
Учебный год 22-23 / W_W_BUCKLAND_AND_ARNOLD_D_McNAIR_ROMAN_LA
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LAW OF PROPERTY |
when all other |
rights vested in various people are |
taken out.1 |
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Thus the Roman law which sharply distinguishes ownership from possession and requires a plaintiff seeking to recover land to prove his title, and does not for practical purposes recognise degrees ofownership, presents a picture very different from that offered by our law at any stage in its development. No doubt there were in our early law real actions in the Roman sense, actions in which the plaintiff had to allege and prove ownership of some sort: the proceedings based on a writ of right.2 But in general when our old lawyers speak of real actions they mean actions in which the plaintiff seeks to recover the thing itself, and not merely compensation for a breach of right, and such actions need not be real actions in the Roman sense at all.3 And the writs of right were unpopular by reason of their technicality, their strange modes of proof, and their uncertainty. Other forms took their place, and what was left of them practically disappeared in the seventeenth century when the fictitious ejectment was invented and John Doe made his first appearance.4 But, apart from this, and long before, a welter of remedies had been invented which provided us with a system utterly unlike the Roman. Apart from the complications introduced by the notion of tenure and its varieties, which we shall not consider, they are dominated by the important conception of seisin. It would be beyond the writers' competence to discuss this conception and its history.^ We are told that 'Seisin is possession'.6 And there are a mass of actions, novel
1See Buckland, Elementary Principles of Roman Private Law, p. 64; J. C. Naber, Mnemosyne, 1929, pp. 177 sqq.
2P. and M. ii. p. 62; Holdsworth, ii. p. 261; Jenks, Short History of
English Law, ch. iv. |
3 p. and M. ii. pp. 570 sqq. |
4Holdsworth, vii. pp. 9-19; Jenks, cit. 5th ed. pp. 177 sqq.
5Maitland, 'The Mystery of Seisin', 'The Beatitude of Seisin' in
Collected Papers, i. pp. 358 sqq., 407 sqq.; P. and M. ii. pp. 29 sqq.
6P. and M. ii. p. 29.
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disseisin, mort d'ancestor, writs of entry, in which the primary question is whether a party was or is seised or not. Possession is always involved, but the remedies and the rights vary according as there is or is not some kind of titulus behind it, and with the nature of that titulus.
This leads to the main contrast between the two systems in this matter. So far is the common law from the sharp distinction of the Roman law between ownership and possession that we learn that there is a hierarchy of actions, a sort of descending scale from the purely proprietary to the purely possessory. '"Possessoriness" has become a matter of degree',1 all very different from the rule that possession has nothing in common withownership. And this leads to another contrast equally significant. When, in our ancient courts, two persons were disputing about land, both might have some sort of seisin and the question was, which had the better seisin. The question was never simply which of these two is owner, but which has the better right of the two, which has maius ius. 'No one is ever called on to demonstrate an ownership good against all men; he does enough even in a proprietary action if he proves an older right than that of the person whom he attacks.y% It is a relative ownership': ' I own it more than you do.' This is very different from the Roman way of thinking. For the Roman lawyers ownership was absolute, subject to the very limited exception of the bona fide possessor with a titulus. Apart from this there was no question of an ownership good against one but not against another. It is worth observing that in this matter Roman law stood alone; in Greek systems of law the conception was relative, like our own,3 and it may possibly have been so in the early pro- cedure by legis actioA
1 P. and M. ii. p. 74.
2P. and M. ii. p. fj\ Holdsworth, iii. p. 7.
3Mitteis, Reichsrecht und Folksrecht, p. 70. 4 Betti, 1st. 2. 655.
