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  1. Thesis Objectives and Structure

The purpose of this research is two-fold: First, to develop gray-scale technology as an integrative MEMS-based 3-D fabrication tool, and second, to demonstrate the first MEMS actuators of any kind to utilize gray-scale fabricated features for improved performance and capabilities. The advances in gray-scale technology pioneered in this work firmly establish gray-scale as an attractive platform technology for MEMS device development. As part of this research on the core technology, multiple novel static devices were demonstrated, including: static micro-compressors, 3-D packaging substrates for MOSFET relays, and soft X-ray phase Fresnel lenses. The variable-height comb-drive actuators and resonators developed in this work are the first demonstration of achieving tailored electrostatic actuator behavior while maintaining a compact device layout. This dissertation also reports the first 2-axis on-chip optical fiber alignment system that uses the coupled in-plane motion of gray-scale shaped actuators to create actuation both in- and out- of the plane of the wafer. Alignment of an optical fiber cantilever in 2-axes over a large range (40nm x 40nm), with high resolution (<1nm), and fast alignment times (routinely <20 seconds), establish this device as a realistic on-chip platform for the packaging and integration of optoelectronic devices.

This PhD dissertation is organized as follows: Chapter 1 has reviewed the motivation behind this research, summarized the main contributions contained in this dissertation, and briefly reviewed the relevant literature.

Chapter 2 will discuss the gray-scale technology process in detail. Specific attention will be paid to profile control and pattern transfer. Three demonstrations of static 3-D applications developed with gray-scale technology will be presented as technology collaborations with different partners: the U.S. Army Research Laboratory, the Toshiba Corporation, and the NASA-Goddard Space Flight Center.

The development of the first electrostatic MEMS actuators integrating variable height structures fabricated with gray-scale technology will be presented in Chapter 3. Issues related to the design and integration of gray-scale structures into a comb-drive actuator will be reviewed, while test results will confirm their improved performance. Chapter 4 will build upon this work and discuss a more specific application of gray-scale tailored actuators: tunable MEMS resonators. The theoretical framework for such actuators will be presented, along with test results from multiple embodiments.

Chapters 5 and 6 will discuss the development of a new on-chip 2-axis optical fiber alignment system developed using gray-scale technology. The concept, design, and fabrication of the basic system will be discussed in detail in Chapter 5, while Chapter 6 will review all optical testing and alignment results.

Chapter 7 has been reserved for discussions on potential extensions of the work presented in this dissertation, as well as concluding remarks. Topics to be covered include: low frequency tunable resonator applications, prospects for miniaturizing fiber alignment systems towards dense array packaging, and methods for clamping optical fibers after alignment has been achieved.

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