit that may accrue from possession of a title. Individual title may also help to break down, or at least accelerate the demise of, the old systems of patron-client ties, in which the wealthier and more influential members of the community feel obligated to act or intercede on behalf of the less fortunate.

xxiv

But rural inequalities are also widened by systematic programs of registration. In many instances under customary tenure systems, access to land may be derived through another individual such as a family head. Registration of individual freehold title, with its granting of almost complete discretionary power over the land to a particular individual, ignores these lesser rights and absolves the titleholder of the legal obligation to respect these customary rights (809, K26, K28, K30). Land can be transferred or mortgaged without the approval of those whose names do not appear on the title, individuals whose consent would be required under the customary system. The land market promoted by registration may also contribute to widening rural inequalities as Wealthier individuals buy up fragments of land made

available

for

sale

by those

in need of cash, giving rise to

a

situation

in

which those with

small holdings leave themselves with

even less while the

land-rich

become yet richer. Some authors,

in

fact, see these problems as sufficiently severe to charge that

registration, rather than creating greater security of

tenure,

actually decreases it (K26, K33, U31, ZA7).

when it

Problems of widening rural inequalities are created even

is group titles that are being registered rather than individual ones. Among the Masai in Kenya, establishment of group ranches has excluded those who, though outside the Masai group, had economic and social ties to the Masai that often came into play in times of disaster or during certain seasons of the year (K38, K39, K42). Similarly, in Botswana delineation of areas for large ranches under leasehold from the government has led to the eviction of groups such as huntergatherers whose customary land rights, because seasonal, have often been ignored (BO9, B011). In some instances individuals or groups who cannot substantiate their rights to land to the satisfaction of officials become squatters in the eyes of the law and thus easily turned off the land.

Women's Rights. Because it is almost always the male head of family who becomes the titleholder of record in registration programs for individual freehold, women's use rights, often secondary and derived through marriage or kinship, have frequently been ignored and gone unrecorded (K30-K33, K35). This can become a serious problem when men sell off land without consulting their wives, as they are able to do under freehold, or when divorces occur. In these situations, registration of individual freehold rights can lead to women's being deprived of access to land to feed themselves and their children. This problem may be most common and severe over the short and medium term. Registration in and of itself, of course, does not preclude women's purchasing and registering land in their own names; indeed, it sometimes allows them to own land in their own right for the first time (K24). Their weak economic position often does preclude their purchasing and registering land, a situation that a few are overcoming and that others may manage to get the better of over the long term.

Although some of the problems outlined above may be avoided by the substitution of leasehold or occupancy rights for freehold, many

xxv

of the difficulties, particularly with regard to inequalities, remain and are even enlarged. Where land speculation is actually dampened by provision of these kinds of titles, other disadvantages emerge. When access to leases or occupancy certificates is through the government, wealthy and influential individuals are more likely to be in a position to obtain the necessary documents than less favored men and women. High-placed officials in the civil service and military, for example, are well situated through their positions and their circle of

contacts as well as their place of residence, often in the capital, to guide their applications successfully through the bureaucratic maze (NI26, NI27,•Rl, U27, U31). In addition, the fact that annual rents on leases are often low and seldom (never?) revised to reflect changes in land values during the period of the lease further privileges the fortunate. Other problems with leaseholds may emerge in those cases where permanent leases are contingent upon meeting specific development conditions; enforcement of such requirements is often difficult and may involve highly subjective judgments, decisions easily influenced by wealthy and powerful leaseholders.

Registration of use rights in settlement projects has not proven to be a panacea either. Often these rights are left ill-defined, and few have a clear understanding as to their transferability or even their heritability (SU13, SW3, SW5, SW6, U32). In such cases rights are a great deal less secure than under customary systems. These kinds of schemes have also suffered from failures in implementation: often the resources and services that have been planned to accompany the new projects have failed to be initiated and what has been provided has quickly deteriorated through lack of maintenance and awareness of what may be necessary (C3, U32). Disappointing results such as these are akin to problems with access to credit in other registration programs: registration and title are no guarantee of success but merely the necessary foundation. Without ancillary services and programs, the desired end will likely fail to materialize.

The Question of Registration: Two Opposing Views

The record of registration programs to date has been disappointing, and there are no projects that have been singled out as entirely successful or have been held up as models for emulation. For many proponents of land registration, however, this can be seen to be the function of failures in execution rather than inherent flaws. J.C.D. Lawrance, for many years chief land tenure expert in Britain's Ministry of Overseas Development, has deeper and wider experience of land

registration than any other individual today and

has written

extensively about programs all over the world.