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There are no longer in our law any forms of action, but every action which is in practice an action for the recovery of personalty seems to be an action in tort or contract based on possession or the right to possess. The plaintiff need not assert ownership, though often no doubt he must prove facts which amount to proof of ownership, or at any rate to evidence of it, in order to justify his claim. But any possession is good against a trespasser and there are different degrees of right to possess, so that all the plaintiff has to prove is that he has a better right to possess than the defendant has; in fact the old principle of maius ius is still in full operation.1 It is permissible to quote, in support of the proposition that in our law it is always a question of maius ius, two passages. Pollock and Wright2 say: 'In the language of the modern authorities "possession is a good title*', nothing less, "against all but the true owner ".' Ajid the late Professor Kenny, in his Cases on the Law of Tort, in a rubric to Graham v. Peafi sums up the law on the matter as being that' Mere possession gives the possessor a right of action against all who disturb it without having some better right than his'.4 An article by Professor GoodhartS shows how conflicting are the language of the books and the cases on questions of possession, but it is mainly on the question what is possession. It is broadly true to say that our Courts deal with rights to possess where the Roman Courts dealt with ownership. Our normal actions for the recovery of land or goods are based upon right of possession and not upon ownership, though it must not be overlooked that since 1883 the
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It does not seem necessary to consider the extent to which in such |
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actions a defendant can set up ius tertii if indeed he can ever set it up. |
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2 |
Possession in the Common Law, p. 96, citing Asher v. Whitlock (1865), |
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L.R. |
1 Q.B. 1, 6. |
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3 (1801), 1 East 244. |
4 P. 389. |
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5 'Three Cases on Possession', |
Cambridge Law Journal, iii (1928), |
pp. 195 sqq. (reprinted in Essays in Jurisprudence and the Common Law, ch. iv).
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Courts have the power to make a declaration of right or title, even when no question of the right to possession is raised and no substantive or ancillary relief is sought.1
If it be asked how it was that the Romans insisted on title, or in the one case of the bona fide possessor, titulus^ i.e. prima facie title, and retained real actions to the end, the answer seems to be that it was infinitely easier for a Roman to prove a good title than it is with us. Indeed it is not easy to see how it could have been done at all in the great majority of cases till recent times. No length of title could prove that it was good to begin with. In the law as it was before the statute 32 Hen. VIII, c. 2, there was * scarce any limitation at all',2 and this statute and others which followed it set up long periods of time the expiry of which, without creating a title in the defendant, might bar the plaintiff and required him to prove not title but some kind of seisin within the prescribed period. This is far short of title, for there might have been other and adverse seisins within the prescribed period. All that he proved was that he had an older and therefore a better seisin than that of the defendant. He proved a relative title, or at best, a state of facts which made it unlikely that there was any better title. He could not prove more.3 But in Rome usucapio was a positive root of title, with nothing relative about it: it gave absolute ownership. And the periods, one year for moveables and two for land, were extremely short. Anyone acquiring in any of the ordinary ways, if he was not owner at once, became owner in a very short time and could prove it very simply. When at an uncertain date it became possible to add his predecessor's time the matter was simpler still.4 How it worked under the law of
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Odgers on the Common Law, 3rd ed. pp. 493-495 and 590, 591. |
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Cruise, Digest, vol. iii, //'/. xxxi. 4. |
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As to the present law, post, pp. 79 sqq. |
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How much difficulty was caused in practice by the requirement that |
the thing must not have been stolen it is not easy to say. In any case it did not apply to land. See further, pp. 76 sq., 120-122, post.
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Justinian when the two years had become ten or twenty according to circumstances it is difficult to say. Probably the system became rather unworkable, and it is not wholly insignificant that we are informed by a recent writer1 that some modern systems based on the Roman law have found it necessary to abandon the 'absolute* notion of the Romans and regularly proceed on the lines of maius ius.
In both systems it is difficult to find a satisfactory theory of possession, especially with regard to moveables. Indeed possession illustrates well the casuistic, empirical method which is common to the Roman and the English lawyer. If a conception is workable, they do not much mind whether it is logical or not. Neither system ever worked out an adequate theory of possession, and, in the course of the development of each, views upon possession underwent considerable change. Both recognise a mental element {animus) and a physical element {corpus) and both shrink from defining these elements. In both, a man who takes wrongfully can have possession, with the striking difference that in Rome the claim of right could not be raised in the possessory proceedings and the person entitled was driven to an independent action,.while, with us, except in the very earliest times * the English law has always had the good sense to allow title to be set up in defence to a possessory action1.2
Perhaps the two systems differ most in the choice of persons to whom possession is attributed. They concur in allowing only what we call 'custody' {possessio naturplis in at least the later Roman law), and not possession, to the servant, though the English rule has not always been so3
1 Cornil, Bulletin de PAcadimie Royale de Belgique,. 1931 (Lettres), pp. 178 sqq.
2Holmes, The Common Law, p. 210; cf. Maitland, Collected Papers, i. p. 426.
