Учебный год 22-23 / Габов А.В. - Ценные бумаги вопросы теории и правового регулирования рынка - 2011
.pdf,
"
".
. ,
, ,
<1>.
--------------------------------
<1> ,
,
),
( .: . // http:// www.rbcdaily.ru/ 2009/ 03/ 13/ finance/ 405849).
- . , ,
, <1>.
,
20000 <2>. -
. ,
48000 . . <3> ( ,
1997 . 2000 .
Financial Services and Markets Act 2000 (FSMA)). .
500000 . <4>.
. <5>.
, , :
- . ,
" ".
.
--------------------------------
<1> (
) : http:// www.treasury.gov.au/ documents/ 402/ HTML/ docshell.asp?URL= comp_loss-21.asp. <2> http:// eur-lex.europa.eu/ LexUriServ/ LexUriServ.do?uri= CELEX:31997L0009:EN:HTML
<3> , "for investors this limit is 48,000 (100% of the first 30,000 and 90% of the next 20,000). This offers a greater level and scope of cover than the minimum specified in the Directive" (http:// www.fsa.gov.uk/ pages/ About/ What/ International/ pdf/ ICSD.pdf).
<4> http:// www.sipc.org/ who/ who.cfm
<5> "A limit has been placed by CIPF on the coverage provided for a customer's General Account, and each Separate Account after combination with other Separate Accounts as described below, equal to $1 million for losses of securities, commodity and futures contracts, segregated insurance funds and cash" ( .: http:// www.cipf.ca/ c_explore_coverage.htm).
,
. ,
,
. , ,
-
.
7.6.
, ,
.
:
" ", " ", "
",
.
". . 7 "
"
,
.
, , . 5.3.7
,
30 2004 . N 317. : ,
, ,
, , ,
, , ,
,
,
,
, ,
, ,
, .
. ,
. , . 61.2 " "
,
,
"
,
, ,
".
,
" " (
,
, , ).
( ).
. , ,
.
( . 45
" "), -
( . 51 "
").
( ).
. ( . 11 "
") ,
,
.
. ,
. 61.1 " ",
:
-;
;
-;
-;
-,
;
.
( ) :
;
, ( )
;
;
.
,
:
-, ( )
, ( ) ;
) ;
-( )
;
-,
,
, ,
- .
,
. , 2009 .
28 . , ,
,
,
;
, ,
, <1>.
--------------------------------
<1> . // . 2009. N 78 (2348); http:// www.vedomosti.ru/ newspaper/ article.shtml?2009/ 04/ 30/ 193798.
. . 26, 51, 51.1 " ",
, 31 1997 . N 45,
).
, <1>.
, ,
. , . 51 ,
,
). . 26 :
( )
( )
:
;
,
) ,
.
--------------------------------
<1> .: . : . . ... .
. . ., 2007. . 8 - 9 .
.
( . 44 " ")
( -
6 2007 . N 07-21/ "
,
, "
( ) , ,
".
. . 61.2 "
",
,
, .
,
, .
.
. 26 " ", . 7
"
31 2011 ". ,
.
. 26
" ". ,
( )
, ,
) <1>.
--------------------------------
<1>
) : )
, ,
( ) ; )
,
( ) ,
( )
; )
(
) (
)
; )
( ) ; )
( )
, ( )
; )
( ) ; )
.
,
,
. 75%
. , 75%,
70% - ,
.
.
,
,
.
. 7
"
31 2011 " :
( ).
<1>.
--------------------------------
.
7.7.
.
,
. :
,
( ) .
. : ,
" ", 43,75%
, 37,5% - , 10% - , 8,75% -
<1>.
, ,
. ,
. .
--------------------------------
<1> . : ,
. .: .
", 2007. . 75. . : .
, // . 2006. N 5 (308). . 68 - 70.
(
21 2003 . N 2966/01). , ,
,
,
.
. :
.
2 2005 . N 16112/03. . 143288
" ",
23 1998 .
. , .
. , " "
. 11 2002 .
143000 8
1999 ., . ., ,
. " " ",
. . ,
. , 8 1999 .
.
22 2000 . N 07-09 ,
N 223/01-07 24 1999 .
., 8 1999 ., .,
. ,
. 18 2003 ., ,
, . 8 1999 .
., . ,
.
,
, -
<1>.
<2>.