He remains an

5. The complete list of writings of J.C.D. Lawrance and H.W.O. OkothOgendo included in this literature review can be found in the Author Index at the end of the volume.

xxvi

enthusiastic proponent of land registration. Although he would be the first to acknowledge that it should not be undertaken everywhere and in every situation, he argues that there are certain conditions under which land registration is an appropriate undertaking, and his arguments are worth repeating.

Writing about the registration projects in Kenya, Lawrance enumerates four criteria which, he believes, should serve to indicate whether or not registration ought to be undertaken. First, are there improvements in agricultural production to be gained as a result of registration? Lawrance notes that registration by itself is not sufficient to bring about an increase in production but must be accompanied by programs of agricultural extension and credit. Second, is there evidence of a genuine demand for registration among the people whose land will be affected? Without their cooperation, a registration program can easily become excessively expensive. Third, will greater security of tenure result? Lawrance acknowledges that for some, individuals who cannot establish their rights to land at the time of adjudication, registration will result in landlessness and strongly recommends that alternative accommodations be made available to these people. Otherwise, the social problems which are created outweigh any advantages to be derived from con-

solidation and registration. And finally, what are the costs of carrying out a program of registration? Land registration is inevitably an expensive process, but careful planning and management of staff and equipment can keep costs down.

What Lawrance is recommending, then, is that registration be undertaken selectively. That is, that the best approach is a grad- ualist one, in which selected districts are registered as conditions become favorable. That is not to say, however, that it should be done on a voluntary basis. Lawrance favors systematic registration, with most of the costs of registration borne by the government rather than the individual. Because the benefits of registration are usually not immediately apparent to the landowner, he suggests that fees not be collected from titleholders until such time as possession of a title brings some advantage to the landowner. At the time the land is sold, for example, fees for registration of the transaction should be collected.

The benefits of registration that Lawrance enumerates are those discussed earlier in this introduction: access to credit, security of tenure, reduced litigation, development of land markets, and cashcropping. In the case of the Central Province area of Kenya, where registration was begun in the 1950s, local conditions made registration all the more timely. The customary system of land tenure among the Kikuyu had begun to break down and assertion of individual rights to ownership of land was becoming more common. A further complication was the high incidence of fragmentation of holdings, requiring that a program of consolidation accompany registration.

Lawrance is far too experienced an observer to depict registration as an instantaneous cure for ills of customary land tenure systems. While he clearly believes that the benefits of land registration outweigh any disadvantages, he acknowledges that registration does away with the automatic access to land provided under most

customary systems. In addition, he insists that registration in and of itself is not adequate and that if agricultural production is to be increased, programs of agricultural extension and credit must also be established.

A number of writers have criticized individual programs of land registration, questioning either their goals or the extent to which they have actually achieved what was planned, and their studies add up to an extensive body of literature disputing the efficacy of registration. Few, though, have taken as broad a perspective as H.W.O. Okoth-Ogendo, professor and former dean of law at the University of Nairobi, who must be considered the leading critic of land registration. Okoth-Ogendo agrees that land reform may convey certain advantages, admitting that initially it may have a positive impact on agricultural planning, but any benefit in terms of agricultural production, he believes, is outweighed by distinct disadvantages: the redistribution of political power, the emergence of economic disparities, and a disequilibrium of socio-cultural institutions. In addition, failure to establish follow-up programs of extension and credit, a not uncommon occurrence, has meant that projected in-creases in agricultural production often do not materialize. Even when credit is available to smallholders, he points out, there is no guarantee that loans will be invested in agriculture--in practice, many choose to use the money for nonagricultural, off-farm enter-pr ises.

Formal legal structures, he argues, have little impact on a farmer's decision-making processes, and thus the changes introduced by land registration do little to alter perceptions about land rights and values. Rather, the social, economic, and political functions of customary tenure arrangements continue to influence production decisions. Moreover, as the example of Kenya shows, supervisory bodies such as local land boards often continue to settle land disputes according to older norms of social justice rather than in response to the demands of economic efficiency, a fact which inhibits the growth of a land market and at the same time creates conflicts between local authorities and national institutions.