3Pollock and Wright, Possession in the Common Law, p. 9.
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and moreover breaks down when it attributes to a servant possession of chattels and money entrusted to him for his master. But beyond that there is great divergence. The Romans were more reluctant than we are to attribute possession to anyone unless he was owner or in a fair way to become owner or one whose holding did not depend on concession from anyone else, one who held pro suo. Thus they denied possession to a borrower for use (commodatary), a depositee, or a tradesman working on a chattel, all of whom in modern English law have possession. The sequester^ one with whom property in dispute is deposited, and the pledgee, were exceptions: the Roman law gave
them possessio for obvious practical reasons. The sequester would, with us, have possession as an ordinary bailee, and, as to the pledgee, our text-books and reports speak of him, as indeed they do of other bailees, as having a * special property* in the thing, the * general property* remaining in the pledgor.1 This, however, means no more than legal possession, though the pledgee has certain rights of detention and disposition not necessarily held by other bailees.
EXCURSUS:2 PROPERTY AND POSSESSION
It must be admitted that in both Roman and English law it is difficult to find a satisfactory theory of possession, especially with regard to moveables, and that both Roman and English lawyers have been quite satisfied with a conception of possession so long as it is workable.3 Perhaps one might add that in both laws failure to think out the subject on logical lines has caused difficulty in exceptional cases. However, in both laws the lawyers have had some picture of possession at the back of their minds, even though the outlines have been rather hazy, and they have
1 Attenborough v. Solomon\ [1913] A.C. 76, 84. * By Professor Lawson.
3 See p. 70, ante.
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referred |
to this picture when they have had to deal with |
particular problems. Perhaps too the picture changed somewhat in the course of time.
However the two pictures are essentially different. A totally false impression will be gained if one starts from the assumption that both laws are trying to do the same thing with varying degrees of success. Although the two conceptions overlap to a very great extent, they have really very different functions.
The possession that starts with a unilateral taking, by thief, finder or squatter, is doubtless very much the same in both systems, and even where they diverge, they are giving more or less imperfect answers to the same question. However, their attitudes towards acquisition of possession by agreement between a transferor and a transferee are quite different, as will be seen at once from a consideration of bailment. In English law the bailee is always a possessor, though sometimes a bailor may possess as well.1 A lessee, likewise, possesses, though for certain purposes the lessor also possesses. Thus the essential notion underlying the concept of possession is that of actual control, irrespective of title. So strong is this notion that even a servant, who in general only has custody for his master, the actual possessor, has possession attributed to him if goods are entrusted to him by a third party for transmission to his master; and there is always a strong tendency to attribute possession to him wherever it is markedly convenient for practical purposes. Why the servant is normally refused possession is an unsolved problem. He usually had possession down to the seventeenth century.2 However, he is normally refused possession by those modern codes, such as the German,3 which in principle give possession to all actual
1Thus a bailor at will can bring an action for trespass to goods.
2See Year Book 21 Hen. VII, Hil., fol. 14, pi. 21; Co. 3 Inst., 108; Hale, Pleas of the Crown, 56; Com. Digest, Justices, O. 6.
3B.G.B.5855.
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holders; and the Italian Civil Code of 19421 refuses him the reintegrande^ which is available to all other detentors. In fact it requires an effort for the English lawyer to realise that anybody who actually has a thing may not possess it.
