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3.1. Key institutions of a national aml/cft regime

Dissemination of information on persons who are suspected of money laundering or the financing of terrorism

Compilation of money laundering and terrorist financing typologies for use by the private sector

Analysis of information in the FIU’s database

Law enforcement and investigative authorities

Investigation and field operations, e.G. Making searches, taking witness statements

Other information relevant to money laundering, predicate offences and terrorist financing

Requests of information on suspected money launderers and financiers of terrorism

Financial intelligence unit (FIU)

Disseminating suspicious transactions reports (STRs) on operations or activities of customers with probable relation to money laundering or the financing of terrorism

Gathering evidence, preparing criminal charges, entering a lawsuit

Obtaining additional information on customers and their activities by FIU’s request

Prosecution

Judge

Financial institutions

Trial

Designated non-financial businesses and professions (DNFBPs)

Activities or operations for or on behalf of a customer

Defense

Analysis of information

Regulatory and supervisory agencies

A verdict of guilty leads to a sentence

Undertaking customer due diligence (CDD)

Record-keeping

Money launderers

Law-abiding clients

Financiers of terrorism

3.2. Methodology bases of a risk-based approach and national coordination

Identify

Money laundering

Risks for a country

Take action

Assess

Terrorist financing

Designate

Mitigate

Understand

Apply resources

Authority

Mechanism

Policies should be regularly reviewed

Efficient allocation of limited resources

AML/CFT regime

Across

Risk-based approach (RBA), R. 1

Ensures that

Measures

To prevent

To mitigate

Money laundering

Are commeasurable with

Terrorist financing

The risks identified

Higher risks

The AML/CFT regime has an adequate address

Simplified measures

Lower risks

DNFBPs

Required to be used by

Financial institutions

Regulatory and supervisory agencies

Policy-makers

FIU

Law enforcement authorities

Policy-making level

Operational level

There have to be effective mechanisms of cooperation and coordination, R. 2

Policies

Activities

Money laundering

To combat

Development

Terrorist financing

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