This is not to argue, however, that registration changes nothing. Okoth-Ogendo contends that the new system goes beyond merely perpetu- ating inequalities between the large and small farm sectors of the economy by also creating new forms of stratification and status differentials within the latter. Individualization of title provides the landowner with certain exclusive powers over the land that may be exercised at the expense of those whose use and cultivation rights are ignored by registration--women and children, for example. The new patterns of land distribution also support the rise of a new, rural landowning class which exercises increased political influence gained at the expense of traditional authorities. Registration of individual title, which introduces legal and political changes, thus accelerates the destruction of customary structures and authority already begun in the colonial era. In summary, Okoth-Ogendo's opposition to land registration centers on its failure in practice to achieve the desired objectives of increased agricultural production

while at the same time producing unforeseen and undesirable social and political consequences.

Lawrance and Okoth-Ogendo represent the two opposing schools of thought about registration of land, the one advocating it for its positive effects on agricultural development, the other rejecting it for the distortions it introduces in rural society. Between them lie a large number of authors who have carried out specific studies which have looked at registration projects in the different countries in Africa, described them, and analyzed their impact. As this introduction has attempted to show, the kinds of situations in which reg- istration has been undertaken have varied widely, and the expecta- tions have also differed. Nevertheless, as can be seen in literature review which follows, there are important similarities that emerge.

The Literature Review: An Introduction

The literature review begins with a general section on land registration, followed by two sections on registration in East Africa and Francophone Africa, and finally by separate sections on registration for each country in sub-Saharan Africa. The sections on East Africa and Francophone Africa are not strictly comparable, as the section titles themselves imply. This is in part due to differences in administration during the colonial period by the two powers. The British approach was highly empirical, and there was almost never an attempt to formulate a uniform .policy for all of the colonies. This was especially true in West Africa where, though similar policies might be adopted in two or more colonies, there was no obligation on the part of colonial authorities to do so nor any guarantee that they would be applied at a similar point in time. In East Africa, where British colonial rule was imposed at a later date, policies differed also, but there were often attempts, such as the East Africa Royal Commission in the 1950s, to consider jointly common problems and to recommend courses of development for the different colonies. Hence a section on literature for East Africa but none for West Africa; there is no comparable body of literature for West Africa.

French colonial Africa was organized into two administrative groupings, Afrique Orientale Frangaise (A.O.F.) or French West Africa and Afrique Equator Tale Fr Française (A.E.F.) or French Equatorial Africa. Administration of these two regions was highly centralized, and policy was generally uniform, formulated on a regional basis and very often identical for both regions. This was true, for example, with regard to land, and this is reflected in our organization of the literature review with a single section for all of Francophone Africa. The result of such an approach to colonial ad-ministration, moreover, is that it is only since independence that national differences in land policy have begun to emerge.

Differences between the Br i tis h and French are also expressed, interestingly enough, in the literature itself, which very much re- flects the academic style of each of these former colonizing countries. The French-language material is often highly abstract, de-scribing the theoretical underpinnings of land policy and law and specific provisions of legislation with little reference to its application and day-to-day workings. It is almost impossible to find studies of the actual effects of policy changes or even to know if particular pieces of legislation have actually been implemented. The English-language material, by way of contrast, is very empirical in approach, and a great deal of the literature focuses on research that has been carried out to ascertain what the impact of the various policies has been. This is nowhere more the case than in Kenya, where micro-study after microstudy of the effects of the land registration in different areas of the country have been done. Because of these differences between Frenchand English-language materials, it is difficult, if not impossible, to draw comparisons between the effects of registration in Francophone and Anglophone Africa; the studies that would enable even tentative generalizations to be made have not been carried out.

xxx

These differences can be seen in the sections for individual countries that form the core of this literature review. There is a great deal more literature on registration in Anglophone countries. Not only has land registration been more extensive in these coun- tries, but it has also been more widely studied and reported on. A quick survey of the summary paragraphs at the beginning of each country's section reveals this, as does the length of each section. These introductory summaries are also useful guides to the various kinds of land registration that have taken place in individual coun- tries, the dates of the programs, and (where available) the amount of land that has been registered.

Within each individual section; the discussion of the literature is organized in such a way as to provide a logical progression from general surveys and overviews of programs and policies within a given country, to material discussing the earliest registration programs, to studies of the latest. We felt that such an organization would present a coherent picture of changes in attitudes and objectives better than a strictly alphabetical ordering. Our objective has been a literature synthesis rather than a set of annotations. Author and subject indexes at the end of the volume are intended to provide the reader with access to works by specific authors and with similar themes and to draw together material from different countries.