In Roman law on the other hand, whatever may have been thought in the latter half of the nineteenth century, under the influence of Jhering, the bailee or lessee in principle does not possess. Moreover no one who has a thing in virtue of a contract recognising the ownership of another person can possess, and the same is true even of a person who has a real right of limited extent, such as usufruct, though such persons have quasi-possession, protected by a special interdict. There are, it is true, four types of persons who are regarded as possessors, even though they hold under a contract, namely the pledge creditor, the tenant for a perpetual or very long term of years, the tenant at will, and the stake-holder. But these cases can all be explained away on practical or historical grounds. In the classical or later laws they must be treated as exceptions. Conversely, the bailor or lessor usually retains possession of the thing he has bailed or let.
These characteristics make Roman possession very closely akin to seisin in English law, and although seisin has very marked possessory characteristics it has clearly been a different concept from possession at any time since 1500, or even earlier. Roman possession is indeed very closely akin to ownership, and is always thought of in close connexion with it. In principle, the only sort of person who can possess is one who can conceivably be an owner, hence neither a slave nor ^filiusfamilias^ except in relation to peculium castrense^ etc., can possess on his own account. Similarly a thing which cannot be owned (i.e. res extra commercium) cannot be possessed. A possessor is always thought of as a possible defendant in a real action,
1 Art. 1168.
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and therefore as one who is, and will remain, owner, unless the plaintiff can oust him by proof of his title. All of this is quite alien to English law. English law does not think of the possessor as a defendant in a real action, but as a plaintiff in an action of trespass.
The difference can perhaps be even better expressed in another way. English law thinks of any person who can be observed as controlling a thing as a possessor, unless he falls within some very narrow class. Roman law does not think of possession in terms of the continuing relationship but concentrates its attention on the acquisition and loss of possession. It regards possession merely as something which has arisen from the taking of possession, and which has not been terminated through loss of that possession; and the taking of possession is essentially an appropriation of the thing. It is difficult to define so fundamental a notion as appropriation in terms of other less fundamental notions, but some suggestion of its meaning can be given if one says that a person appropriates who consciously assumes the practical and 'economic* advantages of ownership, irrespective of title. If he is a thief or squatter he has no belief in the existence of a title—which indeed probably does not exist at all—but even if he is acquiring from someone else, although property will not pass without title, the possession will pass irrespective of whether the transferor had title or not. After this explanation, it is probably safe to define Roman possession as being, in principle, the practical and economic aspect of ownership.
All this is, of course, very obvious if one is thinking of possession as something that will ripen into ownership by usucapion. For it is well known that it is essential to this kind of possession that it shall have started with a iusta causa^ or iustus titulus. A person cannot begin to usucape unless he has done all that in him lies to become owner. This is not quite true of the possession which is protected
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by the interdicts, for even apart from the pledge creditor, etc., whose possession must, as has already been said, be considered exceptional, one must admit that the thief, finder, and squatter have no iusta causa or iustus titulus. The proper way to put it then is not that a possessor for the purpose of the interdicts must start with a iusta causa or iustus titulus, but that he must not start with the wrong kind of causa, for instance commodatum or locatio conductio.
The jurists never use the term causa in relation to the acquisition of possession, but when they speak of animus, they do so in an objective sense; and objective animus is the same as causa. Thus whichever way one puts it, causa plays a very definite part in the concept of possession.
Thus, in attempting to grasp the Roman concept of possession, one should not start by asking whether the possessor has the actual control over a thing. But even in English law it is no longer possible to say that possession always depends on actual control. Whenever the law makes use for its own purposes of a simple state of fact, it tends eventually to look upon it in an artificial way. Thus English law, which thinks of larceny as primarily a crime against possession, sometimes attributes possession to persons who do not in the ordinary sense of the word possess; otherwise thieves would often escape punishment. If, as Holmes says,1 the common law * abhors the absence of. . .
possessory rights as a kind of vacuum' we must not be surprised to find that possession at common law is sometimes very unlike what the ordinary man would call possession.2
It is a matter of principle in Roman law to differentiate ownership from possession. In fact we find statements to the effect that ownership has nothing in common with possession. Moreover the owner's and the possessor's remedies are sharply differentiated, and the jurists even
1The Common Law, p. 237.
2See, e.g., Hibbert v. McKiernan, [1948] 2 K.B. 142.